Regulatory Agency Updates | Week of November 18 to November 25

Regulatory-Agency-Updates-Week-of-Nov-18-Nov-25

 
 
CA-BOC
 
 
 
 

Agency Update: Financial Stability in an Uncertain World (Full Remarks)... | 11/19/2019

Agency Update: Financial Stability in an Uncertain World... | 11/19/2019

 
 
 
CA-OPC
 
 
 
 

Agency Update: OPC encourages informal disclosure as a way to improve timeliness of a... | 11/22/2019

News: Announcement: Contributions Program launches annual call for innovativ... | 11/22/2019

 
 
 
CFPB
 
 
 
 
 
 
 
 

News: Director Kraninger's Remarks at TCH-BPI Conference... | 11/22/2019

Enforcement Document: Sterling Infosystems, Inc. Complaint... | 11/22/2019

Enforcement Document: Sterling Infosystems, Inc. Proposed stipulated judgment and order... | 11/22/2019

Press release: Consumer Financial Protection Bureau Settles with Employment Backgroun... | 11/22/2019

Speech: Director Kraninger's Remarks at TCH-BPI Conference... | 11/22/2019

Proposed Rule: Request for Information Regarding the Integrated Mortgage Disclosures ... | 11/22/2019

News: New report shows how student loan borrowers fare on Income-Driven Repa... | 11/22/2019

Blog: New report shows how student loan borrowers fare on Income-Driven Repa... | 11/22/2019

News: Consumer Financial Protection Bureau Settles with Employment Backgroun... | 11/22/2019

Enforcement Action: Sterling Infosystems, Inc.... | 11/22/2019

 
 
 
CFTC
 
 
 
 

Notice: Agency Information Collection Activities: Notice of Intent To Extend C... | 11/20/2019

Notice: Sunshine Act Meetings... | 11/20/2019

Notice: Sunshine Act Meetings... | 11/19/2019

Notice: Agency Information Collection Activities: Notice of Intent To Renew Co... | 11/19/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 11/25/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 11/25/2019

Notice: Notice of Lodging of Proposed Consent Decree Under The Clean Air Act... | 11/25/2019

Notice: Agency Information Collection Activities; Proposed Collection Comments... | 11/22/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 11/22/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 11/22/2019

Agency Update: Announcement of the Antitrust Division=E2=80=99s Procurement Collusion Strike ... | 11/22/2019

Final Rule: Privacy Act of 1974; Implementation... | 11/21/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 11/18/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 11/25/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 11/21/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 11/21/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 11/21/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 11/21/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 11/21/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 11/21/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 11/21/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 11/20/2019

 
 
 
EBSA
 
 
 
 

News: U.S. Department of Labor... | 11/21/2019

News: U.S. Department of Labor... | 11/20/2019

News: U.S. Department of Labor... | 11/20/2019

News: U.S. Department of Labor... | 11/18/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Ocean Mapping of the United States Exclusive Economic Zone and the Sho... | 11/22/2019

Presidential Document: American Education Week, 2019... | 11/20/2019

Presidential Document: Continuation of the National Emergency With Respect to Burundi... | 11/20/2019

Presidential Document: Delegation of Removal Authority Over the Federal Service Impasses Pane... | 11/18/2019

 
 
 
FDIC
 
 
 
 

News: Banker Teleconference Series: Understanding the Requirements of the Tr... | 11/22/2019

Notice: Sunshine Act Meeting... | 11/21/2019

News: Statement of Betty J. Rudolph, National Director, Minority and Communi... | 11/20/2019

News: Regulatory Capital Rules: Revised Definition of a High Volatility Comm... | 11/20/2019

 
 
 
FINRA
 
 
 
 

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 11/22/2019

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 11/20/2019

 
 
 
FRS
 
 
 
 
 
 

Final Rule: Reserve Requirements of Depository Institutions... | 11/25/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 11/25/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 11/22/2019

News: Federal Reserve announces College Fed Challenge winners... | 11/22/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 11/21/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 11/21/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 11/20/2019

Proposed Rule: Single-Counterparty Credit Limits for Bank Holding Companies and Forei... | 11/20/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 11/20/2019

News: Federal Reserve Board announces annual indexing of reserve requirement... | 11/20/2019

 
 
 
FTC
 
 
 
 
 
 

Notice: Medable, Inc.; Analysis To Aid Public Comment... | 11/25/2019

Enforcement: Reermbolsos de AuraVie... | 11/23/2019

Enforcement: BunZai Media Group, Inc. (AuraVie)... | 11/22/2019

News: FTC's Maribeth Petrizzi Earns Presidential Rank Award... | 11/22/2019

Enforcement: AuraVie Refunds... | 11/22/2019

News: FTC Sending Refund Checks Totaling Over $1.8 Million to Consumers Defr... | 11/21/2019

News: Closed Commission Meeting... | 11/21/2019

News: Closed Commission Meeting... | 11/21/2019

Notice: InfoTrax Systems, L.C. and Mark Rawlins; Analysis To Aid Public Commen... | 11/20/2019

Agency Update: FTC Staff Comment to the North Caroline State Board of Dental Examiner... | 11/20/2019

 
 
 
Fannie
 
 
 
 

News: Lender Letter LL-2019-08: Approved Mortgage Insurance Forms... | 11/20/2019

News: Capital Markets holiday closure... | 11/20/2019

News: November 2019 AQM List Posted upda... | 11/18/2019

 
 
 
INT-BIS
 
 
 
 

Agency Update: Unintended side effects: stress tests, entrepreneurship, and innovatio... | 11/22/2019

News: Basel Committee publishes more details on global systemically importan... | 11/22/2019

News: Report on open banking and application programming interfaces... | 11/19/2019

Agency Update: Report on open banking and application programming interfaces (APIs)... | 11/19/2019

 
 
 
INT-FSB
 
 
 
 

Agency Update: 2019 list of global systemically important banks (G-SIBs) -- PDF... | 11/22/2019

Agency Update: 2019 list of global systemically important banks (G-SIBs)... | 11/22/2019

 
 
 
NCUA
 
 
 
 

Notice: Sunshine Act: Notice of a Matter To Be Removed From the Agenda for Con... | 11/22/2019

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 11/20/2019

Notice: Sunshine Act; Notice of Agency Meeting... | 11/18/2019

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 11/21/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 11/21/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 11/21/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 11/18/2019

 
 
 
OCC
 
 
 
 
 
 

Bulletin: OCC Bulletin 2019-58... | 11/21/2019

Proposed Rule: Permissible Interest on Loans That Are Sold, Assigned, or Otherwise Tr... | 11/21/2019

News Release: News Release 2019-138... | 11/21/2019

Final Rule: Other Real Estate Owned and Technical Amendments; Amendment of Effecti... | 11/21/2019

News Release: News Release 2019-137... | 11/20/2019

News Release: News Release 2019-133... | 11/19/2019

News Release: News Release 2019-136... | 11/19/2019

News Release: News Release 2019-134... | 11/19/2019

News Release: News Release 2019-135... | 11/19/2019

News Release: News Release 2019-132... | 11/18/2019

 
 
 
OFAC
 
 
 
 

Final Rule: Venezuela Sanctions Regulations... | 11/22/2019

 
 
 
RHS
 
 
 
 

Proposed Rule: Single Family Housing Direct Loan and Grant Programs... | 11/25/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing an... | 11/25/2019

Final Rule: Staff Accounting Bulletin No. 119... | 11/25/2019

Enforcement: Thomas H. Vetter... | 11/22/2019

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 11/22/2019

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of ... | 11/22/2019

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili... | 11/22/2019

Agency Update: Accounting Matters Bibliography... | 11/22/2019

Enforcement: Channing Capital Management, LLC... | 11/22/2019

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili... | 11/22/2019

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and I... | 11/22/2019

 
 
 
TREAS
 
 
 
 

Notice: Agency Information Collection Activities; Proposed Collection; Comment... | 11/25/2019

News: U.S. Department of the Treasury... | 11/22/2019

Agency Update: U.S. Department of the Treasury... | 11/22/2019

News: U.S. Department of the Treasury... | 11/21/2019

News: U.S. Department of the Treasury... | 11/21/2019

News: U.S. Department of the Treasury... | 11/20/2019

News: U.S. Department of the Treasury... | 11/20/2019

News: U.S. Department of the Treasury... | 11/19/2019

News: U.S. Department of the Treasury... | 11/19/2019

Agency Update: Secretary Steven T. Mnuchin=E2=80=99s First 1,000 Days in Office... | 11/19/2019

 
 
 
UK-BOE
 
 
 
 

News: Minutes of the Working Group on Sterling Risk-Free Reference Rates - S... | 11/22/2019

News: Foreign Exchange Joint Standing Committee Legal Sub-Committee - 10 Sep... | 11/22/2019

News: Minutes of the London FXJSC meeting - 6 September 2019... | 11/22/2019

Agency Update: Bank of England Weekly Report 20 November 2019... | 11/21/2019

News: PRA and FCA publish Decision Notices given to former CEO who paid exce... | 11/18/2019

 
 
 
UK-FCA
 
 
 
 

News: Out of Debts... | 11/25/2019

News: Nash Finance Services/ Nash Financial... | 11/22/2019

News: STI-Global... | 11/22/2019

News: Agricultural Bank of China (Clone of FCA authorised firm)... | 11/22/2019

News: Pension Help Centre... | 11/22/2019

News: Best UK Bonds... | 11/22/2019

News: Investment Chronicle... | 11/22/2019

News: Platinum CFD... | 11/22/2019

News: Overstone Management (clone of FCA recognised product)... | 11/21/2019

News: Next steps in transition from LIBOR... | 11/21/2019

 
 
 
UK-HMT
 
 
 
 

Guidance: List of designated persons, terrorism and terrorist financing... | 11/21/2019

National Statistics: Country and regional analysis: 2019... | 11/19/2019

National Statistics: Public Spending Statistics release: November 2019... | 11/19/2019

Transparency: OSCAR annual release: November 2019... | 11/19/2019

 
 
 
UK-ICO
 
 
 
 

News: ICO submits Age Appropriate Design Code of Practice to government... | 11/22/2019

News: Bond Lecture 2019: =E2=80=98Access to Information in Turbulent Times=E2=80=99... | 11/19/2019

News: Blog: Data ethics and the digital economy... | 11/18/2019

 
 
 
UK-PRA
 
 
 
 

Statement: Statement on the delegated regulation changes published by the Europea... | 11/20/2019

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity: Certificate of Delivery of Adv... | 11/22/2019

Proposed Rule: Provider-Based Requirements... | 11/21/2019

Notice: Summary of a Precedent Opinion of the General Counsel... | 11/20/2019

Notice: Agency Information Collection Activity Under OMB Review: Edith Nourse ... | 11/19/2019

News: This announcement provides information on the upcoming system deployme... | 11/19/2019

Notice: Veterans' Advisory Committee on Rehabilitation, Notice of Meeting... | 11/19/2019

 

X