Regulatory Agency Updates | Week of May 27 to June 03

Regulatory Agency Updates | Week of May 27 - June 03 copy

Regulatory Agency Updates | Week of May 27 - June 03

 
 
CA-CANLII
 
 
 
 

Agency Update: Division of Judges' Annuity Benefits Regulations, SOR/2008-252 [Modifi... | 05/28/2019

Agency Update: Corded Window Coverings Regulations, SOR/2019-97 [Modified]... | 05/28/2019

Agency Update: Regulations for th Monitoring of Medical Assistance in Dying, SOR/2018... | 05/28/2019

Agency Update: Low-materiality Fees Regulations, SOR/2019-109 [Modified on Apr 25, 20... | 05/28/2019

Agency Update: Laurentian Channel Marine Protected Area Regulations, SOR/2019-105 [Mo... | 05/28/2019

Agency Update: Order (1) repealing Order in Council P.C. 2018-1200 of September 25, 2... | 05/28/2019

Agency Update: Energy Efficiency Regulations, 2016, SOR/2016-311 [Modified on Apr 30,... | 05/28/2019

Agency Update: Direction Respecting Tarmac Delays of Three Hours or Less, SOR/2019-11... | 05/28/2019

Agency Update: Order (1) repealing Order in Council P.C. 2018-1201 of September 25, 2... | 05/28/2019

Agency Update: Tobacco Products Regulations (Plain and Standardized Appearance), SOR/... | 05/28/2019

 
 
 
CA-OPC
 
 
 
 

News: Announcement: Privacy Commissioner announces funding for independent r... | 05/29/2019

News: Announcement: Commissioner shares his views on the =E2=80=9Cno-fly list=E2=80=9D... | 05/29/2019

Agency Update: Appearance before the Senate Standing Committee on Human Rights relati... | 05/29/2019

News: Announcement: Commissioner shares his views on Big Data, Privacy and D... | 05/28/2019

Agency Update: Appearance before the Standing Committee on Access to Information, Pri... | 05/28/2019

 
 
 
CFPB
 
 
 
 

News: New report explores when consumers apply for credit cards as their cre... | 05/30/2019

News: Consumer Financial Protection Bureau Settles with BSI Financial Servic... | 05/29/2019

Enforcement Action: Servis One, Inc., d/b/a BSI Financial Services... | 05/29/2019

 
 
 
DOJ
 
 
 
 

Agency Update: The Civil Rights Division Recognizes Servicemembers on Memorial Day... | 05/27/2019

 
 
 
FDIC
 
 
 
 

News: FDIC Quarterly Banking Profile First Quarter 2019 Quarterly Banking Pr... | 05/29/2019

News: Summary of Deposits Survey
Summary of Deposits Survey:
Filing for Jun... | 05/28/2019

 
 
 
FINRA
 
 
 
 

Enforcement: David John Strnad... | 05/31/2019

Enforcement: Frank H. Kelly... | 05/30/2019

Enforcement: Michael L. Carter... | 05/28/2019

Enforcement: Alexander Michael Panas, III... | 05/28/2019

Enforcement: Benjamin Frank Bourgeois, Jr.... | 05/28/2019

Enforcement: Edwin Rodriguez, Arthur Tacopino and Windsor Street Capital, L.P., f/k... | 05/28/2019

 
 
 
FRS
 
 
 
 

News: Agencies issue host state loan-to-deposit ratios... | 05/28/2019

News: Attachment (PDF) - Agencies issue host state loan-to-deposit ratios... | 05/28/2019

News: Minutes of the Board's discount rate meetings on April 22 and May 1, 2... | 05/28/2019

News: Attachment (PDF) - Minutes of the Board's discount rate meetings on Ap... | 05/28/2019

 
 
 
FTC
 
 
 
 

News: BCP Director Andrew Smith discusses role of privacy authorities in the... | 05/30/2019

News: Then, now, and down the road: Trends in pharmaceutical patent settleme... | 05/28/2019

News: Weekly Calendar for May 27, 2019... | 05/27/2019

 
 
 
INT-BIS
 
 
 
 

News: CPMI and IOSCO conclude that the United States has fully implemented t... | 05/31/2019

News: CPMI publishes new data on correspondent banking networks showing 20% ... | 05/27/2019

 
 
 
INT-EBA
 
 
 
 

News: EBA publishes its 2018 Annual Report... | 05/29/2019

News: EBA publishes amended technical standards on supervisory and resolutio... | 05/28/2019

 
 
 
INT-EC
 
 
 
 

News: Commission publishes guidance on free flow of non-personal data -- Ful... | 05/29/2019

News: Commission publishes guidance on free flow of non-personal data -- Com... | 05/29/2019

News: Commission publishes guidance on free flow of non-personal data... | 05/29/2019

 
 
 
INT-FSB
 
 
 
 

Consultations: Public Disclosure of Resolution Planning and Resolvability: Discussion... | 06/03/2019

News: FSB publicly consults on resolution-related disclosures and on the ope... | 06/03/2019

Consultations: Solvent Wind-down of Derivatives and Trading Portfolios: Discussion Pa... | 06/03/2019

Consultations: Solvent Wind-down of Derivatives and Trading Portfolios: Discussion Pa... | 06/03/2019

Consultations: Public Disclosure of Resolution Planning and Resolvability: Discussion... | 06/03/2019

Agency Update: Crypto-assets: Work underway, regulatory approaches and potential gaps... | 05/31/2019

News: FSB reports on work underway to address crypto-asset risks... | 05/31/2019

Agency Update: Crypto-assets: Work underway, regulatory approaches and potential gaps... | 05/31/2019

News: FSB publishes updates on work to assess and address correspondent bank... | 05/29/2019

Agency Update: FSB action plan to assess and address the decline in correspondent ban... | 05/29/2019

 
 
 
OCC
 
 
 
 

News: Agencies Issue Final Rule Regarding the Treatment of Certain Municipal... | 05/30/2019

News: OCC Issues Third and Fourth Quarter 2019 CRA Evaluation Schedule... | 05/30/2019

Bulletin: Description: Notice of Proposed Rulemaking... | 05/28/2019

News: OCC Allows National Banks and Federal Savings Associations Affected by... | 05/28/2019

News: Agencies Issue Host State Loan-to-Deposit Ratios... | 05/28/2019

 
 
 
SEC
 
 
 
 

Enforcement: Craig H. Carton, et al.... | 05/31/2019

News: Sagar Teotia Named the SEC's Acting Chief Accountant... | 05/30/2019

Enforcement: Donald A. Milne III, et al.... | 05/30/2019

Enforcement: SEC Complaint - Donald A. Milne III, et al.... | 05/30/2019

News: Wesley R. Bricker, Chief Accountant, to Leave SEC... | 05/30/2019

Enforcement: SEC Complaint - Henry Ford et al.... | 05/29/2019

Enforcement: David A. Altom and Gabriel V. Graven... | 05/29/2019

Enforcement: George Slowinski... | 05/29/2019

Agency Update: Comments on Proposed Rule: Proposed Rule Amendments and Guidance Addre... | 05/29/2019

Enforcement: SEC Complaint - George Slowinski... | 05/29/2019

 
 
 
TREAS
 
 
 
 

Agency Update: U.S. Department of the Treasury... | 05/29/2019

Agency Update: U.S. Department of the Treasury... | 05/28/2019

 
 
 
UK-BOE
 
 
 
 
 
 
 
 

News: Minutes of the Standards Advisory Panel - April 2019... | 06/03/2019

Minutes: Minutes of the Standards Advisory Panel - April 2019 -- Minutes - Apri... | 06/03/2019

Minutes: Minutes of the Standards Advisory Panel - April 2019... | 06/03/2019

Agency Update: Regulatory effects on short-term interest rates... | 05/31/2019

Agency Update: The cost of clearing fragmentation... | 05/31/2019

News: Ben Broadbent reappointed as Deputy Governor for Monetary Policy and t... | 05/31/2019

Agency Update: Ben Broadbent reappointed as Deputy Governor for Monetary Policy and t... | 05/31/2019

Working Paper: The cost of clearing fragmentation -- Sign up to receive email notific... | 05/31/2019

Working Paper: The cost of clearing fragmentation -- The cost of clearing fragmentati... | 05/31/2019

News Story: Chancellor announces Bank of England appointments... | 05/31/2019

 
 
 
UK-CMA
 
 
 
 

News Story: Tobii's purchase of Smartbox raises competition concerns... | 05/30/2019

 
 
 
UK-FCA
 
 
 
 
 
 

Policy statements: PS19/12:Changes to align the FCA Handbook with the EU Prospectus Regul... | 05/31/2019

Handbook: Handbook Notice 66... | 05/31/2019

Policy statements: PS19/12:Changes to align the FCA Handbook with the EU Prospectus Regul... | 05/31/2019

News: 1Plus1 Loans UK Ltd (clone of FCA authorised firm)... | 05/30/2019

News: GB Loans (clone of authorised firm)... | 05/30/2019

News: FSE Global Solutions t/a Milton Park Capital... | 05/30/2019

News: TurnFX / Turn FX... | 05/30/2019

News: CFD Premium... | 05/30/2019

News: Clockwork Loans (clone of authorised firm)... | 05/30/2019

News: Key Markets Limited... | 05/30/2019

 
 
 
UK-HMT
 
 
 
 

News Story: Chancellor announces Bank of England appointments... | 05/31/2019

 
 
 
UK-ICO
 
 
 
 

News: When it comes to explaining AI decisions, context matters... | 06/03/2019

Advisory visit: Diverse Academies Learning Partnership... | 05/31/2019

Advisory visit: The Bridge Pre-School... | 05/31/2019

News: GDPR - one year on... | 05/30/2019

Audit: Academies Enterprise Trust -- Academies Enterprise Trust audit executi... | 05/29/2019

Audit: Academies Enterprise Trust... | 05/29/2019

News: Work begins on creating ICO Sandbox short list as application period c... | 05/28/2019

Advisory visit: Acorn Care Services... | 05/28/2019

Advisory visit: Amicable... | 05/28/2019

Advisory visit: Southampton Engineering Training Association (SETA)... | 05/28/2019

 
 
 
UK-PRA
 
 
 
 

PRA Regulatory Digest: PRA Regulatory Digest - May 2019... | 06/03/2019

 

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