227 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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26 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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97 new Proposed and Final Rules were published in the past 7 days

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2774 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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CFPB
CFPB published 5 updates: 3 Comment, 1 Proposed Rule, 1 Rule
Fair Credit Reporting Act Disclosures
Rule 11/29/2021
Comment from Anonymous; Public Submission; NA
Comment 11/23/2021
Comment from Treanor, Kevin; Public Submission; NA
Comment 11/23/2021
Comment from First Bank of Berne; Public Submission; First Bank of Berne
Comment 11/22/2021
Request for Information Regarding the HMDA Rule Assessment
Proposed Rule 11/22/2021
CFTC
CFTC published 5 updates: 1 Letter, 1 Notice, 2 Press Release, 1 Proposed Rule
Request for No-Action Letter Under Section 2(a)(1)(C)(ii) and (iv) of the Com...
Letter 11/23/2021
CFTC Staff Provides No-Action Letter to Korea Exchange, Inc. Concerning the O...
Press Release 11/23/2021
Agency Information Collection Activities: Notice of Intent To Extend Collecti...
Notice 11/23/2021
Swap Clearing Requirement To Account for the Transition From LIBOR and Other ...
Proposed Rule 11/23/2021
CFTC Awards Approximately $1 Million to Two Whistleblowers
Press Release 11/22/2021
DOJ
DOJ published 15 updates: 14 Notice, 1 Rule
Notice of Lodging of Proposed Modifications of Consent Decree Under the Clean...
Notice 11/29/2021
Notice of Lodging of Proposed First Amendment to Consent Decree
Notice 11/29/2021
Notice of Lodging of Proposed First Amendment to Consent Decree
Notice 11/26/2021
Agency Information Collection Activities; Proposed eCollection eComments Requ...
Notice 11/26/2021
Agency Information Collection Activities; Proposed eCollection eComments Requ...
Notice 11/26/2021
Agency Information Collection Activities; Proposed eCollection eComments Requ...
Notice 11/26/2021
Notice of Lodging of Proposed Consent Decree Under the Oil Pollution Act
Notice 11/24/2021
Notice of Lodging of Proposed Consent Decree Under the Clean Water Act
Notice 11/24/2021
Agency Information Collection Activities; Proposed eCollection eComments Requ...
Notice 11/23/2021
Notice of Lodging of Proposed Consent Decree Under the Comprehensive Environm...
Notice 11/23/2021
DOL
DOL published 6 updates: 5 Notice, 1 Rule
Senior Executive Service; Appointment of Members to the Performance Review Board
Notice 11/29/2021
Agency Information Collection Activities; Submission for OMB Review; Comment ...
Notice 11/24/2021
Agency Information Collection Activities; Submission for OMB Review; Comment ...
Notice 11/24/2021
Agency Information Collection Activities; Submission for OMB Review; Comment ...
Notice 11/24/2021
Agency Information Collection Activities; Submission for OMB Review; Comment ...
Notice 11/24/2021
Increasing the Minimum Wage for Federal Contractors
Rule 11/24/2021
EBSA
EBSA published 2 updates: 1 News, 1 Rule
US Department of Labor recovered more than $2.4B to employee benefit plans, p...
News 11/23/2021
Prescription Drug and Health Care Spending
Rule 11/23/2021
EOP
EOP published 5 updates: 5 Agency Update
National Family Week, 2021
Agency Update 11/24/2021
National Child's Day, 2021
Agency Update 11/24/2021
Nondisplacement of Qualified Workers Under Service Contracts
Agency Update 11/23/2021
National Rural Health Day, 2021
Agency Update 11/22/2021
Antibiotic Awareness Week, 2021
Agency Update 11/22/2021
FDIC
FDIC published 8 updates: 1 Financial Institution Letter, 2 Notice, 3 Press Release, 2 Rule
Agency Information Collection Activities: Proposed Collection Amendment; Comm...
Notice 11/29/2021
Agency Information Collection Activities: Proposed Collection Renewal; Commen...
Notice 11/29/2021
FDIC Makes Public October Enforcement Actions
Press Release 11/26/2021
Joint Release/Agencies Issue Joint Statement on Crypto-Asset Policy Initiativ...
Press Release 11/23/2021
Joint Release/Agencies Issue Joint Statement on Crypto-Asset Policy Initiativ...
Press Release 11/23/2021
FIL-75-2021 - Joint Statement on Crypto-Asset Policy Sprint Initiative and Next Steps
Financial Institution Letter 11/23/2021
Computer-Security Incident Notification Requirements for Banking Organization...
Rule 11/23/2021
Applicability of Annual Independent Audits and Reporting Requirements for Fis...
Rule 11/22/2021
FFIEC
FFIEC published 1 updates: 1 Notice
Appraisal Subcommittee Notice of Meeting
Notice 11/29/2021
FHA
FHA published 0 updates:
FINCEN
FINCEN published 0 updates:
FINRA
FINRA published 14 updates: 2 Complaint, 2 Notice, 10 Enforcement
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.;...
Notice 11/26/2021
Traderfield Securities, Inc. Mario Divita AWCs (Letters of Acceptance, Waiver...
Enforcement 11/24/2021
Daniel Della Rosa Complaints
Complaint 11/23/2021
Information Notice 11/23/21 FINRA Reminds Firms of Exercise Cut-Off Time for ...
Notice 11/23/2021
McNally Financial Services Corporation AWCs (Letters of Acceptance, Waiver, a...
Enforcement 11/23/2021
William W. LeBoeuf AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 11/23/2021
Kajie McMullen Complaints
Complaint 11/23/2021
Tyrone M. Smiles AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 11/22/2021
James E. Kelly AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 11/22/2021
Caroline Mohan AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 11/22/2021
FRS
FRS published 18 updates: 10 Notice, 7 Press Release, 1 Rule
Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Hold...
Notice 11/26/2021
Minutes of the Federal Open Market Committee, November 2-3, 2021
Press Release 11/24/2021
Federal Reserve Board announces members of its Insurance Policy Advisory Committee
Press Release 11/24/2021
Joint Statement on Crypto-Asset Policy Sprint Initiative and Next Steps (PDF)...
Press Release 11/23/2021
Federal Reserve Board announces termination of enforcement action with The Go...
Press Release 11/23/2021
Agencies issue joint statement on crypto-asset policy initiative and next steps
Press Release 11/23/2021
Agency Information Collection Activities: Announcement of Board Approval Unde...
Notice 11/23/2021
Proposed Agency Information Collection Activities; Comment Request
Notice 11/23/2021
Proposed Agency Information Collection Activities; Comment Request
Notice 11/23/2021
Proposed Agency Information Collection Activities; Comment Request
Notice 11/23/2021
FTC
FTC published 4 updates: 2 News, 2 Notice
FTC Approves Modification of Final Order Related to NEXUS Gas Transmission, L...
News 11/24/2021
Privacy Act of 1974; System of Records
Notice 11/24/2021
FTC Releases 2021 Do Not Call Registry Data Book; Reports Registrations and C...
News 11/23/2021
The Golub Corporation and Tops Markets Corporation; Analysis of Agreement Con...
Notice 11/22/2021
Fannie
Fannie published 0 updates:
Freddie
Freddie published 1 updates: 1 Agency Update
How to Leverage Vulnerability: The Powerful Secret for Reliant Leadership
Agency Update 11/23/2021
GinnieMae
GinnieMae published 1 updates: 1 Memorandum
APM 21-08 -- Extension of Permitting Alternative Procedures for Certain Aspec...
Memorandum 11/23/2021
HUD
HUD published 6 updates: 4 Notice, 2 Press Release
Availability of HUD's Fiscal Year 2019 Service Contract Inventory
Notice 11/24/2021
60-Day Notice of Proposed Information Collection: Moving To Work Stepped and ...
Notice 11/24/2021
HUD No. 21-193 HUD Awards $20 Million for Eviction Protection and Diversion
Press Release 11/23/2021
60-Day Notice of Proposed Information Collection: Legal Instructions Concerni...
Notice 11/23/2021
Notice of Regulatory Waiver Requests Granted for the Second Quarter of Calend...
Notice 11/23/2021
HUD No. 21-192 HUD Awards $3.6 Million for Neighborhood Revitalization Plans ...
Press Release 11/22/2021
NCUA
NCUA published 4 updates: 3 Notice, 1 Rule
Submission for OMB Review; Comment Request
Notice 11/26/2021
The NCUA Staff Draft 2022-2023 Budget Justification
Notice 11/24/2021
Request for Comment Regarding National Credit Union Administration Draft Stra...
Notice 11/24/2021
Chartering and Field of Membership-Shared Facility Requirements
Rule 11/24/2021
NYSE
NYSE published 2 updates: 2 Notice
Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving o...
Notice 11/26/2021
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing ...
Notice 11/22/2021
OCC
OCC published 7 updates: 4 Bulletin, 2 News, 1 Rule
NR 2021-120 Agencies Issue Joint Statement on Crypto-Asset Policy Initiative ...
News 11/23/2021
NR 2021-121 OCC Clarifies Bank Authority to Engage in Certain Cryptocurrency ...
News 11/23/2021
OCC 2021-54 Investments : Venture Capital Funds
Bulletin 11/23/2021
OCC 2021-55 Computer-Security Incident Notification : Final Rule
Bulletin 11/23/2021
OCC 2021-56 Crypto-Assets : Joint Statement on Crypto-Asset Policy Sprint Ini...
Bulletin 11/23/2021
OCC 2021-57 Bank Activities : Chief Counsel's Interpretation Clarifying Autho...
Bulletin 11/23/2021
Computer-Security Incident Notification Requirements for Banking Organization...
Rule 11/23/2021
OFAC
OFAC published 8 updates: 7 Notice, 1 Rule
Notice of OFAC Sanctions Actions
Notice 11/29/2021
Notice of OFAC Sanctions Action
Notice 11/29/2021
Notice of OFAC Sanctions Actions
Notice 11/29/2021
Syrian Sanctions Regulations
Rule 11/26/2021
Notice of OFAC Sanctions Action
Notice 11/23/2021
Notice of OFAC Sanctions Actions
Notice 11/23/2021
Notice of OFAC Sanctions Actions
Notice 11/23/2021
Notice of OFAC Sanctions Actions
Notice 11/22/2021
RHS
RHS published 0 updates:
SEC
SEC published 85 updates: 55 Notice, 3 Press Release, 2 Proposed Rule, 25 Enforcement
Consolidated Tape Association; Notice of Filing of the Thirty-Seventh Substan...
Notice 11/29/2021
Submission for OMB Review; Comment Request, Extension: Rule 206(4)-7
Notice 11/29/2021
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Imme...
Notice 11/29/2021
Proposed Collection; Comment Request, Extension: Rule 30e-2
Notice 11/29/2021
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of ...
Notice 11/29/2021
Bain Capital Specialty Finance, Inc., et al.
Notice 11/29/2021
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a...
Notice 11/29/2021
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of ...
Notice 11/29/2021
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a...
Notice 11/29/2021
Self-Regulatory Organizations; Miami International Securities Exchange LLC, M...
Notice 11/29/2021
TREAS
TREAS published 14 updates: 1 Statement, 6 Notice, 5 Press Release, 1 Proposed Rule, 1 Rule
Postponement of Periodic Meeting of the Department of the Treasury Tribal Adv...
Notice 11/29/2021
Treasury Announces Agreement on the Transition from Existing Indian Equalizat...
Press Release 11/24/2021
U.S. Treasury Expands Syria Nongovernmental Organizations General License
Press Release 11/24/2021
Agency Information Collection Activities; Submission for OMB Review; Communit...
Notice 11/24/2021
Agreement for a Social Impact Partnership Project
Notice 11/24/2021
Agency Information Collection Activities; Submission for OMB Review; Office o...
Notice 11/24/2021
Agency Information Collection Activities; Submission for OMB Review; COVID Re...
Notice 11/24/2021
Program Fraud Civil Remedies
Proposed Rule 11/23/2021
Secretary of the Treasury Janet L. Yellen Statement on Federal Reserve Nominations
Statement 11/22/2021
Treasury Designates Key Financial Facilitator for the Islamic State's Afghani...
Press Release 11/22/2021
VA
VA published 9 updates: 1 News, 7 Notice, 1 Rule
Schedule for Rating Disabilities: The Cardiovascular System; Correction
Rule 11/29/2021
Agency Information Collection Activity under OMB Review: VAAR 832.202-04, Sec...
Notice 11/26/2021
Agency Information Collection Activity Under OMB Review: Application for Cash...
Notice 11/24/2021
Agency Information Collection Activity Under OMB Review: Nonprofit Research a...
Notice 11/24/2021
This newsflash provides information on VALERI System Release, Partial Claim A...
News 11/23/2021
Privacy Act of 1974; System of Records
Notice 11/23/2021
Allowance for Private Purchase of an Outer Burial Receptacle in Lieu of a Gov...
Notice 11/23/2021
Agency Information Collection Activity: Health Eligibility Center (HEC) Incom...
Notice 11/23/2021
Funding Opportunity Under Supportive Services for Veteran Families Program
Notice 11/22/2021
 
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