Regulatory Agency Updates | Week of October 14 to October 21

Regulatory Agency Updates | Week of Oct 14 - Oct 21

Regulatory Agency Updates | Week of Oct 14 - Oct 21

 
 
CA-OPC
 
 
 
 

Agency Update: PIPEDA Report of Findings #2019-003: Investigation into authentication... | 10/16/2019

News: Announcement: OPC concludes investigation into authentication and data... | 10/16/2019

 
 
 
CFPB
 
 
 
 
 
 

Notice: Agency Information Collection Activities: Submission for OMB Review; C... | 10/18/2019

Notice: Agency Information Collection Activities: Submission for OMB Review; C... | 10/18/2019

Comment: Payday, Vehicle Title, and Certain High-Cost Installment Loans; Public... | 10/17/2019

Comment: Payday, Vehicle Title, and Certain High-Cost Installment Loans; Public... | 10/17/2019

Comment: Payday, Vehicle Title, and Certain High-Cost Installment Loans; Public... | 10/17/2019

Comment: Payday, Vehicle Title, and Certain High-Cost Installment Loans; Public... | 10/17/2019

Comment: Payday, Vehicle Title, and Certain High-Cost Installment Loans; Public... | 10/17/2019

Comment: Payday, Vehicle Title, and Certain High-Cost Installment Loans; Public... | 10/17/2019

Comment: Payday, Vehicle Title, and Certain High-Cost Installment Loans; Public... | 10/17/2019

Comment: Payday, Vehicle Title, and Certain High-Cost Installment Loans; Public... | 10/17/2019

 
 
 
CFTC
 
 
 
 

Notice: Sunshine Act Meetings... | 10/15/2019

 
 
 
DOJ
 
 
 
 

Notice: Notice of Lodging of Proposed Second Amendment To Consent Decree Under... | 10/18/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 10/17/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E... | 10/17/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 10/16/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 10/15/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 10/15/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 10/16/2019

 
 
 
EBSA
 
 
 
 

Notice: 199th Meeting of the Advisory Council on Employee Welfare and Pension ... | 10/18/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Executive Orders 13836, 13837, and 13839... | 10/21/2019

Presidential Document: Blind Americans Equality Day, 2019... | 10/17/2019

Presidential Document: Blocking Property and Suspending Entry of Certain Persons Contributing... | 10/17/2019

Presidential Document: Continuation of the National Emergency With Respect to Significant Nar... | 10/17/2019

Presidential Document: National School Lunch Week, 2019... | 10/17/2019

Presidential Document: Columbus Day, 2019... | 10/17/2019

Presidential Document: Increasing Government Accountability for Administrative Actions by Rei... | 10/16/2019

Presidential Document: General Pulaski Memorial Day, 2019... | 10/16/2019

Presidential Document: Promoting the Rule of Law Through Transparency and Fairness in Civil A... | 10/15/2019

Presidential Document: Promoting the Rule of Law Through Improved Agency Guidance Documents... | 10/15/2019

 
 
 
FDIC
 
 
 
 

News: Federal Deposit Insurance Corporation
Office of the Comptroller of the... | 10/18/2019

News: San Francisco Region Bankers' Forum... | 10/17/2019

News: Proposed Interagency Policy Statement on Allowances for Credit Losses... | 10/17/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 10/17/2019

Notice: Reporting of Data on Loans to Small Businesses and Small Farms... | 10/17/2019

Notice: Sunshine Act Meetings... | 10/17/2019

Proposed Rule: Interagency Policy Statement on Allowances for Credit Losses... | 10/17/2019

Notice: Interagency Guidance on Credit Risk Review Systems... | 10/17/2019

News: Federal Regulators Seek Comment on Proposed Guidance for Credit Risk R... | 10/17/2019

News: Remarks by Martin J. Gruenberg, Member, Board of Directors of the Fede... | 10/16/2019

 
 
 
FINCEN
 
 
 
 

News: Prepared Remarks of FinCEN Deputy Director Jamal El-Hindi, delivered a... | 10/15/2019

 
 
 
FRS
 
 
 
 
 
 

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 10/18/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 10/18/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 10/18/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 10/18/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 10/18/2019

News: Attachment (PDF) - FDIC and Federal Reserve request information on use... | 10/18/2019

News: U.S. Economic Outlook and Monetary Policy - Vice Chair Richard H. Clar... | 10/18/2019

News: FDIC and Federal Reserve request information on use and impact of CAME... | 10/18/2019

Notice: Proposed Agency Information Collection Activities; Comment Request... | 10/18/2019

News: Federal Reserve Board releases results of survey of senior financial o... | 10/17/2019

 
 
 
FTC
 
 
 
 
 
 

Agency Update: Opening Statement of Commissioner Chopra Before the House Judiciary, S... | 10/18/2019

Notice: Granting of Requests for Early Termination of the Waiting Period Under... | 10/18/2019

Agency Update: Written Testimony of Commissioner Chopra Before the House Judiciary, S... | 10/18/2019

News: What=E2=80=99s in a Name? Ask the Technology Enforcement Division... | 10/16/2019

Enforcement: NatureCity, LLC... | 10/16/2019

News: Cmr. Slaughter keynote at Data Protection Law in the US and EU: The GD... | 10/15/2019

News: BCP Director Andrew Smith discusses Big Data and Artificial Intelligen... | 10/14/2019

News: Weekly Calendar for October 14, 2019... | 10/14/2019

 
 
 
Fannie
 
 
 
 

News: MH Advantage Overview Webinar... | 10/16/2019

News: Servicing Reports Transition Document upda... | 10/14/2019

 
 
 
INT-BIS
 
 
 
 

News: Basel Committee reports on Basel III implementation progress... | 10/16/2019

Agency Update: Seventeenth progress report on adoption of the Basel regulatory framew... | 10/16/2019

Agency Update: Policy Uncertainty and Bank Mortgage Credit... | 10/16/2019

Agency Update: Dollar exchange rate as a credit supply factor - evidence from firm-le... | 10/14/2019

 
 
 
INT-EBA
 
 
 
 

News: ESAs consult on changes to the key information document for PRIIPs... | 10/16/2019

News: EBA launches consultation on guidelines on the application of the stru... | 10/16/2019

News: EBA consults on supervisory reporting changes related to CRR2 and Back... | 10/16/2019

News: EBA launches consultation on comprehensive Pillar 3 disclosures... | 10/16/2019

News: EBA publishes Opinion on the deadline and process for completing the m... | 10/16/2019

 
 
 
INT-EC
 
 
 
 

News: Frequently asked questions: International Platform on Sustainable Fina... | 10/18/2019

News: Joint statement on the launch of the International platform on sustain... | 10/18/2019

News: Remarks of Vice-President Valdis Dombrovskis at the launch of the Inte... | 10/18/2019

News: Joint statement on the inaugural meeting of the EU-Japan joint financi... | 10/15/2019

 
 
 
INT-FSB
 
 
 
 

Agency Update: Regulatory issues of stablecoins -- G20 Leaders' Osaka Declaration... | 10/18/2019

News: FSB sets out work to consider regulatory issues of stablecoins... | 10/18/2019

Agency Update: Regulatory issues of stablecoins -- PDF... | 10/18/2019

Agency Update: Regulatory issues of stablecoins... | 10/18/2019

News: FSB publishes annual report on implementation and effects of financial... | 10/16/2019

Agency Update: Implementation and Effects of the G20 Financial Regulatory Reforms: Fi... | 10/16/2019

Agency Update: Implementation and Effects of the G20 Financial Regulatory Reforms: Fi... | 10/16/2019

Agency Update: OTC Derivatives Market Reforms: 2019 Progress Report on Implementation... | 10/15/2019

News: FSB reports on implementation of OTC derivative reforms... | 10/15/2019

Agency Update: OTC Derivatives Market Reforms: 2019 Progress Report on Implementation... | 10/15/2019

 
 
 
NCUA
 
 
 
 

Notice: Sunshine Act: Notice of Agency Meeting... | 10/21/2019

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 10/17/2019

Proposed Rule: Interagency Policy Statement on Allowances for Credit Losses... | 10/17/2019

Notice: Interagency Guidance on Credit Risk Review Systems... | 10/17/2019

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 10/16/2019

 
 
 
OCC
 
 
 
 
 
 

Notice: Privacy Act of 1974; System of Records... | 10/18/2019

News Release: News Release 2019-121... | 10/18/2019

Bulletin: OCC Bulletin 2019-49... | 10/17/2019

Notice: Reporting of Data on Loans to Small Businesses and Small Farms... | 10/17/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 10/17/2019

News Release: News Release 2019-120... | 10/17/2019

Proposed Rule: Interagency Policy Statement on Allowances for Credit Losses... | 10/17/2019

Notice: Interagency Guidance on Credit Risk Review Systems... | 10/17/2019

Bulletin: OCC Bulletin 2019-48... | 10/17/2019

Notice: Agency Information Collection Activities: Information Collection Revis... | 10/16/2019

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions... | 10/21/2019

Notice: Notice of OFAC Sanctions Action... | 10/16/2019

 
 
 
RHS
 
 
 
 

Final Rule: Section 538 Guaranteed Rural Rental Housing Program Notice of Funding ... | 10/15/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Desi... | 10/21/2019

Notice: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Fili... | 10/21/2019

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili... | 10/21/2019

Notice: Sunshine Act Meetings... | 10/21/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a... | 10/21/2019

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Am... | 10/21/2019

Notice: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filin... | 10/21/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a... | 10/21/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a... | 10/21/2019

Notice: Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing ... | 10/21/2019

 
 
 
TREAS
 
 
 
 
 
 

News: U.S. Department of the Treasury... | 10/19/2019

News: U.S. Department of the Treasury... | 10/19/2019

Agency Update: U.S. Department of the Treasury... | 10/18/2019

News: U.S. Department of the Treasury... | 10/18/2019

News: U.S. Department of the Treasury... | 10/18/2019

News: U.S. Department of the Treasury... | 10/17/2019

Proposed Rule: Enforcement of Copyrights and the Digital Millennium Copyright Act... | 10/16/2019

News: U.S. Department of the Treasury... | 10/16/2019

News: U.S. Department of the Treasury... | 10/16/2019

News: U.S. Department of the Treasury... | 10/16/2019

 
 
 
UK-BOE
 
 
 
 
 
 

News: ESCB Research Cluster on Monetary Economics Third Annual Workshop... | 10/21/2019

News: Addressing the Growing Challenges in the International Monetary and Fi... | 10/18/2019

News: Minutes of the Wholesale Distribution Steering Group - September 2019... | 10/18/2019

News: Bank of England stress testing results to be published on 10 December ... | 10/18/2019

Minutes: Minutes of the Wholesale Distribution Steering Group - September 2019 ... | 10/18/2019

News Release: Bank of England stress testing results to be published on 10 December ... | 10/18/2019

News Release: Bank of England stress testing results to be published on 10 December ... | 10/18/2019

Minutes: Minutes of the Wholesale Distribution Steering Group - September 2019... | 10/18/2019

Agency Update: Bank of England Weekly Report 16 October 2019... | 10/17/2019

Agency Update: Credit Conditions Survey - 2019 Q3... | 10/17/2019

 
 
 
UK-FCA
 
 
 
 

News: Curzon Rose Limited... | 10/21/2019

News: Regulation in a changing world... | 10/21/2019

News: SwissAZ (clone of authorised firm)... | 10/18/2019

News: CodexFX (clone of authorised firm)... | 10/18/2019

News: Update on RFX Financial Services Limited... | 10/18/2019

News: FCA seeks compensation for Park First investors... | 10/17/2019

News: Direct Trading Technologie (clone of FCA authorised firm)... | 10/17/2019

News: FCA data show 4.29m complaints for first half of 2019... | 10/17/2019

News: Quilter Cheviot Investment Management (clone of FCA authorised firm)... | 10/16/2019

News: PPI complaints handling update... | 10/16/2019

 
 
 
UK-HMT
 
 
 
 
 
 

News Story: Chance to 'win while you save' with new credit union prize account... | 10/17/2019

Speech: Economic Secretary speech on illicit finance... | 10/17/2019

News Story: Chancellor marks beginning of decade of renewal for UK economy... | 10/17/2019

Guidance: Financial sanctions, Nicaragua... | 10/17/2019

Policy Paper: Memorandum of understanding: equivalence and exemptions... | 10/17/2019

Policy Paper: Isle of Man aircraft and yachts VAT review... | 10/16/2019

News Story: Treasury publishes Isle of Man VAT review... | 10/16/2019

Official Statistics: Forecast for the UK economy: October 2019... | 10/16/2019

Transparency: HMT spend greater than =C2=A325,000: July 2019... | 10/16/2019

Transparency: HM Treasury senior officials travel expenses: April to June 2019... | 10/16/2019

 
 
 
UK-ICO
 
 
 
 

News: Blog: Global collaboration and how it helps the UK... | 10/21/2019

Audit: Greater Manchester Mental Health NHS Foundation Trust... | 10/17/2019

Audit: Greater Manchester Mental Health NHS Foundation Trust -- Greater Manch... | 10/17/2019

News: Privacy and Innovation - Lessons learnt from the FCA TechSprint... | 10/16/2019

News: Blog: Privacy and Innovation - Lessons learnt from the FCA TechSprint... | 10/16/2019

News: Enabling access, erasure, and rectification rights in AI systems... | 10/15/2019

 
 
 
UK-PRA
 
 
 
 

Consultation paper: Liquidity: The PRA's approach to supervising liquidity and funding ris... | 10/17/2019

Consultation paper: Liquidity: The PRA's approach to supervising liquidity and funding ris... | 10/17/2019

Policy statement: Large exposures: Reciprocation of French measure - Appendix: PRA RULEB... | 10/15/2019

Policy statement: Large exposures: Reciprocation of French measure... | 10/15/2019

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity Under OMB Review: Application f... | 10/21/2019

Notice: Agency Information Collection Activity Under OMB Review: Application f... | 10/21/2019

Notice: Agency Information Collection Activity: Statement of Purchaser or Owne... | 10/18/2019

Notice: Agency Information Collection Activity Under OMB Review: Application f... | 10/17/2019

Proposed Rule: Schedule for Rating Disabilities; The Genitourinary Diseases and Condi... | 10/15/2019

Notice: Joint Biomedical Laboratory Research and Development and Clinical Scie... | 10/15/2019

Notice: Creating Options for Veterans Expedited Recovery (COVER) Commission, N... | 10/15/2019

 

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