122 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements decreased 107% over the past 30 days

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OFAC issued enforcements: $752,177.00 over the past 30 days

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102 Final Rules go into effect in the next 30 days

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76 Mortgage Lending docs published in the last 7 days

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4929 docs with 12492 extracted obligations from the last 7 days

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23 new Proposed and Final Rules were published in the past 7 days

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12943 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

-

 
 
CA-OPC
 
 
 
 

News: Announcement: OPC publishes advice on what to do if you receive a brea… | 09/18/2019

 
 
 
CFPB
 
 
 
 

Notice: Agency Information Collection Activities: Submission for OMB Review; C… | 09/20/2019

Notice: Agency Information Collection Activities: Submission for OMB Review; C… | 09/20/2019

Notice: Supervisory Highlights, Issue 19 (Summer 2019)… | 09/19/2019

News: CFPB and FTC to Host December Workshop on Accuracy in Consumer Reporti… | 09/19/2019

News: Director Kraninger’s Speech at CFPB Symposium on Behavioral Economics… | 09/19/2019

Notice: Request for Information Regarding Tech Sprints… | 09/18/2019

News: Consumer Financial Protection Bureau to Enhance Consumer Complaint Dat… | 09/18/2019

News: Director Kraninger=E2=80=99s Speech at the National Consumer Empowerment Confe… | 09/18/2019

News: New report explores the relationship between Financial Well-Being and … | 09/17/2019

 
 
 
CFTC
 
 
 
 

Notice: Sunshine Act Meetings… | 09/20/2019

Proposed Rule: Public Rulemaking Procedures… | 09/20/2019

Notice: Technology Advisory Committee… | 09/18/2019

Proposed Rule: Exemption From Derivatives Clearing Organization Registration… | 09/18/2019

Proposed Rule: Registration With Alternative Compliance for Non-U.S. Derivatives Clea… | 09/18/2019

 
 
 
DOJ
 
 
 
 

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act… | 09/23/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act, … | 09/20/2019

Proposed Rule: Privacy Act of 1974; Implementation… | 09/18/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act… | 09/17/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act… | 09/16/2019

Notice: Agency Information Collection Activities: Proposed eCollection eCommen… | 09/16/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 09/23/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 09/23/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 09/20/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 09/20/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 09/20/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 09/16/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Constitution Day, Citizenship Day, and Constitution Week, 2019… | 09/20/2019

Presidential Document: Continuation of the National Emergency With Respect to Persons Who Com… | 09/20/2019

Presidential Document: National Hispanic Heritage Month, 2019… | 09/18/2019

Presidential Document: Continuation of the Exercise of Certain Authorities Under the Trading … | 09/18/2019

Presidential Document: National Gang Violence Prevention Week, 2019… | 09/18/2019

Presidential Document: National Farm Safety and Health Week, 2019… | 09/17/2019

Presidential Document: Correction… | 09/16/2019

Presidential Document: Patriot Day, 2019… | 09/16/2019

 
 
 
FDIC
 
 
 
 

News: Changes to the FDIC’s Post-Examination Survey Process
Changes to the F… | 09/19/2019

Notice: Agency Information Collection Activities: Submission for OMB Review; C… | 09/19/2019

Notice: Sunshine Act Meeting… | 09/19/2019

News: Statement by FDIC Chairman Jelena McWilliams on the Final Rule: Capita… | 09/17/2019

News: Statement by Martin J. Gruenberg, Member, FDIC Board of Directors on t… | 09/17/2019

News: Statement by FDIC Chairman Jelena McWilliams on the Notice of Proposed… | 09/17/2019

Notice: Agency Information Collection Activities: Submission for OMB Review; C… | 09/16/2019

Notice: Notice of Termination of Receiverships… | 09/16/2019

Notice: Notice to All Interested Parties of Intent To Terminate Receivership… | 09/16/2019

Notice: Notice to All Interested Parties of Intent To Terminate Receivership… | 09/16/2019

 
 
 
FRS
 
 
 
 

Notice: Formations of, Acquisitions by, and Mergers of Savings and Loan Holdin… | 09/23/2019

Notice: Formations of, Acquisitions by, and Mergers of Savings and Loan Holdin… | 09/23/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 09/20/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 09/20/2019

News: Federal Reserve Board approves action by the Board of Directors of the… | 09/20/2019

News: Federal Reserve Board announces termination of enforcement action with… | 09/19/2019

News: Federal Reserve Board approves actions by the Boards of Directors of t… | 09/19/2019

News: Federal Reserve issues FOMC statement… | 09/18/2019

News: Implementation Note issued September 18, 2019 – Federal Reserve issues… | 09/18/2019

News: Federal Reserve Board and Federal Open Market Committee release econom… | 09/18/2019

 
 
 
FTC
 
 
 
 
 
 

News: BCP Director Andrew Smith discusses enforcement at National Advertisin… | 09/23/2019

News: BCP Director Andrew Smith discusses enforcement at National Advertisin… | 09/23/2019

Enforcement: Vemma Refunds… | 09/20/2019

Enforcement: Reembolsos de Vemma… | 09/20/2019

News: Accuracy in Consumer Reporting Workshop… | 09/19/2019

Enforcement: Truly Organic Inc…. | 09/19/2019

News: Cmr. Chopra speech at 2019 UFCW Attorneys=E2=80=99 Conference… | 09/18/2019

Notice: SES Performance Review Board… | 09/18/2019

Notice: US Foods Holding Corp.; Analysis of Agreement Containing Consent Order… | 09/18/2019

Agency Update: Comment of the Staff of the Federal Trade Commission=E2=80=99s Bureau of Consu… | 09/18/2019

 
 
 
Fannie
 
 
 
 

News: Servicing Reports Transition Document upda… | 09/16/2019

 
 
 
INT-BIS
 
 
 
 

News: Markets swing on trade and monetary policy: BIS Quarterly Review… | 09/22/2019

Agency Update: Steady-state growth… | 09/20/2019

News: Ravi Menon appointed Chair of the BIS Asian Consultative Council… | 09/19/2019

News: HKMA and the BIS sign operational agreement on the BIS Innovation Hub … | 09/18/2019

News: Senior officials from public authorities meet on stablecoins… | 09/16/2019

Agency Update: Embedded supervision: how to build regulation into blockchain finance… | 09/16/2019

 
 
 
INT-EBA
 
 
 
 

News: EBA launches its 2019 EU-wide transparency exercise… | 09/23/2019

News: Adam Farkas steps down as EBA Executive Director… | 09/17/2019

 
 
 
NCUA
 
 
 
 

Notice: Sunshine Act Meeting… | 09/19/2019

Notice: Sunshine Act Meeting… | 09/16/2019

 
 
 
OFAC
 
 
 
 

Notice: Special Designation and Blocking Memorandum… | 09/17/2019

Notice: Notice of OFAC Sanctions Action… | 09/17/2019

Notice: Issuance of Russia-Related Directive Pursuant to Executive Order 13883… | 09/16/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Sunshine Act Meetings… | 09/23/2019

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of … | 09/23/2019

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Desi… | 09/23/2019

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of With… | 09/23/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a… | 09/23/2019

Enforcement: Earl D. Miller, et al…. | 09/20/2019

Enforcement: Anton & Chia, LLP, et al…. | 09/20/2019

Enforcement: The Bancorp, Inc…. | 09/20/2019

Enforcement: Zvi Feiner, et al…. | 09/20/2019

Enforcement: SEC Amended Judgment, – Earl D. Miller, et al…. | 09/20/2019

 
 
 
TREAS
 
 
 
 

Final Rule: Amendment to Statement Processing and Automated Clearinghouse (ACH); C… | 09/23/2019

Notice: Public Meeting of the Commission on Social Impact Partnerships… | 09/20/2019

Agency Update: U.S. Department of the Treasury… | 09/20/2019

Agency Update: U.S. Department of the Treasury… | 09/20/2019

Agency Update: Treasury Sanctions Iran=E2=80=99s Central Bank and National Development Fund… | 09/20/2019

Agency Update: U.S. Department of the Treasury… | 09/17/2019

Agency Update: U.S. Department of the Treasury… | 09/17/2019

Agency Update: U.S. Department of the Treasury… | 09/17/2019

 
 
 
UK-BOE
 
 
 
 

News: Celebrating inclusion =E2=80=93 National Inclusion Week Launch – speech by Vic… | 09/23/2019

Agency Update: Employment and the collateral channel of monetary policy… | 09/20/2019

Agency Update: How do financial vulnerabilities and bank resilience affect medium-ter… | 09/20/2019

Agency Update: Credit easing versus quantitative easing: evidence from corporate and … | 09/20/2019

Agency Update: Trend and cycle shocks in Bayesian unobserved components models for UK… | 09/20/2019

Agency Update: Quarterly Bulletin – 2019 Q3… | 09/20/2019

Agency Update: How banks are authorised in the UK… | 09/20/2019

Agency Update: Bank of England Weekly Report 18 September 2019… | 09/19/2019

Agency Update: Agents’ summary of business conditions – 2019 Q3… | 09/19/2019

News: Monetary Policy Committee dates for 2020… | 09/19/2019

 
 
 
UK-CMA
 
 
 
 

News Story: Drug firms admit to colluding in order to keep prices up… | 09/20/2019

News Story: Sports fashion merger raises competition concerns… | 09/19/2019

Notice: Proposed acquisition of Cobham PLC by Advent International: European i… | 09/18/2019

News Story: Government responds to the proposed acquisition of Cobham plc by Adven… | 09/18/2019

 
 
 
UK-FCA
 
 
 
 

News: First BTC FX (clone of FCA authorised firm)… | 09/20/2019

News: Stretchy Finance UK Ltd / Stretchy Loans UK Ltd (clone of FCA authoris… | 09/20/2019

News: Information for customers of Glint Pay Services Ltd… | 09/20/2019

News: Perfect Lends (clone of FCA authorised firm)… | 09/20/2019

News: Sheree Howard appointed as FCA Executive Director of Risk and Complian… | 09/20/2019

News: We Claim 4U Limited… | 09/19/2019

News: Improving the suitability of financial advice… | 09/19/2019

News: Update to June 2019 joint statement on opportunistic strategies in the… | 09/19/2019

News: FCA finds MiFID II research unbundling rules working well for investor… | 09/19/2019

News: Williams Carter & Associates LLC… | 09/18/2019

 
 
 
UK-HMT
 
 
 
 
 
 
 
 

Accessible Documents Policy: Accessible documents policy… | 09/23/2019

Press Release: Increased DWP support for veterans… | 09/20/2019

Guidance: Public sector annual reports: sustainability reporting guidance 2019 t… | 09/19/2019

News Story: Irish and British Finance ministers meet for third time… | 09/19/2019

News Story: The Economics of Biodiversity: Advisory Panel… | 09/19/2019

Official Statistics: Forecasts for the UK economy: September 2019… | 09/18/2019

Speech: UK Finance annual dinner: Economic Secretary’s speech… | 09/18/2019

Guidance: Preston guidance: September 2019… | 09/17/2019

News Story: Landmark biodiversity review inaugural meeting held today… | 09/16/2019

Transparency: Banking Liaison Panel minutes 2019… | 09/16/2019

 
 
 
UK-ICO
 
 
 
 

News: Dirwy a hysbysiad gorfodi i Superior Style Home Improvements… | 09/18/2019

News: Superior Style Home Improvements fined and issued with enforcement not… | 09/17/2019

 
 
 
UK-PRA
 
 
 
 

Consultation paper: Solvency II: Prudent Person Principle… | 09/18/2019

Consultation paper: Credit risk: Probability of Default and Loss Given Default estimation … | 09/18/2019

Consultation paper: Credit risk: Probability of Default and Loss Given Default estimation… | 09/18/2019

Consultation paper: Solvency II: Prudent Person Principle – Consultation Paper 22/19… | 09/18/2019

 
 
 
VA
 
 
 
 

Notice: Cooperative Studies Scientific Evaluation Committee; Notice of Meeting… | 09/19/2019

Notice: Agency Information Collection Activity Under OMB Review: State Applica… | 09/18/2019

Notice: Advisory Committee Charter Renewals… | 09/17/2019

Notice: Department of Veterans Affairs Voluntary Service National Advisory Com… | 09/17/2019

Notice: Change of Publication Manner for Invention Licenses… | 09/16/2019

 

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