148 Enforcement Actions in the U.S. over past 30 days


OFAC enforcements increased 50% over the past 30 days


SEC issued enforcements: $88,633,075.00 over the past 30 days


123 Final Rules go into effect in the next 30 days


45 Mortgage Lending docs published in the last 7 days


149 docs with 7429 extracted obligations from the last 7 days


77 new Proposed and Final Rules were published in the past 7 days


6771 new docs in pro.compliance.ai within the last 7 days


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News | Published 10/26/2018
During the weekend of Dec. 8, 2018, we will implement Desktop Underwriter (DU) Version 10.3, including adjustments to the DU credit risk assessment, appraisal waiver changes, and updates to align with the Selling Guide… Read More
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News | Published 10/23/2018
The Securities and Exchange Commission today announced it has agreed to a settlement with Christopher A. Faulkner—the self-proclaimed “Frack Master”—in connection with his wide-ranging securities-fraud scheme that raised over $80 million from hundreds of investors nationwide. Faulkner has simultaneously entered into a plea agreement relating to the same misconduct under which he will serve 12 years in federal prison for securities fraud, money laundering, and tax evasion… Read More
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Enforcement | Published 10/23/2018
UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY OFFICE OF THE COMPTROLLER OF THE CURRENCY #2018-080 In the Matter of: Capital One, N.A. McLean, Virginia Capital One Bank (U.S.A.), N.A. Glen Allen, Virginia… Read More
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News | Published 10/25/2018
Board of Governors of the Federal Reserve System Federal Deposit Insurance Corporation Office of the Comptroller of the Currency For immediate release October 25, 2018, Federal Financial Institutions Regulatory Agencies Announce Availability of 2017 S… Read More
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Proposed Rule | Published 10/29/2018 | Comments Close 12/28/2018
This document sets forth proposed rules to expand opportunities for working men and women and their families to access affordable, quality healthcare through proposed changes to regulations under various provisions of the Public Health Service Act… Read More
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Enforcement | Published 10/25/2018
In the Matter of Marathon Petroleum Corporation, a corporation; Express Mart Franchising Corp., a corporation; Petr-All Petroleum Consulting Corporation, a corporation; and REROB, LLC, a limited liability company… Read More
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Notice | Published 10/26/2018
The Department of the Treasury’s Office of Foreign Assets Control (OFAC) is publishing the names of eight individuals who have been placed on OFAC’s Specially Designated Nationals and Blocked Persons List based on OFAC’s determination that one or more… Read More
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Enforcement | Published 10/22/2018
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Final Rule | Published 10/24/2018
This guidance relates to section 1332 of the Patient Protection and Affordable Care Act (PPACA) and its implementing regulations. Section 1332 provides the Secretary of Health and Human Services and the Secretary of the Treasury (collectively, the Se… Read More
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News | Published 10/22/2018
10/22/2018 Disaster-Related Forbearance Policy Added to Loan Coverage Advisor Disaster-Related Forbearance Policy Added to Loan Coverage Advisor October 22, 2018, Back to News Center Loan Coverage Advisor® has been updated to include the… Read More
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News | Published 10/23/2018
Every day, people across the country submit complaints to the Bureau of Consumer Financial Protection. The complaints are about a wide variety of consumer financial products and services, from checking accounts to auto loans. Like the states they call home, each person’s complaint is different… Read More
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Proposed Rule | Published 10/25/2018 | Comments Close 11/26/2018
The Federal Deposit Insurance Corporation (FDIC) proposes to rescind and remove its regulations relating to the disclosure of financial and other information by FDIC-insured state nonmember banks. Upon the removal of the regulations, all insured stat… Read More
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Agency Update | Published 10/22/2018
FHA INFO #18-43 October 22, 2018, TO: All FHA-Approved HECM Mortgagees and Servicers All Other FHA-Approved Mortgagees All Other Interested Stakeholders in FHA Transactions NEWS AND UPDATES Updated Guidance on Home Equity Conve… Read More
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Notice | Published 10/29/2018 | Comments Close 11/28/2018
In compliance with the Paperwork Reduction Act of 1995 (PRA), this notice announces that the Information Collection Request (ICR) abstracted below has been forwarded to the Office of Management and Budget (OMB) for review and comment. The ICR describ… Read More
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Enforcement | Published 10/26/2018
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE WAIVER AND CONSENT NO. 2013039590801 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Investment Placement Group, Respondent Member Firm CRD No. 14458 Pur… Read More
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Notice | Published 10/23/2018
Title 5 U.S.C. 4314(c)(4) provides that Notice of the Appointment of the individual to serve as a member of the Performance Review Board of the Senior Executive Service shall be published in the Federal Register. The following individuals are hereby… Read More
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Presidential Document | Published 10/29/2018
On United Nations Day, we recognize the many ways the United Nations has contributed to peace and security among nations. Since it was founded more than 70 years ago with the aim of breaking the cycle of global conflict, the United Nations has provid… Read More
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Notice | Published 10/26/2018 | Comments Close 11/26/2018
The Department of Justice, Justice Management Division, Security and Emergency Planning Staff (SEPS), will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance… Read More
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Final Rule | Published 10/29/2018 | Effective 12/09/2018
This document amends the Department of Veterans Affairs (VA) Schedule for Rating Disabilities (VASRD) by revising the section of the Rating Schedule that addresses the hematologic and lymphatic systems. This action will ensure VA uses current medical… Read More
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