Regulatory Agency Updates | Week of November 04 – November 11

Regulatory-Agency-Updates-Week-of-Nov-04-Nov-11

 
 
CA-CANLII
 
 
 
 

Agency Update: Motor Vehicle Safety Regulations, CRC, c 1038 [Modified on Jun 25, 201… | 11/06/2019

Agency Update: Motor Vehicle Tire Safety Regulations, SOR/2013-198 [Modified on Jun 2… | 11/06/2019

Agency Update: Motor Vehicle Restraint Systems and Booster Seats Safety Regulations, … | 11/06/2019

 
 
 
CA-OPC
 
 
 
 

News: News release: Canada=E2=80=99s access to information and privacy guardians urg… | 11/06/2019

 
 
 
CFPB
 
 
 
 

News: Director Kraninger’s Speech at CFPB Symposium on Section 1071 of the D… | 11/06/2019

Speech: Director Kraninger’s Speech at CFPB Symposium on Section 1071 of the D… | 11/06/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 11/07/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 11/07/2019

Notice: Privacy Act of 1974; Systems of Records… | 11/07/2019

Agency Update: Agency Annual Reporting Functionality on FOIA.gov… | 11/07/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Comment Request; Requests fo… | 11/05/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Presidential Determination Pursuant to Section 1245(d)(4)(B) and (C) o… | 11/07/2019

Presidential Document: National Native American Heritage Month, 2019… | 11/05/2019

Presidential Document: Improving Federal Contractor Operations by Revoking Executive Order 13… | 11/05/2019

Presidential Document: National Veterans and Military Families Month, 2019… | 11/05/2019

Presidential Document: Critical Infrastructure Security and Resilience Month, 2019… | 11/05/2019

Presidential Document: National American History and Founders Month, 2019… | 11/05/2019

Presidential Document: National Entrepreneurship Month, 2019… | 11/05/2019

Presidential Document: National Adoption Month, 2019… | 11/05/2019

Presidential Document: National Family Caregivers Month, 2019… | 11/05/2019

Presidential Document: Presidential Determination With Respect to the Efforts of Foreign Gove… | 11/04/2019

 
 
 
FDIC
 
 
 
 
 
 

News: Banker Webinar: Community Bank Leverage Ratio Framework… | 11/08/2019

Notice: Update To Notice of Financial Institutions for Which the Federal Depos… | 11/07/2019

Notice: Notice of Termination of Receiverships… | 11/07/2019

Proposed Rule: Margin and Capital Requirements for Covered Swap Entities… | 11/07/2019

News: Keynote Remarks by FDIC Chairman Jelena McWilliams to the FDIC Commerc… | 11/06/2019

Notice: Agency Information Collection Activities: Proposed Collection; Comment… | 11/06/2019

News: Proposed Regulatory Reporting Revisions… | 11/06/2019

Enforcement: Assessment of Civil Money Penalty Bank Name: HomeStreet Bank Responden… | 11/06/2019

News: Community Bank Leverage Ratio Framework… | 11/04/2019

News: Revised Effective Date for Simplifications to the Capital Rule… | 11/04/2019

 
 
 
FFIEC
 
 
 
 

Notice: Appraisal Subcommittee Notice of Meeting… | 11/04/2019

 
 
 
FINCEN
 
 
 
 

News: FinCEN Reissues Real Estate Geographic Targeting Orders for 12 Metropo… | 11/08/2019

Final Rule: Imposition of Fifth Special Measure Against the Islamic Republic of Ir… | 11/04/2019

 
 
 
FRS
 
 
 
 
 
 

News: Federal Reserve Board invites public comment on proposal to extend by … | 11/08/2019

News: Attachment (PDF) – Federal Reserve Board invites public comment on pro… | 11/08/2019

News: Why Climate Change Matters for Monetary Policy and Financial Stability… | 11/08/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 11/07/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 11/07/2019

Final Rule: Regulation D: Reserve Requirements of Depository Institutions… | 11/07/2019

Final Rule: Regulation A: Extensions of Credit by Federal Reserve Banks… | 11/07/2019

Proposed Rule: Margin and Capital Requirements for Covered Swap Entities… | 11/07/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 11/05/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 11/04/2019

 
 
 
FTC
 
 
 
 

News: Cmr. Chopra keynote speaker at The American Conservative / The America… | 11/08/2019

News: FTC Charges Nevada Company with Falsely Claiming Participation in the … | 11/07/2019

Enforcement: RagingWire Data Centers, Inc., In the Matter of… | 11/07/2019

News: Cmr. Phillips in panel discussion at The New York Times DealBook Confe… | 11/06/2019

News: Cmr. Phillips speech at The New York Times DealBook Conference… | 11/06/2019

News: FTC Commissioners Unanimously Find that Consummated Merger of Micropro… | 11/06/2019

News: If you think criticizing staff is a good strategy =E2=80=A6 It=E2=80=99s not…. | 11/05/2019

News: If you think criticizing staff is a good strategy =E2=80=A6 It=E2=80=99s not…. | 11/05/2019

News: Cmr. Phillips keynote speaker at 41st Annual Association of National A… | 11/05/2019

News: Cmr. Phillips keynote speaker at 41st Annual Association of National A… | 11/05/2019

 
 
 
Fannie
 
 
 
 

News: View the updated DU Validation Service Reference Guide… | 11/07/2019

News: Fannie Mae Modification Interest Rate Adjustment Update… | 11/06/2019

News: Selling and Servicing Notice: Related to Taxpayer First Act… | 11/06/2019

News: Servicing Reports Transition Document upda… | 11/05/2019

News: Capital Markets holiday closure… | 11/04/2019

 
 
 
INT-BIS
 
 
 
 

News: Appointments made to lead BIS central bank groups… | 11/11/2019

News: Beno=C3=AEt C=C5=93ur=C3=A9 appointed to head BIS Innovation Hub… | 11/11/2019

News: Basel Committee consults on guidelines on cooperation between prudenti… | 11/08/2019

Agency Update: China’s Shadow Banking: Bank’s Shadow and Traditional Shadow Banking… | 11/08/2019

Agency Update: Regulatory Consistency Assessment Programme (RCAP): Assessment of Base… | 11/07/2019

Agency Update: Regulatory Consistency Assessment Programme (RCAP): Assessment of Base… | 11/07/2019

Agency Update: Regulatory Consistency Assessment Programme (RCAP): Assessment of Base… | 11/07/2019

News: RCAP Argentina and China – NSFR and LEX… | 11/07/2019

Agency Update: Regulatory Consistency Assessment Programme (RCAP): Assessment of Base… | 11/07/2019

Agency Update: What do almost 20 years of micro data and two crises say about the rel… | 11/04/2019

 
 
 
INT-EC
 
 
 
 

News: Remarks of Vice-President Valdis Dombrovskis at the Bloomberg Event “R… | 11/06/2019

 
 
 
INT-FSB
 
 
 
 

News: FSB Plenary meets in Paris… | 11/07/2019

 
 
 
NCUA
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment… | 11/08/2019

Notice: Submission for OMB Review; Comment Request… | 11/08/2019

Proposed Rule: Chartering and Field of Membership… | 11/07/2019

 
 
 
OCC
 
 
 
 

Proposed Rule: Margin and Capital Requirements for Covered Swap Entities… | 11/07/2019

News Release: News Release 2019-131… | 11/07/2019

Notice: Agency Information Collection Activities: Information Collection Renew… | 11/05/2019

Notice: Agency Information Collection Activities: Information Collection Revis… | 11/04/2019

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions… | 11/07/2019

 
 
 
SEC
 
 
 
 
 
 

Enforcement: SEC Complaint – KRM Services, LLC and Roberto J. Clark, Jr…. | 11/08/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a… | 11/08/2019

Notice: Sunshine Act Meetings… | 11/08/2019

Notice: Proposed Collection; Comment Request… | 11/08/2019

Enforcement: Chet Inglis… | 11/08/2019

Enforcement: KRM Services, LLC and Roberto J. Clark, Jr…. | 11/08/2019

Notice: Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Fil… | 11/08/2019

Notice: Self-Regulatory Organizations; Miami International Securities Exchange… | 11/07/2019

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of … | 11/07/2019

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 11/07/2019

 
 
 
TREAS
 
 
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 11/08/2019

News: U.S. Department of the Treasury… | 11/07/2019

News: U.S. Department of the Treasury… | 11/07/2019

News: U.S. Department of the Treasury… | 11/06/2019

Agency Update: Treasury Takes Steps to Harmonize International Sanctions Efforts Agai… | 11/05/2019

Agency Update: Treasury Designates Supreme Leader of Iran=E2=80=99s Inner Circle Responsible … | 11/05/2019

Agency Update: U.S. Department of the Treasury… | 11/05/2019

Agency Update: Treasury and IRS Issue Guidance to Reduce Regulatory Burdens on Taxpay… | 11/05/2019

News: U.S. Department of the Treasury… | 11/05/2019

Proposed Rule: Assessment of Fees on Certain Bank Holding Companies and Nonbank Finan… | 11/04/2019

 
 
 
UK-BOE
 
 
 
 
 
 
 
 

News: Change of publication date for the Financial Stability Report… | 11/08/2019

News: Statistical Notice 2019/05… | 11/08/2019

News: Minutes of the Meeting of the Court of Directors held on 13 September … | 11/08/2019

News Release: Change of publication date for the Financial Stability Report… | 11/08/2019

Minutes: Minutes of the Meeting of the Court of Directors held on 13 September … | 11/08/2019

Minutes: Minutes of the Meeting of the Court of Directors held on 13 September … | 11/08/2019

News Release: Change of publication date for the Financial Stability Report — Press… | 11/08/2019

Agency Update: Bank of England Weekly Report 06 November 2019… | 11/07/2019

Agency Update: Monthly Decision Maker Panel data – October 2019… | 11/07/2019

News: Bank Rate maintained at 0.75% – November 2019… | 11/07/2019

 
 
 
UK-CMA
 
 
 
 

News Story: Wool merger raises competition concerns… | 11/05/2019

 
 
 
UK-FCA
 
 
 
 

News: UK Investment Bond… | 11/08/2019

News: Societe Generale Asset Management (clone of authorised firm)… | 11/08/2019

News: Club ISA… | 11/08/2019

News: Huttonfield Capital Partners… | 11/08/2019

News: CompareISAOnline (trading name of Digital Desk)… | 11/08/2019

News: 22 years of pension savings gone in 24 hours… | 11/08/2019

News: Statement on MiFID II inducements and research… | 11/08/2019

News: Money Simple / Croceus Limited… | 11/08/2019

News: Cash ISA… | 11/08/2019

News: Which ISA Investment… | 11/08/2019

 
 
 
UK-HMT
 
 
 
 
 
 
 
 

National Statistics: UK official holdings of international reserves: October 2019… | 11/05/2019

News Story: Ed Anderson reappointed as Chairman of the board of NS&I… | 11/05/2019

Consultation Outcome: Business productivity review: call for evidence… | 11/05/2019

Press Release: =C2=A356 million to boost business productivity… | 11/05/2019

News Story: Blondell Cluff CBE reappointed to the Royal Mint Advisory Committee… | 11/05/2019

News Story: New appointments to Financial Conduct Authority board announced… | 11/05/2019

Guidance: Paying debts using a National Insurance Number or Birth Certificate… | 11/05/2019

Policy Paper: Sovereign Grant Act 2011: report of the Royal Trustees on the Sovereig… | 11/04/2019

Independent Report: Impacts of minimum wages: review of the international evidence… | 11/04/2019

News Story: Manor of Northstead: John Bercow… | 11/04/2019

 
 
 
UK-ICO
 
 
 
 

Audit: Outwood Grange Academy Trust… | 11/07/2019

Audit: Outwood Grange Academy Trust — Executive summary of the Outwood Grang… | 11/07/2019

News: Information Commissioner reminds political parties they must comply wi… | 11/05/2019

 
 
 
UK-PRA
 
 
 
 

Letter: Letter from Gareth Truran: PRA current areas of focus for general insu… | 11/05/2019

Letter: Letter from Gareth Truran: PRA current areas of focus for general insu… | 11/05/2019

Letter: Letter from James Orr: Feedback from recent PRA reserving reviews – Le… | 11/05/2019

Letter: Letter from James Orr: Feedback from recent PRA reserving reviews… | 11/05/2019

 
 
 
VA
 
 
 
 

Circular: Circular 26-19-29 – Special Relief Following Tropical Storm Imelda… | 11/08/2019

Notice: Veterans’ Advisory Committee on Disability Compensation, Notice of Mee… | 11/07/2019

Notice: Advisory Committee on Minority Veterans, Notice of Meeting… | 11/07/2019

Notice: Disciplinary Appeals Board Panel… | 11/05/2019

 

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