Regulatory Agency Updates | Week of Sep 21 to Sep 28

Agency Report 21 - 28 feat img

 
 
CA-CANLII
 
 
 
 

Agency Update: Critical Habitat of the Northern Wolffish (Anarhichas denticulatus) Or... | 09/24/2020

Agency Update: Critical Habitat of the Spotted Wolffish (Anarhichas minor) Order, SOR... | 09/24/2020

 
 
 
CA-OPC
 
 
 
 

News: Announcement: Commissioner discusses Quebec=E2=80=99s privacy law reform bill... | 09/25/2020

 
 
 
CFPB
 
 
 
 
 
 
 
 

Comment: Qualified Mortgage Definition under the Truth in Lending Act (Regulati... | 09/25/2020

Blog: Preparedness means rebuilding toward a brighter future with emergency ... | 09/24/2020

Report: Perceived Financial Preparedness, Saving Habits, and Financial Securit... | 09/24/2020

Proposed Rule: Qualified Mortgage Definition Under the Truth in Lending Act (Regulati... | 09/24/2020

Comment: Debt Collection Practices (Regulation F); Public Submission; Congress... | 09/22/2020

Comment: Higher-Priced Mortgage Loan Escrow Exemption (Regulation Z); Public Su... | 09/22/2020

Comment: Qualified Mortgage Definition under the Truth in Lending Act (Regulati... | 09/22/2020

Comment: Higher-Priced Mortgage Loan Escrow Exemption (Regulation Z); Public Su... | 09/22/2020

Comment: Higher-Priced Mortgage Loan Escrow Exemption (Regulation Z); Public Su... | 09/22/2020

Comment: Making Ends Meet Survey; Public Submission; Bruce Grimm... | 09/21/2020

 
 
 
CFTC
 
 
 
 
 
 

Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter... | 09/25/2020

Enforcement: Complaint: TMTE, INC, et al... | 09/25/2020

Enforcement: Order: TMTE, INC, et al... | 09/25/2020

News: CFTC and 30 States Charge Los Angeles Precious Metals Dealers in Ongoi... | 09/25/2020

Agency Update: 20-30... | 09/25/2020

Notice: Agency Information Collection Activities Under OMB Review... | 09/25/2020

Notice: Agency Information Collection Activities Under OMB Review... | 09/24/2020

Notice: Sunshine Act Meetings... | 09/24/2020

Enforcement: Order: OTC Europe LLP... | 09/24/2020

Enforcement: Order: Marex Spectron International, LTD... | 09/24/2020

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 09/25/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 09/25/2020

Notice: Notice of Lodging of Proposed Consent Decree under the Resource Conser... | 09/25/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 09/25/2020

Agency Update: New Guidelines Issued for 2021 Agency Chief FOIA Officer Reports... | 09/24/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E... | 09/24/2020

Agency Update: New York Post Op-Ed: Sorry: This criminal-justice =E2=80=98reform=E2=80=99 would be di... | 09/24/2020

Agency Update: Summary and Assessment of Agency 2020 CFO Reports Issued... | 09/24/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E... | 09/22/2020

Notice: Notice Lodging of Proposed Consent Decree Under the Comprehensive Envi... | 09/22/2020

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/28/2020

Notice: Privacy Act of 1974; System of Records... | 09/28/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/28/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/23/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/23/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/23/2020

Notice: Senior Executive Service; Appointment of Members to the Performance Re... | 09/23/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/21/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/21/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/21/2020

 
 
 
EBSA
 
 
 
 

Notice: 202nd Meeting of the Advisory Council on Employee Welfare and Pension ... | 09/28/2020

Notice: Advisory Council on Employee Welfare and Pension Benefit Plans; Nomina... | 09/22/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Delegation of Certain Functions and Authorities Under the Global Fragi... | 09/25/2020

Presidential Document: National Gang Violence Prevention Week, 2020... | 09/25/2020

Presidential Document: National Small Business Week, 2020... | 09/25/2020

Presidential Document: National Farm Safety and Health Week, 2020... | 09/25/2020

Presidential Document: Delegation of Authority To Submit to the Congress the Notifications an... | 09/25/2020

Presidential Document: Presidential Determination on Major Drug Transit or Major Illicit Drug... | 09/25/2020

Presidential Document: Death of Ruth Bader Ginsburg... | 09/25/2020

Presidential Document: Constitution Day, Citizenship Day, and Constitution Week, 2020... | 09/24/2020

Presidential Document: National POW/MIA Recognition Day, 2020... | 09/24/2020

Presidential Document: Prescription Opioid and Heroin Epidemic Awareness Week, 2020... | 09/23/2020

 
 
 
FDIC
 
 
 
 
 
 

Proposed Rule: Removal of Transferred OTS Regulations Regarding Prompt Corrective Act... | 09/28/2020

Proposed Rule: Statement of Policy Regarding Minority Depository Institutions... | 09/25/2020

Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter... | 09/25/2020

Proposed Rule: Transferred OTS Regulations Regarding Nondiscrimination Requirements... | 09/25/2020

Notice: Agency Information Collection Activities: Submission for OMB Review; C... | 09/25/2020

Press Release: FDIC Makes Public August Enforcement Actions... | 09/25/2020

Press Release: FDIC Systemic Resolution Advisory Committee to Discuss the FDIC's Prog... | 09/24/2020

Financial Institution Letter: FIL-92-2020 - Regulatory Relief: Guidance to Help Financial Institutio... | 09/23/2020

Notice: Agency Information Collection Activities: Proposed Collection Renewal;... | 09/23/2020

Notice: Federal Deposit Insurance Corporation Restoration Plan... | 09/21/2020

 
 
 
FINRA
 
 
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): Alec C. Franks AWCs (Letters of Acceptance, Waiver, and Consent)... | 09/25/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Joshua K. Staudinger AWCs (Letters of Acceptance, Waiver, and Consent)... | 09/25/2020

AWCs (Letters of Acceptance, Waiver, and Consent): John Dewey Church AWCs (Letters of Acceptance, Waiver, and Consent)... | 09/24/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Nina Maines AWCs (Letters of Acceptance, Waiver, and Consent)... | 09/23/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Shawna J. Loveland AWCs (Letters of Acceptance, Waiver, and Consent)... | 09/23/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Jay Howard Bluestine AWCs (Letters of Acceptance, Waiver, and Consent)... | 09/23/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Capital City Securities, LLC AWCs (Letters of Acceptance, Waiver, and ... | 09/23/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Deborah Leah Beal AWCs (Letters of Acceptance, Waiver, and Consent)... | 09/22/2020

Notices: Regulatory Notice 20-33 FINRA Requests Comment on a Proposed New Exped... | 09/22/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Christ Elias Baltas AWCs (Letters of Acceptance, Waiver, and Consent)... | 09/22/2020

 
 
 
FRS
 
 
 
 
 
 

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 09/28/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 09/28/2020

Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter... | 09/25/2020

Press Release: Federal Reserve Board amends implementation date of modifications to R... | 09/25/2020

Press Release: Federal Register notice: Modifications to the Federal Reserve Banks' N... | 09/25/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 09/25/2020

Speech: Optimism in the Time of COVID - Vice Chair for Supervision Randal K. Q... | 09/23/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 09/22/2020

News: Coronavirus Aid, Relief, and Economic Security Act - Chair Jerome H. P... | 09/22/2020

Press Release: Statement by Chair Jerome H. Powell - Federal Reserve Board issues Adv... | 09/21/2020

 
 
 
FTC
 
 
 
 
 
 
 
 

Consumer Alert: Direct Alternatives Refunds Products: AF Plus and Final Trim... | 09/25/2020

News: Company Charged With Posing as SBA Lender Settles FTC Charges and Ceas... | 09/25/2020

Consumer Alert: StimTein Refunds... | 09/25/2020

Consumer Alert: LeanSpa Refunds... | 09/25/2020

Enforcement Order: Stipulated Final Order for Permanent Injunction (5.29 MB) Ponte Invest... | 09/25/2020

Consumer Alert: Bob Robinson Refunds Products: Work At Home EDU, Work At Home Program,... | 09/25/2020

Consumer Alert: Western Union Refunds... | 09/25/2020

News: FTC Requests Rehearing En Banc of Qualcomm Appeals Panel Decision... | 09/25/2020

News: FTC Adds New Charges, Additional Defendants in Case Against Alleged Py... | 09/24/2020

News: FTC Refunds More Than $76,000 to Consumers Who Bought Deceptively Mark... | 09/24/2020

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2020-37 Updates to Market Condition Credit Fee in Price and C... | 09/24/2020

 
 
 
INT-BIS
 
 
 
 

News: Basel Committee approves annual G-SIBs assessment, updates workplan t... | 09/25/2020

News: Basel Committee approves annual G-SIBs assessment, updates workplan t... | 09/25/2020

 
 
 
INT-EBA
 
 
 
 

News: EBA launches EU-wide transparency exercise... | 09/25/2020

News: EU financial regulators assess risks to the financial sector after the... | 09/22/2020

News: EBA phases out its Guidelines on legislative and non-legislative loan ... | 09/21/2020

 
 
 
INT-EC
 
 
 
 

News: Digital Finance Package: Commission sets out new, ambitious approach t... | 09/24/2020

News: Questions and Answers: Digital Finance Strategy, legislative proposals... | 09/24/2020

News: Questions and Answers on the Capital Markets Union Action Plan... | 09/24/2020

News: Capital Markets Union: Commission to boost Europe's capital markets... | 09/24/2020

 
 
 
INT-FATF
 
 
 
 

Publication: FATF statement following unauthorised disclosure of confidential FinCE... | 09/23/2020

 
 
 
INT-FSB
 
 
 
 

News: LEI ROC to become governance body for OTC derivatives identifiers... | 09/25/2020

News: FSB holds virtual roundtable on external audit... | 09/25/2020

 
 
 
INT-IOSCO
 
 
 
 

Final Rule: FR08/2020 Conflicts of interest and associated conduct risks during th... | 09/21/2020

Media Release: IOSCO issues measures to reduce conflict of interests in debt capital ... | 09/21/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 09/28/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 09/24/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 09/21/2020

 
 
 
OCC
 
 
 
 
 
 

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/25/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/25/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/25/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/25/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/25/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/25/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/25/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/25/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/25/2020

Comment: National Banks and Federal Savings Associations as Lenders; Public Sub... | 09/25/2020

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions... | 09/28/2020

Notice: Notice of OFAC Sanctions Actions... | 09/25/2020

Notice: Notice of OFAC Sanctions Action... | 09/25/2020

Notice: Notice of OFAC Sanctions Actions... | 09/25/2020

Notice: Notice of OFAC Sanctions Actions... | 09/25/2020

Notice: Notice of OFAC Sanctions Actions... | 09/24/2020

Final Rule: Cuban Assets Control Regulations... | 09/24/2020

Notice: Notice of OFAC Sanctions Actions... | 09/22/2020

Notice: Notice of OFAC Sanctions Actions... | 09/22/2020

Notice: Notice of OFAC Sanctions Actions... | 09/21/2020

 
 
 
RHS
 
 
 
 

Proposed Rule: Rental Assistance and Asset Management for the Multi-Family Housing Di... | 09/23/2020

Final Rule: Strategic Economic and Community Development... | 09/22/2020

 
 
 
SEC
 
 
 
 
 
 
 
 

Notice: Sunshine Act Meetings... | 09/28/2020

Notice: Self-Regulatory Organizations; National Securities Clearing Corporatio... | 09/28/2020

Notice: Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving P... | 09/28/2020

Notice: Self-Regulatory Organizations; The Depository Trust Company; Notice of... | 09/28/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 09/28/2020

Press Release: SEC Charges Companies, Former Executives as Part of Risk-Based Initiat... | 09/28/2020

Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter... | 09/25/2020

Notice: Submission for OMB Review; Comment Request... | 09/25/2020

Enforcement: Funding the Gap, LLC and Irene P. Carroll... | 09/25/2020

Enforcement: Leonardo Cornide and Jorge Falcon... | 09/25/2020

 
 
 
TREAS
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/28/2020

News: U.S. Department of the Treasury... | 09/25/2020

News: U.S. Department of the Treasury... | 09/25/2020

News: U.S. Department of the Treasury... | 09/24/2020

News: U.S. Department of the Treasury... | 09/23/2020

News: U.S. Department of the Treasury... | 09/23/2020

News: U.S. Department of the Treasury... | 09/23/2020

News: U.S. Department of the Treasury... | 09/23/2020

News: U.S. Department of the Treasury... | 09/22/2020

News: U.S. Department of the Treasury... | 09/22/2020

 
 
 
UK-BOE
 
 
 
 
 
 

Agency Update: Bank of England statement on European Securities and Markets Authority... | 09/28/2020

News: Andy Haldane: Organisation for Economic Co-operation and Development (... | 09/25/2020

News: Andy Haldane: Agent Based Modelling for Policy Seminar - opening keyno... | 09/25/2020

News: James Talbot: Panellist at Ethical Finance 2020 (11:30)... | 09/25/2020

News: 1st Joint Bank of England - Banque de France =E2=80=93 IMF =E2=80=93 OECD Workshop on ... | 09/25/2020

Agency Update: The impact of Covid-19 on businesses=E2=80=99 expectations: evidence from the ... | 09/25/2020

Quarterly Bulletin: Quarterly Bulletin - 2020 Q3... | 09/25/2020

Quarterly Bulletin: The impact of Covid-19 on businesses' expectations: evidence from the ... | 09/25/2020

Quarterly Bulletin: Quarterly Bulletin - 2020 Q3 -- The impact of Covid-19 on businesses=C3=A2=E2=82=AC... | 09/25/2020

Quarterly Bulletin: The impact of Covid-19 on businesses' expectations: evidence from the ... | 09/25/2020

 
 
 
UK-FCA
 
 
 
 

News: Invest Bonds UK... | 09/28/2020

News: Compare Property Bonds UK... | 09/28/2020

News: Industry to begin testing the Financial Instruments Transparency Syste... | 09/28/2020

News: UK Fixed Bonds Community... | 09/25/2020

News: Eisler Capital (Clone of FCA authorised firm)... | 09/25/2020

News: ISA Advisor... | 09/25/2020

News: Fuller-Grant International Consultancy LLC... | 09/25/2020

News: Property Income Investor... | 09/25/2020

News: FCA institutes criminal proceedings against three former employees of ... | 09/24/2020

News: FCA update following the recent coronavirus restrictions statements on... | 09/24/2020

 
 
 
UK-HMT
 
 
 
 
 
 
 
 

Transparency: Government procurement card HMT spend greater than =C2=A3500: July 2020... | 09/28/2020

Transparency: HMT spend greater than =C2=A325,000: August 2020... | 09/28/2020

News Story: Winter Economy Plan to support Scottish firms and workers... | 09/25/2020

Correspondence: Treatment of government grant support schemes in business interruption... | 09/25/2020

Transparency: OSCAR - publishing data from the database: September 2020... | 09/25/2020

Policy Paper: Winter Economy Plan... | 09/24/2020

Speech: Chancellor of the Exchequer, Rishi Sunak on the Winter Economy Plan... | 09/24/2020

Policy Paper: Self-Employment Income Support Scheme (SEISS) Grant Extension... | 09/24/2020

Policy Paper: Job Support Scheme... | 09/24/2020

Html Publication: Winter Economy Plan... | 09/24/2020

 
 
 
UK-ICO
 
 
 
 
 
 

News: Open letter from UK Information Commissioner Elizabeth Denham to UK or... | 09/24/2020

News: ICO fines company flouting the law in order to profiteer from the coro... | 09/24/2020

News: Statement from Information Commissioner Elizabeth Denham on the NHS CO... | 09/24/2020

Monetary penalties: Digital Growth Experts Limited -- Digital Growth Experts Limited monet... | 09/24/2020

Agency Update: Digital Growth Experts Limited... | 09/24/2020

Enforcement notices: Digital Growth Experts Limited -- Digital Growth Experts Limited enfor... | 09/24/2020

Agency Update: Digital Growth Experts Limited... | 09/24/2020

Decision Notice: Ministry of Defence... | 09/21/2020

 
 
 
UK-PRA
 
 
 
 

Consultation paper: UK withdrawal from the EU: Changes before the end of the transition pe... | 09/22/2020

Consultation paper: UK withdrawal from the EU: Changes before the end of the transition pe... | 09/22/2020

Report: Exercise by the Bank of England and Prudential Regulation Authority of... | 09/22/2020

Consultation paper: UK withdrawal from the EU: Changes before the end of the transition pe... | 09/22/2020

Consultation paper: UK withdrawal from the EU: Changes before the end of the transition pe... | 09/22/2020

Consultation paper: UK withdrawal from the EU: Changes before the end of the transition pe... | 09/22/2020

Consultation paper: UK withdrawal from the EU: Changes before the end of the transition pe... | 09/22/2020

Report: Exercise by the Bank of England and Prudential Regulation Authority of... | 09/22/2020

Consultation paper: UK withdrawal from the EU: Changes before the end of the transition pe... | 09/22/2020

Consultation paper: UK withdrawal from the EU: Changes before the end of the transition pe... | 09/22/2020

 
 
 
VA
 
 
 
 

Notice: Rental and Utility Assistance for Certain Low-Income Veteran Families... | 09/28/2020

Notice: Agency Information Collection Activity Under OMB Review: Generic Clear... | 09/28/2020

Notice: Agency Information Collection Activity Under OMB Review: VR&E Longitud... | 09/25/2020

Notice: Agency Information Collection Activity Under OMB Review: Application f... | 09/25/2020

News: This announcement provides information on the Fiscal Year 2020 End-of-... | 09/24/2020

Final Rule: VA Acquisition Regulation: Contractor Qualifications; Acquisition of U... | 09/24/2020

Notice: Reasonable Charges for Inpatient Medical Severity-Diagnosis Related Gr... | 09/22/2020

Final Rule: Elimination of On-the-Job Training and Apprenticeship Trainee Certific... | 09/21/2020

News: This announcement provides information on the system deployment occurr... | 09/21/2020

 

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