Regulatory Agency Updates | Week of September 09 to September 16

Regulatory Agency Updates | Week of Sep 09 - Sep 16

 
 
CFPB
 
 
 
 

Final Rule: Policy on the Compliance Assistance Sandbox... | 09/13/2019

Final Rule: Policy on No-Action Letters... | 09/13/2019

Notice: Consumer Credit Card Market Report of the Bureau of Consumer Financial... | 09/13/2019

Final Rule: Policy To Encourage Trial Disclosure Programs... | 09/13/2019

News: CFPB and State Regulators Launch American Consumer Financial Innovatio... | 09/10/2019

News: Director Kraninger=E2=80=99s Speech at Innovation Policies Launch Event... | 09/10/2019

News: CFPB Issues Policies to Facilitate Compliance and Promote Innovation... | 09/10/2019

News: Today's Money as You Grow Bookshelf pick: "But I=E2=80=99ve Used All of My Poc... | 09/10/2019

Notice: Agency Information Collection Activities: Comment Request... | 09/09/2019

 
 
 
CFTC
 
 
 
 

Notice: Sunshine Act Meetings... | 09/11/2019

Notice: Global Markets Advisory Committee; Meeting... | 09/09/2019

Notice: Fees for Reviews of the Rule Enforcement Programs of Designated Contra... | 09/09/2019

 
 
 
DOJ
 
 
 
 

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act... | 09/16/2019

Notice: Agency Information Collection Activities: Proposed eCollection eCommen... | 09/16/2019

Notice: Agency Information Collection Activities; Proposed eCollection; eComme... | 09/13/2019

Agency Update: 25th Anniversary of the Violence Against Women Act... | 09/13/2019

Notice: Notice of Extension of Public Comment Period for Consent Decree Under ... | 09/11/2019

Notice: Privacy Act of 1974; System of Records... | 09/10/2019

Notice: Agency Information Collection Activities; Proposed eCollection; eComme... | 09/09/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/16/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/10/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/09/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Correction... | 09/16/2019

Presidential Document: Patriot Day, 2019... | 09/16/2019

Presidential Document: Continuation of the National Emergency With Respect to Certain Terrori... | 09/13/2019

Presidential Document: Minority Enterprise Development Week, 2019... | 09/13/2019

Presidential Document: National Historically Black Colleges and Universities Week, 2019... | 09/12/2019

Presidential Document: Providing an Order of Secession Within the Council on Environmental Qu... | 09/12/2019

Presidential Document: Opioid Crisis Awareness Week, 2019... | 09/12/2019

Presidential Document: Modernizing Sanctions To Combat Terrorism... | 09/12/2019

Notice: Designation of Eleven Areas as High Intensity Drug Trafficking Areas... | 09/11/2019

Presidential Document: Continuation of the National Emergency With Respect to Foreign Interfe... | 09/11/2019

 
 
 
FDIC
 
 
 
 

Notice: Agency Information Collection Activities: Submission for OMB Review; C... | 09/16/2019

Notice: Notice of Termination of Receiverships... | 09/16/2019

Notice: Notice to All Interested Parties of Intent To Terminate Receivership... | 09/16/2019

Notice: Notice to All Interested Parties of Intent To Terminate Receivership... | 09/16/2019

Notice: Sunshine Act Meeting... | 09/13/2019

Notice: Agency Information Collection Activities: Submission for OMB Review; C... | 09/12/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/09/2019

 
 
 
FINCEN
 
 
 
 

News: Notice: FinCEN Encourages Communication from Financial Institutions Af... | 09/13/2019

News: Prepared Remarks of FinCEN Deputy Director Jamal El-Hindi, delivered a... | 09/11/2019

Notice: Renewal Without Change of Information Collection Requirements in Conne... | 09/10/2019

 
 
 
FRS
 
 
 
 

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 09/16/2019

News: Insurance Regulation - Thomas Sullivan, Associate Director... | 09/12/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 09/12/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 09/11/2019

News: Attachment (PDF) - Federal Reserve Board announces approval of applica... | 09/11/2019

News: Federal Reserve Board announces approval of application by Vista Bank... | 09/11/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 09/11/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 09/10/2019

News: Federal Reserve Board announces termination of enforcement action with... | 09/10/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 09/10/2019

 
 
 
FTC
 
 
 
 

Notice: Granting of Requests for Early Termination of the Waiting Period Under... | 09/16/2019

News: Protecting Virginia's Consumers: A Common Ground Conference... | 09/13/2019

Enforcement: DTE Energy Company, In the Matter of... | 09/13/2019

Enforcement: Manhattan Beach Venture, LLC, et al.... | 09/12/2019

Enforcement: Progress Advocates Group, LLC, et al.... | 09/12/2019

Enforcement: Sysco, USF Holding Corp., and US Foods, Inc.... | 09/11/2019

Notice: Agency Information Collection Activities; Proposed Collection; Comment... | 09/11/2019

Enforcement: US Foods and SGA, In the Matter of... | 09/11/2019

Notice: Thru, Inc.; Analysis To Aid Public Comment... | 09/09/2019

Notice: LotaData, Inc.; Analysis To Aid Public Comment... | 09/09/2019

 
 
 
Fannie
 
 
 
 

News: Malloy Evans: Key Updates in Latest Servicing Announcement (September ... | 09/11/2019

News: Servicing Guide Updates... | 09/11/2019

 
 
 
INT-BIS
 
 
 
 

Agency Update: Embedded supervision: how to build regulation into blockchain finance... | 09/16/2019

 
 
 
INT-EBA
 
 
 
 

News: EU financial regulators highlight risks of a no-deal Brexit and search... | 09/12/2019

News: EBA issues revised list of validation rules... | 09/10/2019

News: EBA will clarify the prudential treatment applicable to own funds inst... | 09/09/2019

 
 
 
NCUA
 
 
 
 

Notice: Sunshine Act Meeting... | 09/16/2019

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 09/09/2019

 
 
 
NYSE
 
 
 
 

Enforcement: Jump Trading, LLC... | 09/12/2019

 
 
 
OCC
 
 
 
 

Notice: Agency Information Collection Activities: Information Collection Renew... | 09/10/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 09/09/2019

 
 
 
OFAC
 
 
 
 

Notice: Issuance of Russia-Related Directive Pursuant to Executive Order 13883... | 09/16/2019

Notice: Notice of OFAC Sanctions Action... | 09/12/2019

Final Rule: Cuban Assets Control Regulations... | 09/09/2019

 
 
 
RHS
 
 
 
 

Notice: Announcement of the Availability of Disaster Relief Act 2019 Grant Fun... | 09/10/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and... | 09/16/2019

Notice: Sunshine Act Meetings... | 09/16/2019

Notice: Proposed Collection; Comment Request... | 09/16/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a... | 09/16/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 09/16/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a... | 09/16/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a... | 09/16/2019

Notice: Proposed Collection; Comment Request... | 09/16/2019

Notice: Sunshine Act Meetings... | 09/16/2019

Notice: Submission for OMB Review; Comment Request... | 09/16/2019

 
 
 
TREAS
 
 
 
 

Agency Update: U.S. Department of the Treasury... | 09/13/2019

Agency Update: U.S. Department of the Treasury... | 09/11/2019

Agency Update: U.S. Department of the Treasury... | 09/10/2019

Agency Update: U.S. Department of the Treasury... | 09/10/2019

Notice: Open Meeting of the Advisory Committee on Risk-Sharing Mechanisms... | 09/10/2019

 
 
 
UK-BOE
 
 
 
 

Agency Update: Attention to the tail(s): global financial conditions and exchange rat... | 09/13/2019

Agency Update: Market-implied systemic risk and shadow capital adequacy... | 09/13/2019

News: Minutes of the Working Group on Sterling Risk-Free Reference Rates - J... | 09/13/2019

News: Run Lola Run! The good, the bad and the ugly of FX market fragmentatio... | 09/13/2019

Agency Update: Bank of England Weekly Report 11 September 2019... | 09/12/2019

News: Minutes of the London FXJSC Legal Sub-Committee Meeting - 18 June 2019... | 09/11/2019

News: Minutes of the London FXJSC Operations Sub-Committee meeting - 2 May 2... | 09/09/2019

News: Minutes of the London FXJSC meeting - 9 May 2019... | 09/09/2019

 
 
 
UK-CMA
 
 
 
 

Press Release: Major overhaul of hotel booking sector after CMA action... | 09/13/2019

 
 
 
UK-FCA
 
 
 
 

News: Preparing for Brexit in financial services: the state of play... | 09/16/2019

News: Further details of Independent Investigation of Interest Rate Hedging ... | 09/16/2019

News: Firms need to register for Connect to update their firm details... | 09/13/2019

News: IPO-DEX (clone of FCA authorised firm)... | 09/13/2019

News: 24HR Trading Academy Ltd... | 09/13/2019

News: ICAP Investment (clone of authorised firm)... | 09/12/2019

News: Cabinet Klienmann Sarl (clone of authorised firm)... | 09/12/2019

News: FCA steps up efforts to ensure firms are getting ready for a no-deal B... | 09/11/2019

News: Europe FX Trade (clone of FCA authorised firm)... | 09/11/2019

News: Baxter-Ford & Associates LLC... | 09/11/2019

 
 
 
UK-HMT
 
 
 
 
 
 
 
 

Transparency: Banking Liaison Panel minutes 2019... | 09/16/2019

Foi Release: Research and development... | 09/16/2019

Policy Paper: Summary of Financial Inclusion Policy Forum meeting March 2019... | 09/13/2019

Press Release: =C2=A395 million to revive historic high streets... | 09/13/2019

News Story: Treasury minister visits Tees Valley... | 09/13/2019

Policy Paper: UK-China 10th Economic and Financial Dialogue: policy outcomes... | 09/12/2019

Policy Paper: Aggregates Levy Review Working Group... | 09/12/2019

Transparency: HMT spend greater than =C2=A325,000: June 2019... | 09/12/2019

Open Consultation: Government financial reporting manual 2020 to 2021... | 09/12/2019

Transparency: HMT spend greater than =C2=A325,000: May 2019... | 09/12/2019

 
 
 
UK-ICO
 
 
 
 

News: Privacy attacks on AI models... | 09/12/2019

News: SMOs must =E2=80=9Cprepare for all scenarios=E2=80=9D to maintain data flows when UK l... | 09/11/2019

 
 
 
UK-PRA
 
 
 
 

Consultation paper: Regulatory capital instruments: update to Pre-Issuance Notification (P... | 09/09/2019

Consultation paper: Regulatory capital instruments: update to Pre-Issuance Notification (P... | 09/09/2019

 
 
 
VA
 
 
 
 

Notice: Change of Publication Manner for Invention Licenses... | 09/16/2019

Notice: Notice of Performance Review Board Members... | 09/13/2019

Notice: Solicitation of Nominations for Appointment to the Geriatrics and Gero... | 09/12/2019

Notice: Agency Information Collection Activity: VA Post-Separation TAP Longitu... | 09/12/2019

Notice: Agency Information Collection Activity: Monthly Certification of Fligh... | 09/10/2019

 

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