285 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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19 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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98 new Proposed and Final Rules were published in the past 7 days

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2910 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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Agency Report Sep 06 - 13

BPD
BPD published 0 updates:
CBO
CBO published 0 updates:
CDFI
CDFI published 1 updates: 1 Notice
Funding Opportunities: Capital Magnet Fund; 2021 Funding Round
Notice 09/10/2021
CFPB
CFPB published 10 updates: 2 Comment, 1 Injunction Order, 1 Complaint, 1 Consent Order, 1 Press Release, 1 Report, 3 Press Release
Comment sumitted by Bill Hulse, CCMC; Public Submission; CCMC
Comment 09/09/2021
Comment sumitted by Bill Hulse, CCMC; Public Submission; CCMC
Comment 09/09/2021
Consumer Financial Protection Bureau Issues Report Finding a Continued Declin...
Press Release 09/09/2021
2021 College credit card agreements
Report 09/09/2021
LendUp Loans, LLC Complaint
Complaint 09/08/2021
CFPB Sues LendUp Loans for Violating 2016 Consent Order and Deceiving Borrowers
Press Release 09/08/2021
CFPB Takes Action Against Student Lender for Misleading Borrowers about Incom...
Press Release 09/07/2021
Better Future Forward, Inc. Stipulation
Injunction Order 09/07/2021
Better Future Forward, Inc. Consent Order
Consent Order 09/07/2021
Statement by CFPB Acting Director Uejio on CFPB Victory in Legal Challenge to...
Press Release 09/07/2021
CFTC
CFTC published 0 updates:
CME
CME published 0 updates:
CMS
CMS published 2 updates: 1 Notice, 1 Rule
Agency Information Collection Activities: Submission for OMB Review; Comment Request
Notice 09/08/2021
Medicare and Medicaid Programs; Adjustment of Civil Monetary Penalties for In...
Rule 09/08/2021
CSBS
CSBS published 1 updates: 1 Policy Statement
CSBS Uniform Money Transmission Modernization Act
Policy Statement 09/07/2021
DOC
DOC published 10 updates: 2 Speech, 1 Rule, 2 Press Release, 2 Blog, 3 Press Release
Readout of Deputy Secretary's Graves Meeting with METI Vice Minister for Inte...
Press Release 09/10/2021
Secretary of Commerce Gina M. Raimondo Co-chairs U.S.-Mexico High Level Econo...
Press Release 09/09/2021
Secretary Raimondo's Remarks on President Biden's Build Back Better Agenda to...
Speech 09/09/2021
Honoring First Responders on the 20th Anniversary of 9/11
Blog 09/09/2021
Department of Commerce Establishes National Artificial Intelligence Advisory ...
Press Release 09/08/2021
Announcing the 2021 Class of Sustainability, Energy, and Environmental (SEE) ...
Blog 09/08/2021
Keynote Remarks by U.S. Secretary of Commerce Gina Raimondo at the Tallinn Di...
Speech 09/07/2021
Readout of Secretary Raimondo's Meeting with Estonian Prime Minister Kaja Kallas
Press Release 09/07/2021
Readout of Secretary Raimondo's Meeting with European Commission Executive Vi...
Press Release 09/07/2021
Privacy Act of 1974; System of Records
Rule 09/07/2021
DOL
DOL published 0 updates:
DTCC
DTCC published 0 updates:
EBSA
EBSA published 1 updates: 1 News
US Department of Labor recovers $14K for Illinois retirement plan after inves...
News 09/08/2021
ED
ED published 6 updates: 1 Notice, 5 Notice
Third-Party Access to the Department's Information Technology Systems and Not...
Notice 09/10/2021
Agency Information Collection Activities; Submission to the Office of Managem...
Notice 09/08/2021
Agency Information Collection Activities; Comment Request; Early Childhood Lo...
Notice 09/08/2021
Reopening the Fiscal Year (FY) 2021 Competition for Certain Eligible Applican...
Notice 09/08/2021
Agency Information Collection Activities; Submission to the Office of Managem...
Notice 09/08/2021
Agency Information Collection Activities; Comment Request; School Pulse Panel...
Notice 09/07/2021
EIB/USEIB
EIB/USEIB published 2 updates: 2 Notice
Sunshine Act Meetings
Notice 09/10/2021
Agency Information Collection Activities: Comment Request
Notice 09/10/2021
ETA
ETA published 1 updates: 1 Notice
Notice of Conditional Approval of New York States' Application for the Partia...
Notice 09/07/2021
FCA
FCA published 0 updates:
FCSC
FCSC published 0 updates:
FCSIC
FCSIC published 1 updates: 1 Notice
Regular Meeting; Farm Credit System Insurance Corporation Board
Notice 09/08/2021
FDIC
FDIC published 11 updates: 3 Financial Institution Letter, 1 Speech, 1 Notice, 2 Press Release, 1 Notice, 3 Press Release
FDIC Launches 2 nd Annual Academic Challenge
Press Release 09/10/2021
Proposed Interagency Guidance on Third-Party Relationships: Risk Management
Notice 09/10/2021
FIL-64-2021 - FDIC Selects Four Vendors to Participate in a Rapid Phased Prot...
Financial Institution Letter 09/09/2021
FIL-63-2021 - Guidance to Help Financial Institutions and Facilitate Recovery...
Financial Institution Letter 09/09/2021
Remarks by FDIC Chairman Jelena McWilliams and Director of the Division of In...
Speech 09/08/2021
FDIC-Insured Institutions Reported Net Income of $70.4 Billion in Second Quar...
Press Release 09/08/2021
FDIC-Insured Institutions Reported Net Income of $70.4 Billion in Second Quarter 2021
Press Release 09/08/2021
Joint Release/Agencies Extend Comment Period on Proposed Risk Management Guid...
Press Release 09/07/2021
Joint Release/Agencies Extend Comment Period on Proposed Risk Management Guid...
Press Release 09/07/2021
FIL-62-2021 - Extension of Comment Period for Proposed Interagency Guidance o...
Financial Institution Letter 09/07/2021
FFIEC
FFIEC published 1 updates: 1 Notice
Appraisal Subcommittee Notice of Meeting
Notice 09/07/2021
FHA
FHA published 0 updates:
FHFA
FHFA published 1 updates: 1 Bulletin
FHL Banks Supervisory Letter on FHLBank Membership Issues - September 2021
Bulletin 09/09/2021
FHFB
FHFB published 0 updates:
FINCEN
FINCEN published 0 updates:
FINRA
FINRA published 10 updates: 6 Enforcement, 2 Final Decision, 1 News, 1 Notice
Deutsche Bank Securities Inc. AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 09/10/2021
SogoTrade, Inc. AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 09/10/2021
FINRA Announces Retirement of Executive Vice President of Member Supervision ...
News 09/10/2021
Jacob Popek AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 09/09/2021
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.;...
Notice 09/08/2021
ROBERT HENDERSON OHO Decisions
Final Decision 09/07/2021
ADAM GERARD BELARDINO OHO Decisions
Final Decision 09/07/2021
Kevin John DeAngelis AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 09/07/2021
Athanasios Tomaras AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 09/07/2021
Santander Investment Securities Inc. AWCs (Letters of Acceptance, Waiver, and...
Enforcement 09/07/2021
FRS
FRS published 11 updates: 1 SR Letter, 1 Consumer Affairs Letters, 1 Speech, 1 Notice, 2 Press Release, 2 Notice, 1 Rule, 2 Press Release
Proposed Interagency Guidance on Third-Party Relationships: Risk Management
Notice 09/10/2021
SR 21-16 / CA 21-13 Community Bank Access to Innovation through Partnerships
SR Letter 09/09/2021
Community Bank Access to Innovation - Governor Michelle W. Bowman
Speech 09/09/2021
SR 21-16 / CA 21-13 Community Bank Access to Innovation through Partnerships
Consumer Affairs Letters 09/09/2021
Federal Reserve Board issues enforcement action with former institution-affil...
Press Release 09/09/2021
Federal Reserve publishes paper describing landscape of partnerships between ...
Press Release 09/09/2021
Agency Information Collection Activities: Comment Request
Notice 09/08/2021
Regulation D: Reserve Requirements of Depository Institutions
Rule 09/08/2021
Federal Register notice (PDF) - Agencies extend comment period on proposed ri...
Press Release 09/07/2021
Agencies extend comment period on proposed risk management guidance for third...
Press Release 09/07/2021
FRTIB
FRTIB published 1 updates: 1 Notice
Senior Executive Service Performance Review Board
Notice 09/08/2021
FSOC
FSOC published 0 updates:
FTC
FTC published 5 updates: 1 Event, 3 News, 1 Notice
Open Commission Meeting - September 15, 2021
Event 09/10/2021
FTC Sends Cease and Desist Demands to 10 Companies Suspected of Making Diabet...
News 09/09/2021
FTC Approves Changes to Five FCRA Rules
News 09/08/2021
FTC Announces Tentative Agenda for September 15 Open Commission Meeting
News 09/08/2021
Support King, LLC (SpyFone.com); Analysis of Proposed Consent Order To Aid Pu...
Notice 09/08/2021
Fannie
Fannie published 1 updates: 1 News
Announcement SVC-2021-06 - Servicing Guide Update
News 09/08/2021
Freddie
Freddie published 0 updates:
GSA
GSA published 2 updates: 1 Proposed Rule, 1 Notice
General Services Acquisition Regulation (GSAR); GSAR Case 2016-G511, Contract...
Proposed Rule 09/10/2021
Office of Shared Solutions and Performance Improvement (OSSPI); Chief Data Of...
Notice 09/07/2021
GinnieMae
GinnieMae published 0 updates:
HHS
HHS published 1 updates: 1 Notice
Meeting of the COVID-19 Health Equity Task Force
Notice 09/07/2021
HOPE
HOPE published 0 updates:
HUD
HUD published 14 updates: 1 Notice, 1 Press Release, 6 Notice, 6 Press Release
HUD No. 21-139 HUD Announces Waivers to Help New Jersey, New York Communities...
Press Release 09/10/2021
Rental Assistance Demonstration: Post-Conversion Replacement of Units Under a...
Notice 09/10/2021
HUD No. 21-138 HUD Announces Disaster Assistance for North Carolina Disaster ...
Press Release 09/09/2021
30-Day Notice of Proposed Information Collection: Production of Material or P...
Notice 09/09/2021
Annual Indexing of Basic Statutory Mortgage Limits for Multifamily Housing Pr...
Notice 09/09/2021
Statutorily Mandated Designation of Difficult Development Areas and Qualified...
Notice 09/09/2021
HUD No. 21-137 HUD Releases New Research on Increasing Affordable Housing Pro...
Press Release 09/08/2021
HUD No. 21-135 HUD Announces Disaster Assistance for New Jersey and New York ...
Press Release 09/08/2021
HUD No. 21-136 HUD Announces Disaster Assistance for Nebraska Disaster Survivors
Press Release 09/08/2021
Mortgage and Loan Insurance Programs Under the National Housing Act-Debenture...
Notice 09/08/2021
IRS
IRS published 15 updates: 2 Proposed Rule, 3 Notice, 1 Rule, 8 Notice, 1 Rule
Open Meeting of the Taxpayer Advocacy Panel's Toll-Free Phone Lines Project Committee
Notice 09/10/2021
Open Meeting of the Taxpayer Advocacy Panel's Notices and Correspondence Proj...
Notice 09/10/2021
Open Meeting of the Taxpayer Advocacy Panel Joint Committee
Notice 09/10/2021
Open Meeting of the Taxpayer Advocacy Panel's Special Projects Committee
Notice 09/10/2021
Open Meeting of the Taxpayer Advocacy Panel Taxpayer Assistance Center Improv...
Notice 09/10/2021
Open Meeting of the Taxpayer Advocacy Panel Taxpayer Communications Project Committee
Notice 09/10/2021
Open Meeting of the Taxpayer Advocacy Panel's Tax Forms and Publications Proj...
Notice 09/10/2021
Recapture of Excess Employment Tax Credits Under the American Relief Plan Act of 2021
Proposed Rule 09/10/2021
Recapture of Excess Employment Tax Credits Under the American Relief Plan Act of 2021
Rule 09/10/2021
Art Advisory Panel; Notice of Closed Meeting
Notice 09/08/2021
NCB
NCB published 0 updates:
NCD
NCD published 0 updates:
NCUA
NCUA published 1 updates: 1 Notice
Community Development Revolving Loan Fund Access for Credit Unions; Funding O...
Notice 09/09/2021
NEIGHBOR
NEIGHBOR published 0 updates:
OCC
OCC published 9 updates: 1 Cease and Desist, 1 Civil Money Penalty, 1 News, 3 News, 1 Notice, 2 Bulletin
NR 2021-96 OCC to Hold Hearing on Charges Against Former Wells Fargo Bank, N....
News 09/10/2021
OCC 2021-42 Third-Party Relationships : Agencies Extend Comment Period on Pro...
Bulletin 09/10/2021
Proposed Interagency Guidance on Third-Party Relationships: Risk Management
Notice 09/10/2021
NR 2021-95 OCC Assesses $250 Million Civil Money Penalty, Issues Cease and De...
News 09/09/2021
Wells Fargo Bank, National Association
Civil Money Penalty 09/09/2021
Wells Fargo Bank, National Association
Cease and Desist 09/09/2021
NR 2021-94 OCC Issues Proposal to Rescind its 2020 Community Reinvestment Act Rule
News 09/08/2021
OCC 2021-41 Community Reinvestment Act : Proposal to Rescind and Replace Comm...
Bulletin 09/08/2021
NR 2021-93 Agencies Extend Comment Period on Proposed Risk Management Guidanc...
News 09/07/2021
ODEP
ODEP published 0 updates:
OFAC
OFAC published 6 updates: 3 Financial Sanction, 1 Notice, 2 Notice
Issuance of Venezuela-related General License 5H and Amended Frequently Asked...
Financial Sanction 09/10/2021
Settlement Agreement between the U.S. Department of the Treasury's Office of ...
Financial Sanction 09/09/2021
Release of the 2020 Terrorist Assets Report
Financial Sanction 09/08/2021
Notice of OFAC Sanctions Actions
Notice 09/08/2021
Notice of OFAC Sanctions Actions
Notice 09/08/2021
Agency Information Collection Activities; Proposed Collection; Comment Reques...
Notice 09/07/2021
OFR
OFR published 0 updates:
OPM
OPM published 1 updates: 1 Notice
Federal Employees' Group Life Insurance Program; Premium
Notice 09/08/2021
OTS
OTS published 0 updates:
PBGC
PBGC published 0 updates:
PCAOB
PCAOB published 0 updates:
PWBA
PWBA published 0 updates:
RHCDS
RHCDS published 0 updates:
RHS
RHS published 0 updates:
SBA
SBA published 3 updates: 2 Notice, 1 Rule
Disaster Loan Program Changes
Rule 09/08/2021
Enlightenment Capital Solutions SBIC Fund, L.P.; Notice Seeking Exemption Und...
Notice 09/07/2021
Administrative Declaration of a Disaster for the State of Pennsylvania
Notice 09/07/2021
SEC
SEC published 44 updates: 3 Notice, 17 Enforcement, 1 Agency Update, 3 News, 20 Notice
MML Investors Services, LLC
Enforcement 09/10/2021
Diastole Wealth Management, Inc. and Elizabeth D. Eden
Enforcement 09/10/2021
Gomes et al.;
Enforcement 09/10/2021
Todd Elliott Hitt et al.
Enforcement 09/10/2021
Judgment - Mark Ahn
Enforcement 09/10/2021
Mark Ahn
Enforcement 09/10/2021
Submission for OMB Review; Comment Request
Notice 09/10/2021
Submission for OMB Review; Comment Request
Notice 09/10/2021
Sunshine Act Meetings
Notice 09/10/2021
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing ...
Notice 09/10/2021
SSA
SSA published 0 updates:
TREAS
TREAS published 6 updates: 1 Civil Money Penalty, 1 Statement, 1 Statement, 2 Agency Update, 1 Notice
Statement by Secretary of the Treasury Janet L. Yellen on the 20th Anniversar...
Statement 09/11/2021
READOUT: Financial Stability Oversight Council Meeting on September 9, 2021
Agency Update 09/09/2021
NewTek, Inc.
Civil Money Penalty 09/09/2021
READOUT: Secretary of the Treasury Janet L. Yellen's Virtual Meeting with G7 ...
Agency Update 09/09/2021
Agency Information Collection Activities; Submission for OMB Review; Comment ...
Notice 09/09/2021
Statement from Secretary of the Treasury Janet L. Yellen on Labor Day
Statement 09/06/2021
VA
VA published 11 updates: 1 Proposed Rule, 2 Notice, 2 Circular, 6 Notice
Advisory Committee on Structural Safety of Department of Veterans Affairs Fac...
Notice 09/09/2021
Agency Information Collection Activity: Nonprofit Research and Education Corp...
Notice 09/09/2021
Veterans' Advisory Committee on Education, Notice of Meeting
Notice 09/09/2021
Agency Information Collection Activity: FNMA Forms 1004, 1004C, 1025, 2055 and 1075
Notice 09/09/2021
Update and Clarify Regulatory Bars to Benefits Based on Character of Discharge
Proposed Rule 09/09/2021
Circular 26-21-16 - Special Relief Following Hurricane Ida
Circular 09/08/2021
Circular 26-21-15 - Modernizing the VA Funding Fee Payment and Loan Guaranty ...
Circular 09/08/2021
VA High Risk List Action Plan, Managing Risks, and Improving VA Health Care
Notice 09/08/2021
Special Medical Advisory Group, Notice of Meeting
Notice 09/08/2021
Agency Information Collection Activity: Reimbursement of Preparatory (PREP) C...
Notice 09/07/2021
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