Regulatory Agency Updates | Week of November 25 to December 02

Regulatory-Agency-Updates-Week-of-Nov-25-Dec-02

Regulatory-Agency-Updates-Week-of-Nov-25-Dec-02

 
 
CA-CANLII
 
 
 
 

Agency Update: Basin Head Marine Protected Area Regulations, SOR/2005-293 [Modified o… | 11/25/2019

Agency Update: Canada Deposit Insurance Corporation Joint and Trust Account Disclosur… | 11/25/2019

Agency Update: List of Wildlife Species at Risk (Decisions Not to Add Certain Species… | 11/25/2019

Agency Update: Special Import Measures Regulations, SOR/84-927 [Modified on Aug 22, 2… | 11/25/2019

Agency Update: Navigable Waters Bridges Regulations, CRC, c 1231 [Modified on Aug 27,… | 11/25/2019

Agency Update: Ferry Cable Regulations, SOR/86-1026 [Modified on Aug 27, 2019]… | 11/25/2019

Agency Update: Navigable Waters Works Regulations, CRC, c 1232 [Modified on Aug 27, 2… | 11/25/2019

Agency Update: Seaway Property Regulations, SOR/2003-105 [Modified on Aug 27, 2019]… | 11/25/2019

Agency Update: Dominion Water Power Regulations, CRC, c 1603 [Modified on Aug 27, 201… | 11/25/2019

 
 
 
CA-OPC
 
 
 
 

News: News release: Investigation finds BC firm delivered micro-targeted pol… | 11/26/2019

Agency Update: PIPEDA Report of Findings #2019-004: Joint investigation of AggregateI… | 11/26/2019

News: Media Advisory: BC and federal privacy commissioners to release findin… | 11/25/2019

 
 
 
CFPB
 
 
 
 
 
 

Notice: Agency Information Collection Activities: Submission for OMB Review; C… | 12/02/2019

Notice: Agency Information Collection Activities: Submission for OMB Review; C… | 12/02/2019

Final Rule: Truth in Lending (Regulation Z) Annual Threshold Adjustments (Credit C… | 11/29/2019

Final Rule: Fair Credit Reporting Act Disclosures… | 11/27/2019

Enforcement Document: USA Service Finance, LLC Stipulation… | 11/25/2019

Press release: Consumer Financial Protection Bureau Settles with Military Travel Lend… | 11/25/2019

Enforcement Action: USA Service Finance, LLC… | 11/25/2019

Enforcement Document: Edmiston Marketing, LLC doing business as Easy Military Travel, Brando… | 11/25/2019

Enforcement Action: Edmiston Marketing, LLC doing business as Easy Military Travel, Brando… | 11/25/2019

Enforcement Document: Edmiston Marketing, LLC doing business as Easy Military Travel, Brando… | 11/25/2019

 
 
 
CFTC
 
 
 
 

News: CFTC Orders Goldman Sachs to Pay $1 Million for Recordkeeping Violatio… | 11/26/2019

Notice: Market Risk Advisory Committee… | 11/26/2019

Enforcement: Order: Goldman Sachs… | 11/26/2019

Enforcement: FY2019 Division of Enforcement Annual Report… | 11/25/2019

News: CFTC Division of Enforcement Issues Annual Report for FY 2019… | 11/25/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 12/02/2019

Agency Update: Civil Rights Division Statement Regarding World AIDS Day 2019… | 11/27/2019

Notice: Agency Information Collection Activities; Proposed eCollection; eComme… | 11/26/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 11/26/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 11/25/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 11/25/2019

Notice: Notice of Lodging of Proposed Consent Decree Under The Clean Air Act… | 11/25/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 11/26/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 11/25/2019

 
 
 
EBSA
 
 
 
 

Proposed Rule: Transparency in Coverage… | 11/27/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Establishing the Task Force on Missing and Murdered American Indians a… | 12/02/2019

Presidential Document: Presidential Determination on Refugee Admissions for Fiscal Year 2020… | 11/29/2019

Presidential Document: National Family Week, 2019… | 11/27/2019

Presidential Document: Continuation of the National Emergency With Respect to the Situation i… | 11/26/2019

 
 
 
FDIC
 
 
 
 

Notice: FDIC Advisory Committee of State Regulators; Notice of Establishment… | 12/02/2019

Notice: Request for Information on a Framework for Analyzing the Effects of FD… | 11/29/2019

Final Rule: Assessments… | 11/27/2019

Final Rule: Removal of Transferred OTS Regulations Regarding Deposits… | 11/27/2019

Final Rule: Company-Run Stress Testing Requirements for FDIC-Supervised State Nonm… | 11/26/2019

News: Remarks by FDIC Chairman Jelena McWilliams and Director of the Divisio… | 11/26/2019

 
 
 
FFIEC
 
 
 
 

Notice: Appraisal Subcommittee Notice of Meeting… | 12/02/2019

Notice: Appraisal Subcommittee; Notice of Termination of Residential Temporary… | 12/02/2019

 
 
 
FINCEN
 
 
 
 

News: FinCEN Realigns Division to Increase Strategic Capabilities… | 11/25/2019

 
 
 
FRS
 
 
 
 

Notice: Agency Information Collection Activities: Announcement of Board Approv… | 11/29/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv… | 11/29/2019

Notice: Notice of Proposals To Engage in or To Acquire Companies Engaged in Pe… | 11/29/2019

Notice: Formations of, Acquisitions by, and Mergers of Savings and Loan Holdin… | 11/29/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 11/29/2019

Notice: Notice of Proposals To Engage in or To Acquire Companies Engaged in Pe… | 11/27/2019

News: Federal Reserve Board approves fee schedule for Federal Reserve Bank p… | 11/27/2019

News: Attachment (PDF) – Federal Reserve Board approves fee schedule for Fed… | 11/27/2019

News: Attachment (PDF) – Minutes of the Board’s discount rate meetings from … | 11/26/2019

News: Federal Reserve Review of Monetary Policy Strategy, Tools, and Communi… | 11/26/2019

 
 
 
FTC
 
 
 
 

Agency Update: FTC Staff Comment to the North Carolina State Board of Dental Examiner… | 11/28/2019

News: Closed Commission Meeting… | 11/27/2019

News: Weekly Calendar for November 25, 2019… | 11/25/2019

News: FTC Issues Annual Report on Ethanol Market Concentration for 2019… | 11/25/2019

Notice: Medable, Inc.; Analysis To Aid Public Comment… | 11/25/2019

 
 
 
Fannie
 
 
 
 

News: Loan Limits to increase in 2020… | 11/26/2019

News: Process Summary: Titling Manufactured Homes as Real Property… | 11/26/2019

 
 
 
INT-BIS
 
 
 
 

Agency Update: Spread the Word: International Spillovers from Central Bank Communicat… | 12/02/2019

News: Basel Committee publishes consultation paper on revisions to the credi… | 11/28/2019

News: Basel Committee issues guiding principles for the operationalisation o… | 11/27/2019

 
 
 
INT-FSB
 
 
 
 

Agency Update: Evaluation of the effects of financial regulatory reforms on small and… | 11/29/2019

Agency Update: Evaluation of the effects of financial regulatory reforms on small and… | 11/29/2019

Agency Update: Evaluation of the effects of financial regulatory reforms on small and… | 11/29/2019

Agency Update: Evaluation of the effects of financial regulatory reforms on small and… | 11/29/2019

Agency Update: Evaluation of the effects of financial regulatory reforms on small and… | 11/29/2019

Agency Update: Evaluation of the effects of financial regulatory reforms on small and… | 11/29/2019

Agency Update: Evaluation of the effects of financial regulatory reforms on small and… | 11/29/2019

News: FSB publishes final SME financing evaluation report… | 11/29/2019

Agency Update: Evaluation of the effects of financial regulatory reforms on small and… | 11/29/2019

Agency Update: Regulatory framework for haircuts on non-centrally cleared securities … | 11/26/2019

 
 
 
NCUA
 
 
 
 

Final Rule: Exceptions to Employment Restrictions Under Section 205(d) of the Fede… | 12/02/2019

Proposed Rule: Real Estate Appraisals… | 11/29/2019

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 11/29/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 11/27/2019

 
 
 
OCC
 
 
 
 

News Release: News Release 2019-140… | 11/26/2019

Bulletin: OCC Bulletin 2019-60… | 11/26/2019

Bulletin: OCC Bulletin 2019-59… | 11/25/2019

News Release: News Release 2019-139… | 11/25/2019

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions… | 12/02/2019

Financial Sanction: Issuance of New and Amended Iran-related Frequently Asked Questions… | 11/27/2019

Notice: Notice of OFAC Sanctions Action… | 11/26/2019

Financial Sanction: Venezuela-related Designation… | 11/26/2019

Financial Sanction: Settlement Agreement between the U.S. Department of the Treasury’s Off… | 11/25/2019

 
 
 
RHS
 
 
 
 

Proposed Rule: Single Family Housing Direct Loan and Grant Programs… | 11/25/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and I… | 12/02/2019

Notice: Sunshine Act Meetings… | 12/02/2019

Notice: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal… | 12/02/2019

Notice: Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing a… | 12/02/2019

Notice: Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing an… | 12/02/2019

Notice: Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing … | 12/02/2019

Notice: Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing a… | 12/02/2019

Notice: SEC Small Business Capital Formation Advisory Committee; Meeting… | 12/02/2019

Notice: Self-Regulatory Organizations; Miami International Securities Exchange… | 12/02/2019

Notice: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of A… | 12/02/2019

 
 
 
TREAS
 
 
 
 

Notice: Survey of U.S. Ownership of Foreign Securities as of December 31, 2019… | 12/02/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 11/29/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 11/29/2019

News: U.S. Department of the Treasury… | 11/27/2019

News: U.S. Department of the Treasury… | 11/26/2019

News: U.S. Department of the Treasury… | 11/26/2019

News: U.S. Department of the Treasury… | 11/26/2019

News: U.S. Department of the Treasury… | 11/26/2019

Notice: Agency Information Collection Activities; Proposed Collection; Comment… | 11/25/2019

 
 
 
UK-BOE
 
 
 
 
 
 

News Release: Mark Carney named United Nations Special Envoy for Climate Action and … | 12/01/2019

News Release: Mark Carney named United Nations Special Envoy for Climate Action and … | 12/01/2019

News: Mark Carney named United Nations Special Envoy for Climate Action and … | 12/01/2019

Minutes: Minutes of the Standards Advisory Panel – September 2019 — Minutes – … | 11/29/2019

News: Minutes of the Standards Advisory Panel – September 2019… | 11/29/2019

Minutes: Minutes of the Standards Advisory Panel – September 2019… | 11/29/2019

Agency Update: Bank of England Weekly Report 27 November 2019… | 11/28/2019

Weekly report: Bank of England Weekly Report 27 November 2019… | 11/28/2019

Weekly report: Bank of England Weekly Report 27 November 2019 — Weekly Report… | 11/28/2019

Weekly report: Bank of England Weekly Report 27 November 2019 — Changes to the Bank’… | 11/28/2019

 
 
 
UK-FCA
 
 
 
 
 
 
 
 

News: MIFID investment firms will need to use a new form to notify FCA of ma… | 12/02/2019

News: Shore Capital Markets / Shore Capital Markets UK… | 12/02/2019

News: Standard Life (clone of FCA authorised firm)… | 12/02/2019

Consultation papers: CP 19/31: Extending the Senior Managers Regime to Benchmark Administra… | 11/29/2019

News: Active Securities Limited enters administration… | 11/29/2019

Consultation papers: CP 19/31: Extending the Senior Managers Regime to Benchmark Administra… | 11/29/2019

News: XREuro (Clone of FCA authorised firm)… | 11/29/2019

Consultation papers: CP 19/31: Extending the Senior Managers Regime to Benchmark Administra… | 11/29/2019

News: FCA consults on how to extend the Senior Managers Regime to benchmark … | 11/29/2019

News: OMC Markets… | 11/28/2019

 
 
 
UK-HMT
 
 
 
 

Official Statistics: Help to Buy ISA Scheme Quarterly Statistics: December 2015 to 30 June … | 11/28/2019

 
 
 
UK-ICO
 
 
 
 

News: ICO and The Alan Turing Institute open consultation on first piece of … | 12/02/2019

News: ICO Deputy Commissioner appointed OECD working party chair… | 11/27/2019

 
 
 
UK-LSB
 
 
 
 

News: Blog: Payment scams: why prevention is better than cure, but harder to… | 11/29/2019

News: Blog: Payment scams: why prevention is better than cure, but harder to… | 11/29/2019

News: Blog: Payment scams: why prevention is better than cure, but harder to… | 11/29/2019

 
 
 
UK-PRA
 
 
 
 

PRA Regulatory Digest: PRA Regulatory Digest – November 2019… | 12/02/2019

 
 
 
VA
 
 
 
 

Notice: Advisory Committee on Women Veterans, Notice of Meeting… | 11/29/2019

News: This announcement provides information on the emergency system mainten… | 11/27/2019

News: This announcement provides information on the upcoming system maintena… | 11/27/2019

Notice: Agency Information Collection Activity Under OMB Review: Monthly Certi… | 11/26/2019

Notice: Creating Options for Veterans Expedited Recovery (COVER) Commission, N… | 11/26/2019

Notice: Agency Information Collection Activity Under OMB Review: Environmental… | 11/26/2019

 

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