148 Enforcement Actions in the U.S. over past 30 days


OFAC enforcements increased 50% over the past 30 days


SEC issued enforcements: $88,633,075.00 over the past 30 days


123 Final Rules go into effect in the next 30 days


45 Mortgage Lending docs published in the last 7 days


149 docs with 7429 extracted obligations from the last 7 days


77 new Proposed and Final Rules were published in the past 7 days


6736 new docs in pro.compliance.ai within the last 7 days


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Final Rule | Published 11/28/2018 | Effective 01/15/2019
The Federal Deposit Insurance Corporation (FDIC) is amending its rules of practice and procedure to remove duplicative, descriptive regulatory language related to civil money penalty (CMP) amounts that restates existing statutory language regarding… Read More
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Enforcement | Published 11/30/2018
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News | Published 11/30/2018
Varios estudios muestran que la gente que planea cuidadosamente las compras de mucho valor, como una casa, tienen menos probabilidades de enfrentar problemas financieros en el futuro. Por ello, si usted está pensando en adquirir una vivienda este año… Read More
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News | Published 11/30/2018
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today announced it will reduce assessments on national banks, federal savings associations, and federal branches and agencies of foreign banks for 2019. The change—which takes effect with… Read More
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Agency Update | Published 11/28/2018
TO: Freddie Mac Sellers November 28, 2018 | 2018-23 SUBJECT: AUTOMATED INCOME AND ASSET ASSESSMENT WITH LOAN PRODUCT ADVISOR® We are introduc… Read More
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Enforcement | Published 11/30/2018
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044086401 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Michael Jason Gamez, Respondent General Securities Representative… Read More
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News | Published 11/30/2018
Monday, December 3 Under Secretary Sigal Mandelker Remarks American Bankers Association and American Bar Association’s Financial Crimes Enforcement Conference Gaylord National Resort and Convention Center 201 Waterfront Street National Harbor, MD 3:0… Read More
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News | Published 11/27/2018
Details on the 2019 general and high-cost area loan limits and updated resources are available. The new loan limit for most of the country is $484,350, indicating a 6.9% increase over the 2018 limit….. Read More
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Final Rule | Published 11/26/2018 | Effective 12/26/2018
The Commodity Futures Trading Commission (“Commission” or “CFTC”) is adopting amendments (“Final Rule”) to its margin requirements for uncleared swaps for swap dealers (“SD”) and major swap participants (“MSP”) for which there is no prudent… Read More
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News | Published 11/27/2018
Press Release For Immediate Release November 27, 2018 FFIEC Emphasizes Risk-Focused Supervision in Second Update of the Examination Modernization Project The Federal Financial Institutions Examination Council today provided a second update on its Exa… Read More
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Final Rule | Published 11/28/2018 | Effective 12/28/2018
This rulemaking adopts as final, with changes, proposed amendments to VA’s regulations governing payment of per diem to States for nursing home care, domiciliary care, and adult day health care for eligible veterans in State homes… Read More
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Proposed Rule | Published 11/30/2018
November 26, 2018. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) and Rule 19b-4 thereunder, notice is hereby given that, on November 19, 2018, NYSE Arca, Inc. (“Exchange” or “NYSE Arca”) filed with the S… Read More
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Enforcement | Published 11/29/2018
The Proposed Affiliation of CareGroup, Inc.; Lahey Health System, Inc.; Seacoast Regional Health System, Inc.; BIDCO Hospital LLC; and BIDCO Physician LLC… Read More
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Notice | Published 11/30/2018 | Comments Close 12/31/2018
The Department of Labor (DOL or Department) is submitting the Employment and Training Administration (ETA) sponsored Information Collection Request (ICR), titled, “Attestation for Employers Seeking to Employ H-2B Nonimmigrant Workers Under Section 2… Read More
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Presidential Document | Published 11/29/2018
By the authority vested in me as President by the Constitution and the laws of the United States of America, including the International Emergency Economic Powers Act (50 U.S.C. 1701 et seq.) (IEEPA), the National Emergencies Act (50 U.S.C. 1601 et s… Read More
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Notice | Published 11/27/2018 | Comments Close 12/27/2018
The Department of Justice (DOJ), Office of Justice Programs, Bureau of Justice Statistics, will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Pap… Read More
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Final Rule | Published 11/30/2018 | Effective 01/01/2019
The Board of Governors of the Federal Reserve System (Board) is publishing final amendments to Regulation J. The amendments clarify and simplify certain provisions Regulation J, remove obsolete provisions, and align the rights and obligations of send… Read More
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Notice | Published 11/30/2018
The Department of the Treasury’s Office of Foreign Assets Control (OFAC) is publishing the names of one or more persons that have been placed on OFAC’s Specially Designated Nationals and Blocked Persons List based on OFAC’s determination that one or… Read More
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Agency Update | Published 11/30/2018
FHA INFO #18-48 November 30, 2018 TO: All FHA-Approved Mortgagees and All Other Interested Stakeholders -There is no charge for training courses and webinars offered by the Federal Housing Administration – TRAINING AND EVENTS Webin… Read More
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