131 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 41% over the past 30 days

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SEC issued enforcements: $20,672,263.00 over the past 30 days

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104 Final Rules go into effect in the next 30 days

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68 Mortgage Lending docs published in the last 7 days

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4948 docs with 12942 extracted obligations from the last 7 days

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19 new Proposed and Final Rules were published in the past 7 days

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11718 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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september, 2019

13sepallday14*19th Annual FDIC/JFSR Bank Research Conference

Time

september 13 (Friday) - 14 (Saturday)

Location

L. William Seidman Center

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