Weekly Agency Update (May 14 - May 21)

Enforcement | Published 05/14/2018
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016050765201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Joshua David Stamm, Respondent Former Registered Representative CRD... Read More
News | Published 05/14/2018
Tuesday, May 15 8:30 AM ET Under Secretary Sigal Mandelker Remarks BIS 2018 Annual Conference on Export Controls and Policy Marriott Marquis Hotel 901 Massachusetts Ave NW Washington, D.C. 20001 9:30 AM ET Assistant Secretary Heath Tarbert Remarks BI... Read More

EOP

Presidential Document | Published 05/17/2018
[Federal Register Volume 83, Number 96 (Thursday, May 17, 2018)][Presidential Documents][Pages 23205-23206]From the Federal Register Online via the Government Publishing Office... Read More
Notice | Published 05/18/2018
The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) is publishing the names of one or more persons that have been placed on OFAC's Specially Designated Nationals and Blocked Persons List based on OFAC's determination that on... Read More

FTC

Enforcement | Published 05/16/2018
Federal Trade Commission, Plaintiff, v. Vision Solution Marketing, LLC, also doing business as VSM Business Services, LLC, VSM Group, and VSMHUB.COM, a Utah limited liability company; VSM Group, LLC, a Nevada limited liability company; Ryze Services... Read More
News | Published 05/15/2018
Homebuying season is in full swing. If you’re a homebuyer or prospective homebuyer, it can feel like a bit of a rollercoaster at times, especially in the current market of rising home prices and a low inventory of homes for sale. But, there’s one... Read More
Notice | Published 05/15/2018 | Comments Close 06/14/2018
The ASC, as part of continuing efforts to reduce paperwork and respondent burden, invites the general public, and State and Federal agencies to take this opportunity to comment on a new proposed information collection as required by the Paperwork Red... Read More

FHA

Agency Update | Published 05/16/2018 
U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT WASHINGTON, DC 20410-8000 ASSISTANT SECRETARY FOR HOUSING - FEDERAL HOUSING COMMISSIONER Date: May 16, 2018 Mortgagee Letter 2018-03 To: All FHA-Approved Mortgagees A... Read More

VA

Notice | Published 05/15/2018 
VA is announcing the availability of 1-year renewal funding for the 12 currently operational fiscal year (FY) 2018 VA Homeless Providers Grant and Per Diem (GPD) Program Special Need Grant recipients and their collaborative VA Special Need partners... Read More
Agency Update | Published 05/16/2018
The Cotton On-Call Report shows the quantity of call cotton bought or sold on which the price has not been fixed, together with the respective futures on which the purchase or sale is based. Call cotton refers to physical cotton bought or sold, or co... Read More
Enforcement | Published 05/15/2018
NYSE ARCA, INC. NYSE Regulation, Complainant, v. CITADEL SECURITIES LLC, Respondent. Proceeding No. 2016-05-00075 May 15, 2018, Citadel Securities LLC violated NYSE Arca Rule 11.1(b) by submitting... Read More

FRS

Proposed Rule | Published 05/14/2018 | Comments Close 7/13/2018
The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation (collectively, the agencies) are inviting public comment on a joint proposal to address changes to U.S... Read More

SEC

Final Rule | Published 05/14/2018 | Effective 05/14/2018
We are adopting revisions to forms filed under the Securities Exchange Act of 1934 ("Exchange Act") to eliminate the portion of those forms that request filers to furnish certain personally identifiable information ("PII") of natural persons, in... Read More

OCC

Proposed Rule | Published 05/14/2018 | Comments Close 07/13/2018
The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation (collectively, the agencies) are inviting public comment on a joint proposal to address changes to U.S... Read More

DOJ

Final Rule | Published 05/21/2018 | Effective 05/21/2018
The Attorney General has delegated to the Assistant Attorney General for the Criminal Division, with certain restrictions, the authority to perform the functions of the "Central Authority" or "Competent Authority" under treaties and executive... Read More
Proposed Rule | Published 05/14/2018 | Comments Close 07/13/2018
The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation (collectively, the agencies) are inviting public comment on a joint proposal to address changes to U.S... Read More
News | Published 05/15/2018
BIRMINGHAM, AL – Following a civil investigation by the U.S. Department of Labor’s Employee Benefits Security Administration (EBSA), the U.S. District Court for the Northern District of Alabama entered a consent judgment between the U.S. Department... Read More
News | Published 05/14/2018
5/14/2018 More Precise Pricing for Cash Servicing-Released Clients - Freddie Mac More Precise Pricing for Cash Servicing-Released Clients May 14, 2018, Back to News Center Starting today, Loan Selling Advisor pricing fields. These 19 new... Read More
X