Regulatory Agency Updates | Week of November 11 to November 18

Regulatory-Agency-Updates-Week-of-Nov-11-Nov-18

Regulatory-Agency-Updates-Week-of-Nov-11-Nov-18

 
 
CA-CANLII
 
 
 
 

Agency Update: Exemption Order for Certain Licences, Authorizations and Documents (Ra... | 11/11/2019

Agency Update: Physical Activities Regulations, SOR/2019-285 [Modified]... | 11/11/2019

Agency Update: CIFTA Rules of Origin Regulations, SOR/2019-276 [Modified on Sep 1, 20... | 11/11/2019

Agency Update: CPTPP Remission Order, SOR/2019-293 [Modified on Aug 8, 2019]... | 11/11/2019

Agency Update: Canada Student Loans Regulations, SOR/93-392 [Modified on Aug 1, 2019]... | 11/11/2019

Agency Update: Fabricated Industrial Steel Components Anti-dumping and Countervailing... | 11/11/2019

Agency Update: Order Designating the Tuvaijuittuq Marine Protected Area, SOR/2019-282... | 11/11/2019

Agency Update: Transitional Regulations for the Purpose of the National Energy Board ... | 11/11/2019

Agency Update: Exemption Order for Certain Licences, Authorizations and Documents (Bu... | 11/11/2019

Agency Update: Non-residents' Temporary Importation of Baggage and Conveyances Regula... | 11/11/2019

 
 
 
CFPB
 
 
 
 

News: CFPB Issues Interpretitive Rule on Screening and Training Requirements... | 11/15/2019

News: CFPB Releases Financial Well-Being Report with State-by-State Comparis... | 11/13/2019

 
 
 
CFTC
 
 
 
 

Notice: Sunshine Act Meetings... | 11/14/2019

Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter... | 11/14/2019

Proposed Rule: Privacy of Consumer Financial Information... | 11/12/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 11/18/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E... | 11/14/2019

Notice: Notice of Lodging of Proposed Amended Consent Decree Under the Compreh... | 11/12/2019

Notice: Agency Information Collection Activities; Proposed eCollection; eComme... | 11/12/2019

 
 
 
DOL
 
 
 
 

Notice: Office of the Assistant Secretary for Administration and Management Ag... | 11/13/2019

 
 
 
EBSA
 
 
 
 

Notice: Notice of Exemption Involving Credit Suisse Group AG (CSG) and Its Cur... | 11/14/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Delegation of Removal Authority Over the Federal Service Impasses Pane... | 11/18/2019

Presidential Document: National Apprenticeship Week, 2019... | 11/14/2019

Presidential Document: World Freedom Day, 2019... | 11/14/2019

Presidential Document: Veterans Day, 2019... | 11/13/2019

Presidential Document: Continuation of the National Emergency With Respect to Iran... | 11/13/2019

Presidential Document: Continuation of the National Emergency With Respect to the Proliferati... | 11/13/2019

 
 
 
FDIC
 
 
 
 

Notice: Sunshine Act Meeting... | 11/14/2019

Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter... | 11/14/2019

News: Updated FFIEC IT Examination Handbook - Business Continuity Management... | 11/14/2019

News: Keynote Remarks by FDIC Chairman Jelena McWilliams at the 30th Special... | 11/13/2019

Final Rule: Regulatory Capital Rule: Simplifications to the Capital Rule Pursuant ... | 11/13/2019

Final Rule: Regulatory Capital Rule: Capital Simplification for Qualifying Communi... | 11/13/2019

News: Banker Teleconference Series... | 11/12/2019

 
 
 
FFIEC
 
 
 
 

News: Press Release... | 11/14/2019

 
 
 
FINRA
 
 
 
 

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 11/12/2019

 
 
 
FRS
 
 
 
 
 
 

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 11/18/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 11/18/2019

SR Letter: SR 19-13: FFIEC Information Technology Examination Handbook... | 11/15/2019

News: The Federal Reserve's Review of Its Monetary Policy Strategy, Tools, a... | 11/14/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 11/14/2019

Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter... | 11/14/2019

News: Brief Remarks (via pre-recorded video) - Vice Chair for Supervision Ra... | 11/14/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 11/13/2019

Final Rule: Regulatory Capital Rule: Simplifications to the Capital Rule Pursuant ... | 11/13/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 11/13/2019

 
 
 
FTC
 
 
 
 

Agency Update: International Monthly: November 2019... | 11/16/2019

News: Avoidance devices won=E2=80=99t avoid HSR penalties... | 11/14/2019

News: Chmn. Simons testifies before House Committee on the Judiciary, Subcom... | 11/13/2019

News: Chmn. Simons testifies before House Committee on the Judiciary, Subcom... | 11/13/2019

Agency Update: Prepared Statement of the Federal Trade Commission Before the House Ju... | 11/13/2019

Enforcement: Arete Financial Group... | 11/12/2019

News: Weekly Calendar for November 11, 2019... | 11/11/2019

News: Weekly Calendar for November 11, 2019... | 11/11/2019

 
 
 
Fannie
 
 
 
 

News: Updates on the LIBOR-SOFR Transition... | 11/15/2019

News: Servicing Guide Updates... | 11/13/2019

News: Malloy Evans: Key Updates in Latest Servicing Announcement (Nov. 13, 2... | 11/13/2019

News: Updated DU Specification published supporting updated redesigned URLA... | 11/12/2019

 
 
 
INT-BIS
 
 
 
 

News: Basel Committee consults on Pillar 3 disclosure templates related to b... | 11/14/2019

News: New BIS Innovation Hub Centre in Singapore... | 11/13/2019

News: Appointments made to lead BIS central bank groups... | 11/11/2019

News: Beno=C3=AEt C=C5=93ur=C3=A9 appointed to head BIS Innovation Hub... | 11/11/2019

 
 
 
INT-FSB
 
 
 
 

Agency Update: PDF... | 11/14/2019

Agency Update: PDF... | 11/14/2019

 
 
 
NCUA
 
 
 
 

Notice: Sunshine Act; Notice of Agency Meeting... | 11/18/2019

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 11/14/2019

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 11/18/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 11/14/2019

 
 
 
OCC
 
 
 
 

Bulletin: OCC Bulletin 2019-56... | 11/14/2019

Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter... | 11/14/2019

Bulletin: OCC Bulletin 2019-57... | 11/14/2019

Bulletin: OCC Bulletin 2019-54... | 11/13/2019

Bulletin: OCC Bulletin 2019-55... | 11/13/2019

Final Rule: Regulatory Capital Rule: Simplifications to the Capital Rule Pursuant ... | 11/13/2019

Final Rule: Regulatory Capital Rule: Capital Simplification for Qualifying Communi... | 11/13/2019

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions... | 11/12/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Order Scheduling Filin... | 11/18/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a... | 11/18/2019

Notice: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Des... | 11/18/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a... | 11/18/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdraw... | 11/18/2019

Notice: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Des... | 11/18/2019

Notice: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Wit... | 11/18/2019

Notice: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Desi... | 11/18/2019

Notice: Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Withd... | 11/18/2019

Notice: Self-Regulatory Organizations; CboeBZX Exchange, Inc.; Notice of Desig... | 11/18/2019

 
 
 
TREAS
 
 
 
 

Notice: Periodic Meeting of the U.S. Department of the Treasury Tribal Advisor... | 11/18/2019

News: U.S. Department of the Treasury... | 11/14/2019

 
 
 
UK-BOE
 
 
 
 

Agency Update: Bank of England Weekly Report 13 November 2019... | 11/14/2019

News: Minutes of the Wholesale Distribution Steering Group - October 2019... | 11/13/2019

 
 
 
UK-FCA
 
 
 
 

News: FCA and PRA publish Decision Notices given to former CEO who paid exce... | 11/18/2019

News: Open Finance: an opportunity for financial services... | 11/18/2019

News: One Plus Finance (clone of FCA authorised firm)... | 11/15/2019

News: Inser Investments (clone of EEA authorised firm)... | 11/15/2019

News: Tamweel Capital Limited (clone of FCA authorised firm)... | 11/15/2019

News: Schroders (clone of authorised firm)... | 11/14/2019

News: JP Morgan Asset Management (clone of FCA authorised firms)... | 11/14/2019

News: Switch Finance... | 11/13/2019

News: Clubb Capital Ltd (clone of FCA authorised firm)... | 11/12/2019

News: Tradeburke International Group / Trade Burke International Group... | 11/12/2019

 
 
 
UK-HMT
 
 
 
 

Guidance: Financial Sanctions, Turkey... | 11/12/2019

 
 
 
UK-ICO
 
 
 
 

News: Blog: Data ethics and the digital economy... | 11/18/2019

News: Why special category personal data needs to be handled even more caref... | 11/14/2019

 
 
 
UK-PRA
 
 
 
 

Prudential Regulation: Solvency II: Supervisory disclosures, PRA's supervisory approach and i... | 11/14/2019

Policy statement: Solvency II: Maintenance of the transitional measure on technical prov... | 11/14/2019

Policy statement: Solvency II: Maintenance of the transitional measure on technical prov... | 11/14/2019

Prudential Regulation: Solvency II: Supervisory disclosures, PRA's supervisory approach and i... | 11/14/2019

Statement: Statement on ACPR response to EIOPA Recommendations for the Insurance ... | 11/12/2019

 
 
 
VA
 
 
 
 

Final Rule: Veterans Healing Veterans Medical Access and Scholarship Program... | 11/13/2019

 

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