Regulatory Agency Updates | Week of May 27 to June 03

Regulatory Agency Updates | Week of May 27 - June 03 copy

Regulatory Agency Updates | Week of May 27 - June 03

 
 
CA-CANLII
 
 
 
 

Agency Update: Division of Judges’ Annuity Benefits Regulations, SOR/2008-252 [Modifi… | 05/28/2019

Agency Update: Corded Window Coverings Regulations, SOR/2019-97 [Modified]… | 05/28/2019

Agency Update: Regulations for th Monitoring of Medical Assistance in Dying, SOR/2018… | 05/28/2019

Agency Update: Low-materiality Fees Regulations, SOR/2019-109 [Modified on Apr 25, 20… | 05/28/2019

Agency Update: Laurentian Channel Marine Protected Area Regulations, SOR/2019-105 [Mo… | 05/28/2019

Agency Update: Order (1) repealing Order in Council P.C. 2018-1200 of September 25, 2… | 05/28/2019

Agency Update: Energy Efficiency Regulations, 2016, SOR/2016-311 [Modified on Apr 30,… | 05/28/2019

Agency Update: Direction Respecting Tarmac Delays of Three Hours or Less, SOR/2019-11… | 05/28/2019

Agency Update: Order (1) repealing Order in Council P.C. 2018-1201 of September 25, 2… | 05/28/2019

Agency Update: Tobacco Products Regulations (Plain and Standardized Appearance), SOR/… | 05/28/2019

 
 
 
CA-OPC
 
 
 
 

News: Announcement: Privacy Commissioner announces funding for independent r… | 05/29/2019

News: Announcement: Commissioner shares his views on the =E2=80=9Cno-fly list=E2=80=9D… | 05/29/2019

Agency Update: Appearance before the Senate Standing Committee on Human Rights relati… | 05/29/2019

News: Announcement: Commissioner shares his views on Big Data, Privacy and D… | 05/28/2019

Agency Update: Appearance before the Standing Committee on Access to Information, Pri… | 05/28/2019

 
 
 
CFPB
 
 
 
 

News: New report explores when consumers apply for credit cards as their cre… | 05/30/2019

News: Consumer Financial Protection Bureau Settles with BSI Financial Servic… | 05/29/2019

Enforcement Action: Servis One, Inc., d/b/a BSI Financial Services… | 05/29/2019

 
 
 
DOJ
 
 
 
 

Agency Update: The Civil Rights Division Recognizes Servicemembers on Memorial Day… | 05/27/2019

 
 
 
FDIC
 
 
 
 

News: FDIC Quarterly Banking Profile First Quarter 2019 Quarterly Banking Pr… | 05/29/2019

News: Summary of Deposits Survey
Summary of Deposits Survey:
Filing for Jun… | 05/28/2019

 
 
 
FINRA
 
 
 
 

Enforcement: David John Strnad… | 05/31/2019

Enforcement: Frank H. Kelly… | 05/30/2019

Enforcement: Michael L. Carter… | 05/28/2019

Enforcement: Alexander Michael Panas, III… | 05/28/2019

Enforcement: Benjamin Frank Bourgeois, Jr…. | 05/28/2019

Enforcement: Edwin Rodriguez, Arthur Tacopino and Windsor Street Capital, L.P., f/k… | 05/28/2019

 
 
 
FRS
 
 
 
 

News: Agencies issue host state loan-to-deposit ratios… | 05/28/2019

News: Attachment (PDF) – Agencies issue host state loan-to-deposit ratios… | 05/28/2019

News: Minutes of the Board’s discount rate meetings on April 22 and May 1, 2… | 05/28/2019

News: Attachment (PDF) – Minutes of the Board’s discount rate meetings on Ap… | 05/28/2019

 
 
 
FTC
 
 
 
 

News: BCP Director Andrew Smith discusses role of privacy authorities in the… | 05/30/2019

News: Then, now, and down the road: Trends in pharmaceutical patent settleme… | 05/28/2019

News: Weekly Calendar for May 27, 2019… | 05/27/2019

 
 
 
INT-BIS
 
 
 
 

News: CPMI and IOSCO conclude that the United States has fully implemented t… | 05/31/2019

News: CPMI publishes new data on correspondent banking networks showing 20% … | 05/27/2019

 
 
 
INT-EBA
 
 
 
 

News: EBA publishes its 2018 Annual Report… | 05/29/2019

News: EBA publishes amended technical standards on supervisory and resolutio… | 05/28/2019

 
 
 
INT-EC
 
 
 
 

News: Commission publishes guidance on free flow of non-personal data — Ful… | 05/29/2019

News: Commission publishes guidance on free flow of non-personal data — Com… | 05/29/2019

News: Commission publishes guidance on free flow of non-personal data… | 05/29/2019

 
 
 
INT-FSB
 
 
 
 

Consultations: Public Disclosure of Resolution Planning and Resolvability: Discussion… | 06/03/2019

News: FSB publicly consults on resolution-related disclosures and on the ope… | 06/03/2019

Consultations: Solvent Wind-down of Derivatives and Trading Portfolios: Discussion Pa… | 06/03/2019

Consultations: Solvent Wind-down of Derivatives and Trading Portfolios: Discussion Pa… | 06/03/2019

Consultations: Public Disclosure of Resolution Planning and Resolvability: Discussion… | 06/03/2019

Agency Update: Crypto-assets: Work underway, regulatory approaches and potential gaps… | 05/31/2019

News: FSB reports on work underway to address crypto-asset risks… | 05/31/2019

Agency Update: Crypto-assets: Work underway, regulatory approaches and potential gaps… | 05/31/2019

News: FSB publishes updates on work to assess and address correspondent bank… | 05/29/2019

Agency Update: FSB action plan to assess and address the decline in correspondent ban… | 05/29/2019

 
 
 
OCC
 
 
 
 

News: Agencies Issue Final Rule Regarding the Treatment of Certain Municipal… | 05/30/2019

News: OCC Issues Third and Fourth Quarter 2019 CRA Evaluation Schedule… | 05/30/2019

Bulletin: Description: Notice of Proposed Rulemaking… | 05/28/2019

News: OCC Allows National Banks and Federal Savings Associations Affected by… | 05/28/2019

News: Agencies Issue Host State Loan-to-Deposit Ratios… | 05/28/2019

 
 
 
SEC
 
 
 
 

Enforcement: Craig H. Carton, et al…. | 05/31/2019

News: Sagar Teotia Named the SEC’s Acting Chief Accountant… | 05/30/2019

Enforcement: Donald A. Milne III, et al…. | 05/30/2019

Enforcement: SEC Complaint – Donald A. Milne III, et al…. | 05/30/2019

News: Wesley R. Bricker, Chief Accountant, to Leave SEC… | 05/30/2019

Enforcement: SEC Complaint – Henry Ford et al…. | 05/29/2019

Enforcement: David A. Altom and Gabriel V. Graven… | 05/29/2019

Enforcement: George Slowinski… | 05/29/2019

Agency Update: Comments on Proposed Rule: Proposed Rule Amendments and Guidance Addre… | 05/29/2019

Enforcement: SEC Complaint – George Slowinski… | 05/29/2019

 
 
 
TREAS
 
 
 
 

Agency Update: U.S. Department of the Treasury… | 05/29/2019

Agency Update: U.S. Department of the Treasury… | 05/28/2019

 
 
 
UK-BOE
 
 
 
 
 
 
 
 

News: Minutes of the Standards Advisory Panel – April 2019… | 06/03/2019

Minutes: Minutes of the Standards Advisory Panel – April 2019 — Minutes – Apri… | 06/03/2019

Minutes: Minutes of the Standards Advisory Panel – April 2019… | 06/03/2019

Agency Update: Regulatory effects on short-term interest rates… | 05/31/2019

Agency Update: The cost of clearing fragmentation… | 05/31/2019

News: Ben Broadbent reappointed as Deputy Governor for Monetary Policy and t… | 05/31/2019

Agency Update: Ben Broadbent reappointed as Deputy Governor for Monetary Policy and t… | 05/31/2019

Working Paper: The cost of clearing fragmentation — Sign up to receive email notific… | 05/31/2019

Working Paper: The cost of clearing fragmentation — The cost of clearing fragmentati… | 05/31/2019

News Story: Chancellor announces Bank of England appointments… | 05/31/2019

 
 
 
UK-CMA
 
 
 
 

News Story: Tobii’s purchase of Smartbox raises competition concerns… | 05/30/2019

 
 
 
UK-FCA
 
 
 
 
 
 

Policy statements: PS19/12:Changes to align the FCA Handbook with the EU Prospectus Regul… | 05/31/2019

Handbook: Handbook Notice 66… | 05/31/2019

Policy statements: PS19/12:Changes to align the FCA Handbook with the EU Prospectus Regul… | 05/31/2019

News: 1Plus1 Loans UK Ltd (clone of FCA authorised firm)… | 05/30/2019

News: GB Loans (clone of authorised firm)… | 05/30/2019

News: FSE Global Solutions t/a Milton Park Capital… | 05/30/2019

News: TurnFX / Turn FX… | 05/30/2019

News: CFD Premium… | 05/30/2019

News: Clockwork Loans (clone of authorised firm)… | 05/30/2019

News: Key Markets Limited… | 05/30/2019

 
 
 
UK-HMT
 
 
 
 

News Story: Chancellor announces Bank of England appointments… | 05/31/2019

 
 
 
UK-ICO
 
 
 
 

News: When it comes to explaining AI decisions, context matters… | 06/03/2019

Advisory visit: Diverse Academies Learning Partnership… | 05/31/2019

Advisory visit: The Bridge Pre-School… | 05/31/2019

News: GDPR – one year on… | 05/30/2019

Audit: Academies Enterprise Trust — Academies Enterprise Trust audit executi… | 05/29/2019

Audit: Academies Enterprise Trust… | 05/29/2019

News: Work begins on creating ICO Sandbox short list as application period c… | 05/28/2019

Advisory visit: Acorn Care Services… | 05/28/2019

Advisory visit: Amicable… | 05/28/2019

Advisory visit: Southampton Engineering Training Association (SETA)… | 05/28/2019

 
 
 
UK-PRA
 
 
 
 

PRA Regulatory Digest: PRA Regulatory Digest – May 2019… | 06/03/2019

 

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