183 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements increased 4% over the past 30 days

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SEC issued enforcements: $45,971,340.93 over the past 30 days

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62 Final Rules go into effect in the next 30 days

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25 Mortgage Lending docs published in the last 7 days

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427 docs with 4647 extracted obligations from the last 7 days

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50 new Proposed and Final Rules were published in the past 7 days

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1847 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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CA-BOC
 
 
 
 

Agency Update: Financial Stability in an Uncertain World (Full Remarks)… | 11/19/2019

Agency Update: Financial Stability in an Uncertain World… | 11/19/2019

 
 
 
CA-OPC
 
 
 
 

Agency Update: OPC encourages informal disclosure as a way to improve timeliness of a… | 11/22/2019

News: Announcement: Contributions Program launches annual call for innovativ… | 11/22/2019

 
 
 
CFPB
 
 
 
 
 
 
 
 

News: Director Kraninger’s Remarks at TCH-BPI Conference… | 11/22/2019

Enforcement Document: Sterling Infosystems, Inc. Complaint… | 11/22/2019

Enforcement Document: Sterling Infosystems, Inc. Proposed stipulated judgment and order… | 11/22/2019

Press release: Consumer Financial Protection Bureau Settles with Employment Backgroun… | 11/22/2019

Speech: Director Kraninger’s Remarks at TCH-BPI Conference… | 11/22/2019

Proposed Rule: Request for Information Regarding the Integrated Mortgage Disclosures … | 11/22/2019

News: New report shows how student loan borrowers fare on Income-Driven Repa… | 11/22/2019

Blog: New report shows how student loan borrowers fare on Income-Driven Repa… | 11/22/2019

News: Consumer Financial Protection Bureau Settles with Employment Backgroun… | 11/22/2019

Enforcement Action: Sterling Infosystems, Inc…. | 11/22/2019

 
 
 
CFTC
 
 
 
 

Notice: Agency Information Collection Activities: Notice of Intent To Extend C… | 11/20/2019

Notice: Sunshine Act Meetings… | 11/20/2019

Notice: Sunshine Act Meetings… | 11/19/2019

Notice: Agency Information Collection Activities: Notice of Intent To Renew Co… | 11/19/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 11/25/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 11/25/2019

Notice: Notice of Lodging of Proposed Consent Decree Under The Clean Air Act… | 11/25/2019

Notice: Agency Information Collection Activities; Proposed Collection Comments… | 11/22/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 11/22/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 11/22/2019

Agency Update: Announcement of the Antitrust Division=E2=80=99s Procurement Collusion Strike … | 11/22/2019

Final Rule: Privacy Act of 1974; Implementation… | 11/21/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 11/18/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 11/25/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 11/21/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 11/21/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 11/21/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 11/21/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 11/21/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 11/21/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 11/21/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 11/20/2019

 
 
 
EBSA
 
 
 
 

News: U.S. Department of Labor… | 11/21/2019

News: U.S. Department of Labor… | 11/20/2019

News: U.S. Department of Labor… | 11/20/2019

News: U.S. Department of Labor… | 11/18/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Ocean Mapping of the United States Exclusive Economic Zone and the Sho… | 11/22/2019

Presidential Document: American Education Week, 2019… | 11/20/2019

Presidential Document: Continuation of the National Emergency With Respect to Burundi… | 11/20/2019

Presidential Document: Delegation of Removal Authority Over the Federal Service Impasses Pane… | 11/18/2019

 
 
 
FDIC
 
 
 
 

News: Banker Teleconference Series: Understanding the Requirements of the Tr… | 11/22/2019

Notice: Sunshine Act Meeting… | 11/21/2019

News: Statement of Betty J. Rudolph, National Director, Minority and Communi… | 11/20/2019

News: Regulatory Capital Rules: Revised Definition of a High Volatility Comm… | 11/20/2019

 
 
 
FINRA
 
 
 
 

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 11/22/2019

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 11/20/2019

 
 
 
FRS
 
 
 
 
 
 

Final Rule: Reserve Requirements of Depository Institutions… | 11/25/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 11/25/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 11/22/2019

News: Federal Reserve announces College Fed Challenge winners… | 11/22/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 11/21/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 11/21/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 11/20/2019

Proposed Rule: Single-Counterparty Credit Limits for Bank Holding Companies and Forei… | 11/20/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv… | 11/20/2019

News: Federal Reserve Board announces annual indexing of reserve requirement… | 11/20/2019

 
 
 
FTC
 
 
 
 
 
 

Notice: Medable, Inc.; Analysis To Aid Public Comment… | 11/25/2019

Enforcement: Reermbolsos de AuraVie… | 11/23/2019

Enforcement: BunZai Media Group, Inc. (AuraVie)… | 11/22/2019

News: FTC’s Maribeth Petrizzi Earns Presidential Rank Award… | 11/22/2019

Enforcement: AuraVie Refunds… | 11/22/2019

News: FTC Sending Refund Checks Totaling Over $1.8 Million to Consumers Defr… | 11/21/2019

News: Closed Commission Meeting… | 11/21/2019

News: Closed Commission Meeting… | 11/21/2019

Notice: InfoTrax Systems, L.C. and Mark Rawlins; Analysis To Aid Public Commen… | 11/20/2019

Agency Update: FTC Staff Comment to the North Caroline State Board of Dental Examiner… | 11/20/2019

 
 
 
Fannie
 
 
 
 

News: Lender Letter LL-2019-08: Approved Mortgage Insurance Forms… | 11/20/2019

News: Capital Markets holiday closure… | 11/20/2019

News: November 2019 AQM List Posted upda… | 11/18/2019

 
 
 
INT-BIS
 
 
 
 

Agency Update: Unintended side effects: stress tests, entrepreneurship, and innovatio… | 11/22/2019

News: Basel Committee publishes more details on global systemically importan… | 11/22/2019

News: Report on open banking and application programming interfaces… | 11/19/2019

Agency Update: Report on open banking and application programming interfaces (APIs)… | 11/19/2019

 
 
 
INT-FSB
 
 
 
 

Agency Update: 2019 list of global systemically important banks (G-SIBs) — PDF… | 11/22/2019

Agency Update: 2019 list of global systemically important banks (G-SIBs)… | 11/22/2019

 
 
 
NCUA
 
 
 
 

Notice: Sunshine Act: Notice of a Matter To Be Removed From the Agenda for Con… | 11/22/2019

Notice: Agency Information Collection Activities: Proposed Collection; Comment… | 11/20/2019

Notice: Sunshine Act; Notice of Agency Meeting… | 11/18/2019

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 11/21/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 11/21/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 11/21/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 11/18/2019

 
 
 
OCC
 
 
 
 
 
 

Bulletin: OCC Bulletin 2019-58… | 11/21/2019

Proposed Rule: Permissible Interest on Loans That Are Sold, Assigned, or Otherwise Tr… | 11/21/2019

News Release: News Release 2019-138… | 11/21/2019

Final Rule: Other Real Estate Owned and Technical Amendments; Amendment of Effecti… | 11/21/2019

News Release: News Release 2019-137… | 11/20/2019

News Release: News Release 2019-133… | 11/19/2019

News Release: News Release 2019-136… | 11/19/2019

News Release: News Release 2019-134… | 11/19/2019

News Release: News Release 2019-135… | 11/19/2019

News Release: News Release 2019-132… | 11/18/2019

 
 
 
OFAC
 
 
 
 

Final Rule: Venezuela Sanctions Regulations… | 11/22/2019

 
 
 
RHS
 
 
 
 

Proposed Rule: Single Family Housing Direct Loan and Grant Programs… | 11/25/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing an… | 11/25/2019

Final Rule: Staff Accounting Bulletin No. 119… | 11/25/2019

Enforcement: Thomas H. Vetter… | 11/22/2019

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 11/22/2019

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of … | 11/22/2019

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili… | 11/22/2019

Agency Update: Accounting Matters Bibliography… | 11/22/2019

Enforcement: Channing Capital Management, LLC… | 11/22/2019

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili… | 11/22/2019

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and I… | 11/22/2019

 
 
 
TREAS
 
 
 
 

Notice: Agency Information Collection Activities; Proposed Collection; Comment… | 11/25/2019

News: U.S. Department of the Treasury… | 11/22/2019

Agency Update: U.S. Department of the Treasury… | 11/22/2019

News: U.S. Department of the Treasury… | 11/21/2019

News: U.S. Department of the Treasury… | 11/21/2019

News: U.S. Department of the Treasury… | 11/20/2019

News: U.S. Department of the Treasury… | 11/20/2019

News: U.S. Department of the Treasury… | 11/19/2019

News: U.S. Department of the Treasury… | 11/19/2019

Agency Update: Secretary Steven T. Mnuchin=E2=80=99s First 1,000 Days in Office… | 11/19/2019

 
 
 
UK-BOE
 
 
 
 

News: Minutes of the Working Group on Sterling Risk-Free Reference Rates – S… | 11/22/2019

News: Foreign Exchange Joint Standing Committee Legal Sub-Committee – 10 Sep… | 11/22/2019

News: Minutes of the London FXJSC meeting – 6 September 2019… | 11/22/2019

Agency Update: Bank of England Weekly Report 20 November 2019… | 11/21/2019

News: PRA and FCA publish Decision Notices given to former CEO who paid exce… | 11/18/2019

 
 
 
UK-FCA
 
 
 
 

News: Out of Debts… | 11/25/2019

News: Nash Finance Services/ Nash Financial… | 11/22/2019

News: STI-Global… | 11/22/2019

News: Agricultural Bank of China (Clone of FCA authorised firm)… | 11/22/2019

News: Pension Help Centre… | 11/22/2019

News: Best UK Bonds… | 11/22/2019

News: Investment Chronicle… | 11/22/2019

News: Platinum CFD… | 11/22/2019

News: Overstone Management (clone of FCA recognised product)… | 11/21/2019

News: Next steps in transition from LIBOR… | 11/21/2019

 
 
 
UK-HMT
 
 
 
 

Guidance: List of designated persons, terrorism and terrorist financing… | 11/21/2019

National Statistics: Country and regional analysis: 2019… | 11/19/2019

National Statistics: Public Spending Statistics release: November 2019… | 11/19/2019

Transparency: OSCAR annual release: November 2019… | 11/19/2019

 
 
 
UK-ICO
 
 
 
 

News: ICO submits Age Appropriate Design Code of Practice to government… | 11/22/2019

News: Bond Lecture 2019: =E2=80=98Access to Information in Turbulent Times=E2=80=99… | 11/19/2019

News: Blog: Data ethics and the digital economy… | 11/18/2019

 
 
 
UK-PRA
 
 
 
 

Statement: Statement on the delegated regulation changes published by the Europea… | 11/20/2019

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity: Certificate of Delivery of Adv… | 11/22/2019

Proposed Rule: Provider-Based Requirements… | 11/21/2019

Notice: Summary of a Precedent Opinion of the General Counsel… | 11/20/2019

Notice: Agency Information Collection Activity Under OMB Review: Edith Nourse … | 11/19/2019

News: This announcement provides information on the upcoming system deployme… | 11/19/2019

Notice: Veterans’ Advisory Committee on Rehabilitation, Notice of Meeting… | 11/19/2019

 

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