Regulatory Agency Updates | Week of May 20 to May 27

Regulatory Agency Updates | Week of May 20 - May 27 copy

Regulatory Agency Updates | Week of May 20 - May 27

 
 
CFPB
 
 
 
 

News: Fight zombies and time travel =E2=80=93 this is not how your parents learned a… | 05/23/2019

News: Consumer Financial Protection Bureau Launches Financial Education Tool… | 05/23/2019

News: Spring 2019 rulemaking agenda… | 05/22/2019

News: Servicemembers exhibit higher levels of financial well-being than the … | 05/21/2019

Proposed Rule: Debt Collection Practices (Regulation F)… | 05/21/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection, eComme… | 05/21/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act… | 05/20/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act… | 05/20/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 05/20/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 05/20/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 05/20/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 05/20/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 05/20/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Adjusting Imports of Automobiles and Automobile Parts Into the United … | 05/21/2019

Presidential Document: Adjusting Imports of Steel Into the United States… | 05/21/2019

Presidential Document: Continuation of the National Emergency With Respect to the Stabilizati… | 05/21/2019

Presidential Document: To Modify the List of Beneficiary Developing Countries Under the Trade… | 05/21/2019

 
 
 
FINRA
 
 
 
 

Enforcement: J. W. Korth & Company… | 05/22/2019

Enforcement: William Joseph Kielczewski… | 05/21/2019

 
 
 
FRS
 
 
 
 

News: Federal Reserve Board announces termination of enforcement actions… | 05/23/2019

News: Federal Reserve Board releases results of survey of senior financial o… | 05/23/2019

News: Federal Reserve Board issues Report on the Economic Well-Being of U.S…. | 05/23/2019

News: Federal Reserve to offer seven-day term deposits on May 30… | 05/23/2019

News: Minutes of the Federal Open Market Committee, April 30-May 1, 2019… | 05/22/2019

Notice: Notice of Proposals To Engage in or To Acquire Companies Engaged in Pe… | 05/21/2019

News: Federal Reserve Board issues enforcement action with former employee o… | 05/21/2019

News: The Federal Reserve’s Review of Its Monetary Policy Strategy, Tools, a… | 05/20/2019

News: Business Debt and Our Dynamic Financial System – Chair Jerome H. Powel… | 05/20/2019

 
 
 
FTC
 
 
 
 
 
 

News: Cmr. Slaughter keynote speaker at 9th EDPD 2019 Conference… | 05/21/2019

News: Cmr. Slaughter keynote speaker at 9th EDPD 2019 Conference… | 05/21/2019

Agency Update: International Monthly: May 2019… | 05/21/2019

Enforcement: AlliedWallet, Inc…. | 05/21/2019

News: Weekly Calendar for May 20, 2019… | 05/20/2019

Notice: Information Collection Activities; Proposed Collection; Comment Reques… | 05/20/2019

 
 
 
Fannie
 
 
 
 

News: DU for Government Notification… | 05/21/2019

News: ULDD Phase 3 Announcement… | 05/21/2019

News: Effective, May 20, the maximum commitment period on the whole loan spe… | 05/20/2019

 
 
 
INT-EBA
 
 
 
 

News: EBA advises on the equivalence of supervisory and regulatory requireme… | 05/22/2019

News: EBA advises on the equivalence of supervisory and regulatory requireme… | 05/22/2019

News: ESAs launch consultation on technical standards on the reporting of in… | 05/22/2019

News: ESAs publish amended technical standards on the mapping of ECAIs under… | 05/20/2019

 
 
 
INT-FSB
 
 
 
 

Agency Update: Evaluation of too-big-to-fail reforms: Summary Terms of Reference — P… | 05/23/2019

News: FSB launches evaluation of too-big-to-fail reforms and invites feedbac… | 05/23/2019

Agency Update: Evaluation of too-big-to-fail reforms: Summary Terms of Reference… | 05/23/2019

 
 
 
NCUA
 
 
 
 

Notice: Submission for OMB Review; Comment Request… | 05/21/2019

Notice: Sunshine Act: Notice of Agency Meeting… | 05/20/2019

 
 
 
OCC
 
 
 
 

News: Fictitious Notification Regarding the Release of Funds Supposedly Unde… | 05/23/2019

News: =E2=80=9COperation Choke Point=E2=80=9D Lawsuit Dismissed… | 05/23/2019

News: OCC Hosts Minority Depository Institutions Advisory Committee Meeting … | 05/23/2019

News: Counterfeit Cashier=E2=80=99s Checks of Farmers & Merchants National Bank, Nas… | 05/22/2019

News: OCC Appoints Four New Members to Mutual Savings Association Advisory C… | 05/22/2019

News: Senior Deputy Comptroller Discusses Bank Secrecy Act and Anti-Money La… | 05/21/2019

Notice: Agency Information Collection Activities: Information Collection Renew… | 05/20/2019

Notice: Agency Information Collection Activities: Information Collection Revis… | 05/20/2019

Notice: Agency Information Collection Activities: Information Collection Revis… | 05/20/2019

Notice: Agency Information Collection Activities: Information Collection Renew… | 05/20/2019

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions… | 05/21/2019

Notice: Notice of OFAC Sanctions Actions… | 05/21/2019

Notice: Notice of OFAC Sanctions Actions… | 05/21/2019

Notice: Notice of OFAC Sanctions Action… | 05/21/2019

Notice: Notice of OFAC Sanctions Actions… | 05/21/2019

Notice: Notice of OFAC Sanctions Actions… | 05/21/2019

Notice: Notice of OFAC Sanctions Actions… | 05/21/2019

Notice: Notice of OFAC Sanctions Action… | 05/20/2019

 
 
 
SEC
 
 
 
 
 
 

Enforcement: SEC Complaint – Daniel Pacheco, et al…. | 05/23/2019

News: SEC Seeks Emergency Relief to Halt Prominent New York Developer=E2=80=99s Ponz… | 05/23/2019

Enforcement: Morgan… | 05/23/2019

Enforcement: Daniel Pacheco, et al…. | 05/23/2019

Enforcement: SEC Complaint – Morgan… | 05/23/2019

News: SEC Sues Alleged Perpetrator of Fraudulent Pyramid Scheme Promising In… | 05/23/2019

Agency Update: [Release No. 34-85713; File No. SR-FINRA-2019-014]… | 05/22/2019

Enforcement: Kenneth Edward Shelton… | 05/22/2019

Enforcement: Howard M. Appel… | 05/22/2019

Enforcement: Davis, Jr., et al…. | 05/22/2019

 
 
 
UK-BOE
 
 
 
 

Agency Update: Bank of England Weekly Report 22 May 2019… | 05/23/2019

Weekly report: Bank of England Weekly Report 22 May 2019… | 05/23/2019

Weekly report: Bank of England Weekly Report 22 May 2019 — View and download histori… | 05/23/2019

Weekly report: Bank of England Weekly Report 22 May 2019 — Weekly Report… | 05/23/2019

Weekly report: Bank of England Weekly Report 22 May 2019 — Further details about the… | 05/23/2019

Weekly report: Bank of England Weekly Report 22 May 2019 — Changes to the Bank’s wee… | 05/23/2019

News: Investment and uncertainty: the value of waiting for news – speech by … | 05/20/2019

 
 
 
UK-FCA
 
 
 
 
 
 

News: Update on the independent investigation into London Capital & Finance… | 05/23/2019

News: ICM Capital Limited (clone of authorised firm)… | 05/23/2019

News: World FXM/WorldFXM (trading name of CHO Development Limited)… | 05/22/2019

Decisions and notices Notices and decisions: Anti-competitive conduct in the asset management sector: FCA Decisions… | 05/22/2019

News: FCA wins case against unauthorised forex firm… | 05/22/2019

Decisions and notices Notices and decisions: Anti-competitive conduct in the asset management sector: FCA Decisions… | 05/22/2019

Decisions and notices Notices and decisions: Anti-competitive conduct in the asset management sector: FCA Decisions… | 05/22/2019

News: Statement on the launch of the finalised CTI templates… | 05/22/2019

Corporate documents: Voluntary Statement of Compliance with the Code of Practice for Statis… | 05/22/2019

Final notices: Final Notice 2019: Simple Comms Limited… | 05/21/2019

 
 
 
UK-ICO
 
 
 
 

News: Known security risks exacerbated by AI… | 05/23/2019

Advisory visit: Northamptonshire Association of Youth Clubs… | 05/20/2019

 
 
 
UK-PRA
 
 
 
 

Report: A framework for assessing financial impacts of physical climate change… | 05/22/2019

Report: A framework for assessing financial impacts of physical climate change… | 05/22/2019

Report: A framework for assessing financial impacts of physical climate change… | 05/22/2019

Report: A framework for assessing financial impacts of physical climate change… | 05/22/2019

Report: A framework for assessing financial impacts of physical climate change… | 05/22/2019

Consultation paper: Solvency II: Maintenance of the transitional measure on technical prov… | 05/22/2019

Consultation paper: Solvency II: Maintenance of the transitional measure on technical prov… | 05/22/2019

Report: A framework for assessing financial impacts of physical climate change… | 05/22/2019

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity under OMB Review: Claim for Rep… | 05/21/2019

Proposed Rule: Veterans Healing Veterans Medical Access and Scholarship Program… | 05/21/2019

Notice: Agency Information Collection Activity Under OMB Review: Application f… | 05/21/2019

Notice: Agency Information Collection Activity: Supplemental Information for C… | 05/21/2019

Final Rule: Core Values, Characteristics, and Customer Experience Principles of th… | 05/20/2019

 

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