122 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements decreased 107% over the past 30 days

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OFAC issued enforcements: $752,177.00 over the past 30 days

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102 Final Rules go into effect in the next 30 days

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76 Mortgage Lending docs published in the last 7 days

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4929 docs with 12492 extracted obligations from the last 7 days

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23 new Proposed and Final Rules were published in the past 7 days

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12943 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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Regulatory Agency Updates | Week of May 13 - May 20

 
 
CFPB
 
 
 
 
 
 

Enforcement Action: Forster & Garbus, LLP… | 05/17/2019

News: Consumer Financial Protection Bureau Files Suit Against Forster & Garb… | 05/17/2019

News: How to choose the school that=E2=80=99s financially right for you… | 05/16/2019

News: Asian Pacific American Heritage Month: Help the multilingual communiti… | 05/16/2019

Proposed Rule: Overdraft Rule Review Pursuant to the Regulatory Flexibility Act… | 05/15/2019

Proposed Rule: Plan for the Review of Bureau Rules for Purposes of the Regulatory Fle… | 05/15/2019

News: C=C3=B3mo descubrir a un estafador… | 05/14/2019

Notice: Agency Information Collection Activities: Comment Request… | 05/13/2019

News: CFPB Director Kraninger Announces Deputy Director… | 05/13/2019

News: CFPB Announces Additions to Senior Leadership and Executive Teams… | 05/13/2019

 
 
 
CFTC
 
 
 
 

Proposed Rule: Derivatives Clearing Organization General Provisions and Core Principl… | 05/16/2019

Proposed Rule: Certain Swap Data Repository and Data Reporting Requirements… | 05/13/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 05/17/2019

Notice: Notice of Lodging of Proposed Consent Decree Under The Clean Air Act… | 05/16/2019

Notice: Agency Information Collection Activities; Proposed Collection Comments… | 05/16/2019

Notice: Notice of Lodging of Proposed Consent Decree Under The Clean Air Act… | 05/16/2019

Notice: Notice of Extension of Public Comment Period for Consent Decree Under … | 05/16/2019

Agency Update: Honoring Law Enforcement… | 05/15/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 05/15/2019

Notice: Notice of Lodging of Consent Decree Pursuant to the Clean Water Act… | 05/14/2019

Notice: Notice of Lodging of Proposed Fourth Amended Consent Decree Under the … | 05/13/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Delegation of Authority Under Section 5 of the United States-Caribbean… | 05/17/2019

Presidential Document: Presidential Determination Pursuant to Section 1245(d)(4)(B) and (C) o… | 05/17/2019

Presidential Document: Securing the Information and Communications Technology and Services Su… | 05/17/2019

Presidential Document: Economic Empowerment of Asian Americans and Pacific Islanders… | 05/16/2019

Presidential Document: Continuation of the National Emergency With Respect to Yemen… | 05/15/2019

Presidential Document: Peace Officers Memorial Day and Police Week, 2019… | 05/15/2019

Presidential Document: National Charter Schools Week, 2019… | 05/15/2019

Presidential Document: Mother’s Day, 2019… | 05/15/2019

Presidential Document: National Defense Transportation Day and National Transportation Week, … | 05/15/2019

Presidential Document: Military Spouse Day, 2019… | 05/14/2019

 
 
 
FDIC
 
 
 
 

News: Statement of Jelena McWilliams, Chairman, Federal Deposit Insurance Co… | 05/16/2019

News: Statement of Jelena McWilliams, Chairman, Federal Deposit Insurance Co… | 05/15/2019

Proposed Rule: Resolution Plans Required… | 05/14/2019

 
 
 
FINCEN
 
 
 
 

News: FinCEN Holds Fifth Annual Awards Program to Recognize Importance of Ba… | 05/16/2019

News: FinCEN Reissues Real Estate Geographic Targeting Orders for 12 Metropo… | 05/15/2019

 
 
 
FINRA
 
 
 
 

Enforcement: Philip Nalesnik… | 05/17/2019

Enforcement: William Justin Poynter… | 05/17/2019

Enforcement: Stuart Jeffries Henley… | 05/16/2019

Enforcement: Austin Wayne Morton… | 05/15/2019

Enforcement: John Anthony Vedovino… | 05/15/2019

Enforcement: Mark Lewton Hopkins… | 05/15/2019

Enforcement: John Anthony Vedovino… | 05/15/2019

News: FINRA Launches Initiative to Simplify Firms=E2=80=99 Digital Experience with F… | 05/14/2019

News: Report from FINRA Board of Governors Meeting =E2=80=93 May 2019… | 05/14/2019

Enforcement: Oriental Financial Services Corp…. | 05/13/2019

 
 
 
FRS
 
 
 
 
 
 

News: Federal Open Market Committee announces tentative meeting schedule for… | 05/17/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 05/17/2019

Notice: Proposed Agency Information Collection Activities; Comment Request… | 05/17/2019

News: The Federal Reserve’s Review of Its Monetary Policy Strategy, Tools, a… | 05/17/2019

News: The Disconnect between Inflation and Employment in the New Normal – Go… | 05/16/2019

News: Federal Reserve Board issues enforcement actions with former employee … | 05/16/2019

Notice: Potential Modifications to the Federal Reserve Banks’ National Settlem… | 05/16/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv… | 05/15/2019

Proposed Rule: Prudential Standards for Large Foreign Banking Organizations; Revision… | 05/15/2019

Notice: Proposed Agency Information Collection Activities; Comment Request… | 05/15/2019

 
 
 
FTC
 
 
 
 

Notice: A Waldron HVAC, LLC; Analysis To Aid Public Comment… | 05/15/2019

News: BCP Director Andrew Smith keynote speech at COMPLY 2019 Conference… | 05/15/2019

Notice: National Floors Direct, Inc.; Analysis To Aid Public Comment… | 05/15/2019

News: Chmn. Simons participates in International Competition Network=E2=80=99s Annua… | 05/15/2019

Notice: LVTR LLC; Analysis To Aid Public Comment… | 05/15/2019

News: Cmr. Slaughter keynote speaker before Center for American Progress pro… | 05/14/2019

News: Cmr. Phillips gives opening keynote at Global Antitrust Economics Conf… | 05/13/2019

News: Weekly Calendar for May 13, 2019… | 05/13/2019

News: Joining the issues on the high road… | 05/13/2019

Final Rule: Labeling and Advertising of Home Insulation: Trade Regulation Rule… | 05/13/2019

 
 
 
Fannie
 
 
 
 

News: Lender Letter LL-2019-05, Purchase of LIBOR Adjustable-Rate Mortgage L… | 05/17/2019

News: Servicing Guide Updates… | 05/15/2019

News: Malloy Evans: Key Updates in Latest Servicing Announcement (May 15, 20… | 05/15/2019

News: ULDD Phase 3 Announcement… | 05/14/2019

News: ULDD Phase 3 Lender Readiness Checklist… | 05/14/2019

News: EarlyCheck 6.0 coming June 22… | 05/14/2019

News: GSE eNote Document Format Update… | 05/13/2019

 
 
 
OCC
 
 
 
 

News: Comptroller of the Currency Discusses Regulatory Reform and Diversity … | 05/16/2019

Bulletin: Description: Updated =E2=80=98Foreword=E2=80=99 Booklet and Rescissions… | 05/16/2019

News: OCC Enforcement Actions and Terminations… | 05/16/2019

Bulletin: Description: Notice of Proposed Rulemaking… | 05/16/2019

News: Comptroller of the Currency Discusses Banking Regulatory Reform… | 05/15/2019

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions… | 05/16/2019

Financial Sanction: Magnitsky Act-related Designations… | 05/16/2019

 
 
 
RHS
 
 
 
 

Notice: Information Collection Activity; Comment Request… | 05/16/2019

Notice: Privacy Act of 1974; System of Records… | 05/14/2019

 
 
 
SEC
 
 
 
 
 
 

Proposed Rule: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili… | 05/17/2019

Proposed Rule: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of … | 05/17/2019

Notice: Proposed Collection; Comment Request… | 05/17/2019

Proposed Rule: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili… | 05/17/2019

Proposed Rule: Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Fil… | 05/17/2019

Proposed Rule: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Fil… | 05/17/2019

Proposed Rule: Self-Regulatory Organizations; Miami International Securities Exchange… | 05/16/2019

Proposed Rule: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Fil… | 05/16/2019

Proposed Rule: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation … | 05/16/2019

Proposed Rule: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and I… | 05/16/2019

 
 
 
TREAS
 
 
 
 

Agency Update: U.S. Department of the Treasury… | 05/16/2019

Agency Update: U.S. Department of the Treasury… | 05/15/2019

Agency Update: U.S. Department of the Treasury… | 05/13/2019

Agency Update: U.S. Department of the Treasury… | 05/13/2019

 
 
 
VA
 
 
 
 

Final Rule: Streamlining Annual Rate Publication for VA Educational Benefits… | 05/17/2019

Proposed Rule: Rental and Utility Assistance for Certain Low-Income Veteran Families… | 05/17/2019

Final Rule: Veterans Care Agreements… | 05/14/2019

Notice: Privacy Act of 1974; Matching Program… | 05/13/2019

 

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