Regulatory Agency Updates | Week of September 23 to September 30

Regulatory Agency Updates | Week of Sep 23 - Sep 30

 
 
CA-OPC
 
 
 
 

Agency Update: Improving Privacy Practices for Legal Apps: A Best Practices Guide... | 09/25/2019

Agency Update: Understanding and Responding to the Privacy and Safety Risks of Stalke... | 09/25/2019

Agency Update: Parenting in the digital age: Sharing personal information on social n... | 09/25/2019

Agency Update: The Privacy Implications of Smart Cities... | 09/25/2019

Agency Update: Raising Public Awareness about Genealogical Privacy across Canada, in ... | 09/25/2019

Agency Update: Production and sharing of digital privacy content... | 09/25/2019

Agency Update: Three Short Films: Privacy in the Age of Big Data... | 09/25/2019

Agency Update: A Privacy Code Practice for the Connected Car... | 09/25/2019

Agency Update: Privacy Leakage in Canadian Public Wi-Fi Networks... | 09/25/2019

Agency Update: Professional Standards for Private Sector Cybersecurity Enforcement Ag... | 09/25/2019

 
 
 
CFPB
 
 
 
 

News: Quarterly Consumer Credit Trends: Consumer Bankruptcy, BAPCPA, and the... | 09/25/2019

News: Consumer Financial Protection Bureau Files Suit Against Fair Collectio... | 09/25/2019

News: New report explores trends in consumer bankruptcy... | 09/25/2019

Enforcement Document: FCO Holding, Inc., Fair Collections & Outsourcing, Inc., Fair Collecti... | 09/25/2019

News: CFPB Announces Additions to Executive Team... | 09/25/2019

Enforcement Action: FCO Holding, Inc., Fair Collections & Outsourcing, Inc., Fair Collecti... | 09/25/2019

News: Need to save up for college? Stay motivated with these three tips... | 09/24/2019

 
 
 
CFTC
 
 
 
 

Notice: Agency Information Collection Activities Under OMB Review... | 09/27/2019

Notice: Agency Information Collection Activities Under OMB Review... | 09/27/2019

Final Rule: Position Limits and Position Accountability for Security Futures Produ... | 09/27/2019

Notice: Agency Information Collection Activities Under OMB Review... | 09/26/2019

 
 
 
DOJ
 
 
 
 

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E... | 09/27/2019

Agency Update: New FOIA Training Dates for Fiscal Year 2020... | 09/26/2019

Agency Update: OPDAT Judicial Benchbooks Inauguration... | 09/24/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act... | 09/23/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/27/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/27/2019

Notice: Vacancy Posting for a Member of the Administrative Review Board... | 09/26/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/23/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/23/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Modernizing Influenza Vaccines in the United States to Promote Nationa... | 09/24/2019

 
 
 
FDIC
 
 
 
 

News: New Appraisal Threshold for Residential Real Estate Loans... | 09/27/2019

Notice: Notice to All Interested Parties of Intent To Terminate Receiverships... | 09/27/2019

Notice: Agency Information Collection Activities: Proposed Collection Renewal;... | 09/26/2019

News: Listening Sessions on Supervisory Appeals and Dispute Resolution Proce... | 09/24/2019

News: Supplemental Questions and Answers Related to the FDIC Statement of Po... | 09/23/2019

 
 
 
FINCEN
 
 
 
 

News: Prepared Remarks of FinCEN Director Kenneth A. Blanco, delivered at th... | 09/24/2019

 
 
 
FRS
 
 
 
 

News: Law and Macroeconomics: The Global Evolution of Macroprudential Regula... | 09/27/2019

News: Agencies issue final rule to exempt residential real estate transactio... | 09/27/2019

News: Final Rule Real Estate Appraisals for Residential Real Estate Transact... | 09/27/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 09/26/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 09/26/2019

News: Federal Reserve Board issues enforcement action with former employee o... | 09/26/2019

Notice: Proposed Agency Information Collection Activities; Comment Request... | 09/26/2019

News: Government of Union: Achieving Certainty in Cross-Border Finance - Vic... | 09/26/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 09/26/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 09/26/2019

 
 
 
FTC
 
 
 
 
 
 

Notice: Agency Information Collection Activities; Proposed Collection; Comment... | 09/27/2019

Notice: Agency Information Collection Activities; Proposed Collection; Comment... | 09/27/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/27/2019

Agency Update: Prepared Opening Remarks of Commissioner Chopra Before the U.S. House ... | 09/26/2019

News: Chmn. Simons and Cmr. Chopra testify before House Committee on Appropr... | 09/25/2019

Enforcement: Match Group, Inc.... | 09/25/2019

Agency Update: SmileDirectClub, LLC v. Battle, et al.... | 09/25/2019

News: Chmn. Simons and Cmr. Chopra testify before House Committee on Appropr... | 09/25/2019

Agency Update: Opening Statement of Commissioner Chopra Before the House Committee on... | 09/25/2019

News: Director Hoffman testifies before Senate Committee on the Judiciary, S... | 09/24/2019

 
 
 
Fannie
 
 
 
 

News: Recap of system enhancements... | 09/26/2019

News: Servicing Reports Transition Document upda... | 09/23/2019

 
 
 
INT-BIS
 
 
 
 

Agency Update: Interest rate spillovers from the United States: expectations, term pr... | 09/27/2019

News: BIS launches green bond fund for central banks... | 09/26/2019

Agency Update: Modelling yields at the lower bound through regime shifts... | 09/24/2019

 
 
 
INT-EBA
 
 
 
 

News: EBA consults on its proposals to create a STS framework for synthetic ... | 09/25/2019

News: EBA launches its 2019 EU-wide transparency exercise... | 09/23/2019

 
 
 
INT-FSB
 
 
 
 

News: Government of Union: Achieving Certainty in Cross-Border Finance... | 09/26/2019

 
 
 
INT-IOSCO
 
 
 
 

Media Release: IOSCO reviews member efforts to deter mis-selling of complex financial... | 09/26/2019

Final Rule: FR12/2019 Thematic Review on Suitability Requirements with respect to ... | 09/26/2019

 
 
 
INT-TWG
 
 
 
 

Guidance: Wolfsberg Group Guidance on Customer Tax Evasion 2019... | 09/26/2019

 
 
 
OCC
 
 
 
 

Notice: Information Collection Activities: Information Collection Renewal; Sub... | 09/24/2019

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions... | 09/27/2019

Notice: Notice of OFAC Sanctions Action... | 09/26/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Core Alternative Capital, LLC, Listed Funds Trust, and Quasar Distribu... | 09/27/2019

Enforcement: BMO Harris Financial Advisors, Inc. and BMO Asset Management Corp.... | 09/27/2019

News: Herbalife to Pay $20 Million for Misleading Investors... | 09/27/2019

Enforcement: iQuantifi, Inc. and Thomas F. White... | 09/27/2019

Enforcement: SEC Complaint - Hologram USA Networks Inc. and Alkiviades ("Alki") Dav... | 09/27/2019

Enforcement: Three Bridge Wealth Advisors, LLC... | 09/27/2019

Enforcement: SEC Complaint - Mylan N.V.... | 09/27/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 09/27/2019

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Institut... | 09/27/2019

Enforcement: FCA US LLC and Fiat Chrysler Automobiles N.V.... | 09/27/2019

 
 
 
TREAS
 
 
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/26/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/26/2019

News: U.S. Department of the Treasury... | 09/26/2019

Proposed Rule: Provisions Pertaining to Certain Transactions by Foreign Persons Invol... | 09/24/2019

Notice: Office of the General Counsel; Appointment of Members of the Legal Div... | 09/24/2019

News: U.S. Department of the Treasury... | 09/24/2019

Proposed Rule: Provisions Pertaining to Certain Investments in the United States by F... | 09/24/2019

Final Rule: Amendment to Statement Processing and Automated Clearinghouse (ACH); C... | 09/23/2019

News: U.S. Department of the Treasury... | 09/23/2019

News: U.S. Department of the Treasury... | 09/23/2019

 
 
 
UK-BOE
 
 
 
 
 
 

Agency Update: The BoC-BoE sovereign default database: what=E2=80=99s new in 2019?... | 09/27/2019

Agency Update: In the face of spillovers: prudential policies in emerging economies... | 09/27/2019

Agency Update: Liquidity transformation, collateral assets and counterparties... | 09/27/2019

News: Minutes of the RTGS renewal programme external advisory body - Septemb... | 09/27/2019

News: Bank of England sector resilience exercise... | 09/27/2019

Agency Update: Sector Simulation Exercise: SIMEX 2018 Report... | 09/27/2019

News: Minutes of the Meeting of the Court of Directors held on 4 July 2019... | 09/27/2019

News: Shifting balance of risks - speech by Michael Saunders... | 09/27/2019

Working Paper: In the face of spillovers: prudential policies in emerging economies... | 09/27/2019

Working Paper: Liquidity transformation, collateral assets and counterparties -- Sign... | 09/27/2019

 
 
 
UK-FCA
 
 
 
 

News: BNP Paribas (clone of authorised firm)... | 09/27/2019

News: Profinance Associates Ltd... | 09/27/2019

News: N M Rothschild & Sons (clone of authorised firm)... | 09/27/2019

News: Stress testing for human beings... | 09/27/2019

News: Further details of Independent Investigation of Connaught Income Fund ... | 09/27/2019

News: FCA urges consumers to carefully consider what cover they require when... | 09/27/2019

News: Updates to the FCA=E2=80=99s directions under the Temporary Transitional Power... | 09/26/2019

Handbook: Draft Main FCA Transitional Directions... | 09/26/2019

Handbook: Draft Transitional Direction Explanatory Note... | 09/26/2019

News: Information for customers of Thomas Cook Plc =E2=80=93 being alert to scams... | 09/26/2019

 
 
 
UK-HMT
 
 
 
 
 
 

News Story: Chancellor announces support for post-Brexit future... | 09/28/2019

Guidance: Breathing Space Scheme - Money and Pensions Service Advice... | 09/26/2019

Official Statistics: OSCAR - publishing data from the database: September 2019... | 09/24/2019

Accessible Documents Policy: Accessible documents policy... | 09/23/2019

Correspondence: Thomas Cook liquidation... | 09/23/2019

 
 
 
UK-ICO
 
 
 
 

News: International Day for the Universal Access to Information 2019... | 09/28/2019

 
 
 
UK-PRA
 
 
 
 
 
 

Policy statement: Strengthening individual accountability: Resolution assessments and re... | 09/27/2019

Consultation paper: Solvency II: Income producing real estate loans and internal credit as... | 09/27/2019

Policy statement: Solvency II: Equity release mortgages - Part 2 - PS19/19 'Solvency II:... | 09/27/2019

Consultation paper: Solvency II: Income producing real estate loans and internal credit as... | 09/27/2019

Policy statement: Strengthening individual accountability: Resolution assessments and re... | 09/27/2019

Policy statement: Strengthening individual accountability: Resolution assessments and re... | 09/27/2019

Policy statement: Strengthening individual accountability: Resolution assessments and re... | 09/27/2019

Policy statement: Solvency II: Equity release mortgages - Part 2... | 09/27/2019

Prudential Regulation: PRA Rulebook: CRR Firms: Non CRR Firms: Solvency II Firms: Non Solvenc... | 09/25/2019

Policy statement: Liquidity risk management for insurers... | 09/24/2019

 
 
 
VA
 
 
 
 

Notice: Prosthetics and Special-Disabilities Programs, Notice of Meeting... | 09/27/2019

Circular: Circular 26-19-24 - Change 2 - Servicer Loss Mitigation Letters on Del... | 09/25/2019

Notice: Agency Information Collection Activity Under OMB Review: Veterans Heal... | 09/24/2019

Notice: Solicitation of Nominations for Appointment to the Geriatrics and Gero... | 09/24/2019

Notice: National Research Advisory Council, Notice of Meeting... | 09/24/2019

 

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