Regulatory Agency Updates | Week of October 28 to November 04

Regulatory-Agency-Updates-Week-of-Oct-28-Nov-04

 
 
CA-CANLII
 
 
 
 

Agency Update: Order Designating the Prime Minister as the Minister responsible for t… | 10/28/2019

Agency Update: Order Designating the Minister of Citizenship and Immigration, who is … | 10/28/2019

Agency Update: Minister of Public Works and Government Services, a member of the Quee… | 10/28/2019

Agency Update: Order Designating the Minister of Employment and Social Development, a… | 10/28/2019

Agency Update: Order Designating the Minister of Employment and Social Development, a… | 10/28/2019

Agency Update: Order Designating the Prime Minister as the Minister responsible for t… | 10/28/2019

Agency Update: Order Designating the Minister of Employment and Social Development as… | 10/28/2019

Agency Update: Transfer of Duties Order, SI/2019-75 [Modified on Jul 22, 2019]… | 10/28/2019

Agency Update: Order Acknowledging Receipt of the Assessments Done Pursuant to Subsec… | 10/28/2019

Agency Update: Order Designating the Minister of Employment and Social Development, a… | 10/28/2019

 
 
 
CA-OPC
 
 
 
 

News: Announcement: Privacy Commissioner shares lessons learned after one ye… | 10/31/2019

News: News release: International privacy guardians urge legislators to reaf… | 10/28/2019

 
 
 
CFPB
 
 
 
 

Press release: Agencies Announce Dollar Thresholds in Regulations Z and M for Exempt … | 10/31/2019

Press release: Agencies Announce Threshold for Smaller Loan Exemption from Appraisal … | 10/31/2019

Final Rule: Truth in Lending (Regulation Z)… | 10/30/2019

Final Rule: Consumer Leasing (Regulation M)… | 10/30/2019

Press release: Consumer Financial Protection Bureau Announces Action Against Student … | 10/30/2019

Final Rule: Appraisals for Higher-Priced Mortgage Loans Exemption Threshold… | 10/30/2019

Final Rule: Home Mortgage Disclosure (Regulation C)… | 10/29/2019

 
 
 
CFTC
 
 
 
 

Notice: Agency Information Collection Activities Under OMB Review… | 10/31/2019

Notice: Sunshine Act Meetings… | 10/30/2019

Notice: Agency Information Collection Activities Under OMB Review… | 10/29/2019

Proposed Rule: Certain Swap Data Repository and Data Reporting Requirements… | 10/29/2019

Notice: Sunshine Act Meetings… | 10/29/2019

Notice: Agency Information Collection Activities Under OMB Review… | 10/29/2019

Notice: Request for Nominations for the Subcommittee on Margin Requirements fo… | 10/28/2019

 
 
 
DOJ
 
 
 
 

Notice: Meeting of the National Domestic Communications Assistance Center Exec… | 11/01/2019

Agency Update: Transitional Housing Programs and Empowering Survivors of Domestic Vio… | 11/01/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 10/29/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 10/28/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Presidential Determination With Respect to the Efforts of Foreign Gove… | 11/04/2019

Presidential Document: Presidential Determination and Certification With Respect to the Child… | 11/04/2019

Presidential Document: Continuation of the National Emergency With Respect to Sudan… | 11/01/2019

Presidential Document: Commission on Law Enforcement and the Administration of Justice… | 11/01/2019

Presidential Document: To Modify Duty-Free Treatment Under the Generalized System of Preferen… | 10/31/2019

Presidential Document: United Nations Day, 2019… | 10/28/2019

 
 
 
FDIC
 
 
 
 

Final Rule: Resolution Plans Required… | 11/01/2019

Notice: Update to Notice of Financial Institutions for Which the Federal Depos… | 11/01/2019

Final Rule: Changes to Applicability Thresholds for Regulatory Capital and Liquidi… | 11/01/2019

Notice: Request for Information on Application of the Uniform Financial Instit… | 10/31/2019

Proposed Rule: Removal of Transferred OTS Regulations Regarding Certain Regulations f… | 10/31/2019

Notice: Agency Information Collection Activities: Proposed Collection Renewal;… | 10/29/2019

 
 
 
FFIEC
 
 
 
 

Notice: Appraisal Subcommittee Notice of Meeting… | 11/04/2019

 
 
 
FINCEN
 
 
 
 

Final Rule: Imposition of Fifth Special Measure Against the Islamic Republic of Ir… | 11/04/2019

News: FinCEN Officials Visit Morehouse and Spelman Colleges… | 10/30/2019

 
 
 
FRS
 
 
 
 

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 11/04/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 11/04/2019

Final Rule: Prudential Standards for Large Bank Holding Companies, Savings and Loa… | 11/01/2019

Final Rule: Resolution Plans Required… | 11/01/2019

News: The United States, Japan, and the Global Economy – Vice Chair Richard … | 11/01/2019

Final Rule: Changes to Applicability Thresholds for Regulatory Capital and Liquidi… | 11/01/2019

News: Friedrich Hayek and the Price System – Vice Chair for Supervision Rand… | 11/01/2019

News: Agencies announce threshold for smaller loan exemption from appraisal … | 10/31/2019

Notice: Request for Information on Application of the Uniform Financial Instit… | 10/31/2019

News: Agencies announce dollar thresholds in Regulations Z and M for exempt … | 10/31/2019

 
 
 
FTC
 
 
 
 
 
 

News: November, 2019… | 11/01/2019

Enforcement: Nerium International, LLC… | 11/01/2019

News: FTC Sues Multi-Level Marketer Neora, formerly known as Nerium, Allegin… | 11/01/2019

News: Developing the Antitrust Bar… | 10/31/2019

Notice: Agency Information Collection Activities; Proposed Collection; Comment… | 10/31/2019

Proposed Rule: Premerger Notification; Reporting and Waiting Period Requirements… | 10/31/2019

Notice: Retina-X Studios, LLC; Analysis To Aid Public Comment… | 10/31/2019

News: FTC Releases Results of 2017 Mass-Market Consumer Fraud Survey… | 10/31/2019

News: FTC Approves Final Order Prohibiting Conduct by Therapist Staffing Com… | 10/31/2019

News: Military Service Members Can Obtain Free Credit Monitoring Starting on… | 10/31/2019

 
 
 
Fannie
 
 
 
 

News: Fannie Mae Reports Net Income of $4.0 Billion for Third Quarter 2019… | 10/31/2019

News: Servicing Notice: Retirement of HomeSaver Solutions Network Workout Fu… | 10/30/2019

 
 
 
INT-BIS
 
 
 
 

Agency Update: What do almost 20 years of micro data and two crises say about the rel… | 11/04/2019

News: Basel Committee announces Canada as host of the 2020 International Con… | 10/31/2019

News: Basel Committee discusses policy and supervisory initiatives and appro… | 10/31/2019

Agency Update: Foreign exchange reserves in Africa: benefits, costs and political eco… | 10/31/2019

Agency Update: Reserve management and FX intervention… | 10/31/2019

 
 
 
INT-EC
 
 
 
 

News: October issue of newsletter is out!… | 10/31/2019

 
 
 
INT-FSB
 
 
 
 

News: FSB Americas group discusses regional vulnerabilities, non-bank financ… | 10/31/2019

 
 
 
NCUA
 
 
 
 

Notice: The NCUA Staff Draft 2020-2021 Budget Justification… | 11/01/2019

Final Rule: Public Unit and Nonmember Shares… | 10/31/2019

 
 
 
OCC
 
 
 
 

Notice: Agency Information Collection Activities: Information Collection Revis… | 11/04/2019

News Release: News Release 2019-130… | 11/01/2019

News Release: News Release 2019-129… | 11/01/2019

Final Rule: Changes to Applicability Thresholds for Regulatory Capital and Liquidi… | 11/01/2019

News Release: News Release 2019-128… | 11/01/2019

News Release: News Release 2019-127… | 10/31/2019

Final Rule: Appraisals for Higher-Priced Mortgage Loans Exemption Threshold… | 10/30/2019

News Release: News Release 2019-126… | 10/30/2019

News Release: News Release 2019-125… | 10/29/2019

News Release: News Release 2019-124… | 10/28/2019

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions… | 10/31/2019

Notice: Notice of OFAC Sanctions Actions… | 10/31/2019

Notice: Notice of OFAC Sanctions Actions… | 10/31/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and … | 11/04/2019

Notice: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and I… | 11/04/2019

Notice: Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Order D… | 11/04/2019

Notice: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and I… | 11/04/2019

Enforcement: Matthew Leaverton… | 11/01/2019

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Am… | 11/01/2019

Notice: OSI ETF Trust and O’Shares Investment Advisers, LLC; Notice of Applica… | 11/01/2019

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 11/01/2019

Enforcement: Jan D. Atlas, Esq…. | 11/01/2019

Notice: Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing an… | 11/01/2019

 
 
 
TREAS
 
 
 
 

Proposed Rule: Assessment of Fees on Certain Bank Holding Companies and Nonbank Finan… | 11/04/2019

News: U.S. Department of the Treasury… | 11/01/2019

News: U.S. Department of the Treasury… | 10/31/2019

News: U.S. Department of the Treasury… | 10/31/2019

News: U.S. Department of the Treasury… | 10/31/2019

News: U.S. Department of the Treasury… | 10/31/2019

News: U.S. Department of the Treasury… | 10/31/2019

News: U.S. Department of the Treasury… | 10/31/2019

News: U.S. Department of the Treasury… | 10/30/2019

News: U.S. Department of the Treasury… | 10/30/2019

 
 
 
UK-BOE
 
 
 
 
 
 

Agency Update: Bank of England Weekly Report 30 October 2019… | 10/31/2019

News: Inflation Report to become Monetary Policy Report… | 10/31/2019

News Release: Inflation Report to become Monetary Policy Report — Press release… | 10/31/2019

Weekly report: Bank of England Weekly Report 30 October 2019 — Changes to the Bank’s… | 10/31/2019

Weekly report: Bank of England Weekly Report 30 October 2019… | 10/31/2019

Weekly report: Bank of England Weekly Report 30 October 2019 — View and download his… | 10/31/2019

Weekly report: Bank of England Weekly Report 30 October 2019 — Weekly Report… | 10/31/2019

Weekly report: Bank of England Weekly Report 30 October 2019 — Further details about… | 10/31/2019

News Release: Inflation Report to become Monetary Policy Report… | 10/31/2019

Weekly report: Bank of England Weekly Report 30 October 2019 — Sign up to receive em… | 10/31/2019

 
 
 
UK-FCA
 
 
 
 
 
 

News: GE Capital Limited (clone of FCA authorised firm)… | 10/31/2019

Handbook: Handbook Notice 70… | 10/31/2019

News: FCA urges victims of illegal loan scheme to come forward… | 10/31/2019

News: Tucker and Ross Advisers LLC / Tucker and Ross… | 10/31/2019

News: UK=E2=80=99s exit from the EU delayed… | 10/30/2019

Handbook: Temporary Permissions Regime: amended direction (FSMA, 30 January 2020… | 10/30/2019

Handbook: Temporary Permissions Regime: amended direction (AIFM, 30 January 2020… | 10/30/2019

Handbook: Temporary Permissions Regime: amended direction (Payments, 30 January … | 10/30/2019

Newsletters: Market Watch 62… | 10/30/2019

Handbook: Temporary Permissions Regime: amended direction (UCITS, 30 January 202… | 10/30/2019

 
 
 
UK-HMT
 
 
 
 
 
 
 
 

Independent Report: Impacts of minimum wages: review of the international evidence… | 11/04/2019

News Story: Manor of Northstead: John Bercow… | 11/04/2019

News Story: Independent review backs Chancellor pledge for higher National Living … | 11/04/2019

Guidance: Net Zero Review: terms of reference… | 11/02/2019

News Story: Net Zero Review launched to support UK’s world leading climate commitm… | 11/02/2019

News Story: Infrastructure revolution to unlock thousands of new homes… | 11/01/2019

Foi Release: Government budget total… | 10/31/2019

Press Release: Changes to The Crown Estate Board… | 10/31/2019

Transparency: HMT spend greater than =C2=A325,000: September 2019… | 10/31/2019

Transparency: Voluntary reporting on disability, mental health and wellbeing… | 10/31/2019

 
 
 
UK-ICO
 
 
 
 

News: Live facial recognition technology =E2=80=93 police forces need to slow down a… | 10/31/2019

Audit: Northern Education Trust… | 10/31/2019

Audit: Northern Education Trust — Northern Education Trust audit report exec… | 10/31/2019

News: Statement on an agreement reached between Facebook and the ICO… | 10/30/2019

Audit: Northern Ireland Health & Social Care Trusts – IG Training follow-up… | 10/29/2019

Overview report: Northern Ireland Health & Social Care Trusts – IG Training follow-up -… | 10/29/2019

Audit: Northern Ireland Health & Social Care Trusts – IG Training follow-up -… | 10/29/2019

Overview report: Northern Ireland Health & Social Care Trusts – IG Training follow-up… | 10/29/2019

News: AI Auditing Framework Call for Input: final considerations and next st… | 10/28/2019

News: AI Auditing Framework Call for Input: final considerations and next st… | 10/28/2019

 
 
 
UK-PRA
 
 
 
 

Prudential Regulation: PRA Regulatory Digest – October 2019… | 11/01/2019

Prudential Regulation: Letter from Sarah Breeden and David Bailey ‘Reliability of regulatory … | 10/31/2019

Prudential Regulation: Letter from Sarah Breeden and David Bailey ‘Reliability of regulatory … | 10/31/2019

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity Under OMB Review: Clearance for… | 11/01/2019

Notice: Agency Information Collection Activity Under OMB Review: Application F… | 10/28/2019

Notice: Agency Information Collection Activity Under OMB Review: Student Verif… | 10/28/2019

Proposed Rule: Billing and Collection by VA for Medical Care and Services… | 10/28/2019

 

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