Regulatory Agency Updates | Week of May 11 to May 18

Agency Report May 11 -18

Agency Report May 11 -18

 
 
CA-BOC
 
 
 
 

Agency Update: Release of the Financial System Review... | 05/14/2020

 
 
 
CA-OSFI
 
 
 
 

Agency Update: Mise =C3=A0 jour des foires aux questions du BSIF sur les mesures r=C3=A9glement... | 05/14/2020

Agency Update: OSFI updates its Frequently Asked Questions on COVID-19 related regula... | 05/14/2020

 
 
 
CFPB
 
 
 
 
 
 

Speech: Director Kraninger Remarks During Financial Stability Oversight Counci... | 05/15/2020

Press release: CFPB, CSBS Issue Consumer Guide on Mortgage Relief Options... | 05/15/2020

Press release: Consumer Financial Protection Bureau Settles with Monster Loans, Thoma... | 05/14/2020

Blog: What you need to know if you are thinking about using home equity to c... | 05/14/2020

Enforcement Document: Monster Loans, Lend Tech Loans, and Student Loan Debt Relief Companies... | 05/14/2020

Enforcement Action: Monster Loans, Lend Tech Loans, and Student Loan Debt Relief Companies... | 05/14/2020

Press release: Consumer Financial Protection Bureau Outlines Responsibilities of Fina... | 05/13/2020

Blog: Going virtual with your financial consultations during the Coronavirus... | 05/12/2020

Speech: Director Kraninger Remarks During National Association of Realtors 202... | 05/12/2020

Speech: Director Kraninger Remarks During Financial Literacy and Education Com... | 05/12/2020

 
 
 
CFTC
 
 
 
 

Proposed Rule: Swap Clearing Requirement Exemptions... | 05/12/2020

Final Rule: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swa... | 05/11/2020

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 05/14/2020

Notice: Notice of Lodging of Proposed Modification of Consent Decree Under the... | 05/14/2020

Notice: Agency Information Collection Activities; Proposed eCollection; eComme... | 05/14/2020

Agency Update: OVW Honors Law Enforcement During Police Week... | 05/14/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 05/11/2020

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 05/12/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Continuation of the National Emergency With Respect to Securing the In... | 05/14/2020

Presidential Document: Peace Officers Memorial Day and Police Week, 2020... | 05/13/2020

Presidential Document: National Defense Transportation Day and National Transportation Week, ... | 05/13/2020

Presidential Document: Mother's Day, 2020... | 05/13/2020

Presidential Document: Providing Continued Federal Support for Governors' Use of the National... | 05/13/2020

Presidential Document: National Charter Schools Week, 2020... | 05/13/2020

Presidential Document: Military Spouse Day, 2020... | 05/12/2020

Presidential Document: Promoting American Seafood Competitiveness and Economic Growth... | 05/12/2020

Presidential Document: National Nurses Day, 2020... | 05/11/2020

Presidential Document: National Day of Prayer, 2020... | 05/11/2020

 
 
 
FDIC
 
 
 
 

News: Temporary Exclusion of U.S. Treasury Securities and Deposits at Federa... | 05/15/2020

News: Statement by Martin J. Gruenberg, Member, FDIC Board of Directors; on ... | 05/15/2020

News: Statement by FDIC Chairman Jelena McWilliams on the Interim Final Rule... | 05/15/2020

News: Statement of Jelena McWilliams, Chairman, Federal Deposit Insurance Co... | 05/12/2020

News: Proposed Rulemaking to Mitigate the Deposit Insurance Assessment Effec... | 05/12/2020

 
 
 
FINCEN
 
 
 
 

Notice: Agency Information Collection Activities; Proposed Renewal; Comment Re... | 05/14/2020

News: Prepared Remarks of FinCEN Director Kenneth A. Blanco, delivered at th... | 05/13/2020

News: Director Blanco Addresses Consensus Blockchain Conference... | 05/13/2020

 
 
 
FINRA
 
 
 
 
 
 

Notices: Regulatory Notice 20-14 Sales Practice Obligations With Respect to Oil... | 05/15/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Brandon Rolle AWCs (Letters of Acceptance, Waiver, and Consent)... | 05/15/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Jason N. Dukas AWCs (Letters of Acceptance, Waiver, and Consent)... | 05/15/2020

AWCs (Letters of Acceptance, Waiver, and Consent): VectorGlobal WMG AWCs (Letters of Acceptance, Waiver, and Consent)... | 05/15/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Lime Brokerage LLC AWCs (Letters of Acceptance, Waiver, and Consent)... | 05/15/2020

Complaints: Joseph John Weinrich Complaints... | 05/14/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Irene P. Engard AWCs (Letters of Acceptance, Waiver, and Consent)... | 05/14/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 05/14/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Arthur Hoffman AWCs (Letters of Acceptance, Waiver, and Consent)... | 05/13/2020

Complaints: Steven Robert Luftschein Complaints... | 05/13/2020

 
 
 
FRS
 
 
 
 

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 05/13/2020

News: Current Economic Issues - Chair Jerome H. Powell... | 05/13/2020

News: Term Sheet: Term Asset-Backed Securities Loan Facility (PDF) - Federal... | 05/12/2020

News: Supervision and Regulation Report - Vice Chair for Supervision Randal ... | 05/12/2020

News: Federal Reserve publishes updates to the term sheet for the Term Asset... | 05/12/2020

Notice: Proposed Agency Information Collection Activities; Comment Request... | 05/11/2020

News: Federal Reserve publishes updates to the term sheet for the Municipal ... | 05/11/2020

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 05/11/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 05/11/2020

News: Term Sheet: Municipal Liquidity Facility (PDF) - Federal Reserve publi... | 05/11/2020

 
 
 
FTC
 
 
 
 
 
 

Agency Update: International Monthly: May 2020... | 05/16/2020

News: FTC Alerts Consumers About Nursing Homes and Assisted Living Facilitie... | 05/15/2020

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 05/14/2020

News: FTC Approves Final Consent Order against Federal-Mogul Motorparts LLC ... | 05/14/2020

News: FTC Files Complaint Alleging Telemarketers and Debt Collectors Worked ... | 05/13/2020

Enforcement: Franchises, Business Opportunities, and Investments
Complaint for Perm... | 05/13/2020

Enforcement: deceptive/misleading conduct
Complaint for Permanent Injunction and Ot... | 05/13/2020

News: Operators of Business Coaching Scheme Will Pay At Least $1.2 Million t... | 05/13/2020

News: FTC Approves Final Orders Settling Charges that Rent-to-Own Operators ... | 05/12/2020

Notice: AbbVie Inc. and Allergan plc; Analysis of Consent Order To Aid Public ... | 05/12/2020

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2020-16 Temporary Servicing Guidance Related to COVID-19... | 05/14/2020

Bulletin: Bulletin 2020-15 Freddie Mac COVID-19 Payment Deferral... | 05/13/2020

 
 
 
INT-BIS
 
 
 
 

Agency Update: Global and domestic financial cycles: variations on a theme... | 05/11/2020

 
 
 
INT-EC
 
 
 
 

News: Commission publishes guidance on coronavirus-related humanitarian aid ... | 05/12/2020

 
 
 
NCUA
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 05/13/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Natio... | 05/13/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 05/12/2020

 
 
 
OCC
 
 
 
 

News Release: News Release 2020-62... | 05/15/2020

Notice: Agency Information Collection Activities: Information Collection Renew... | 05/14/2020

Notice: Agency Information Collection Activities; Information Collection Renew... | 05/14/2020

News Release: News Release 2020-61... | 05/12/2020

 
 
 
OFAC
 
 
 
 

Financial Sanction: Guidance to Address Illicit Shipping and Sanctions Evasion Practices... | 05/14/2020

Financial Sanction: North Korea Administrative Designations Updates... | 05/13/2020

Financial Sanction: Removal of Venezuela-related General License 13E, Issuance of Venezuel... | 05/12/2020

Notice: Notice of OFAC Sanctions Actions... | 05/11/2020

 
 
 
SEC
 
 
 
 
 
 
 
 
 
 

No-Action Letter: QIAGEN N.V.... | 05/15/2020

News: Statement of Hester M. Peirce in Response to Release No. 34-88890; Fil... | 05/15/2020

Incoming Letter: QIAGEN N.V.... | 05/15/2020

News: SEC Orders Credit Rating Agency to Pay $3.5 Million for Conflicts of I... | 05/15/2020

News: SEC Announces New Investor Advisory Committee Members... | 05/15/2020

News: SEC Adopts Amendments to the CAT NMS Plan to Improve Transparency and ... | 05/15/2020

Exemptive Order: QIAGEN N.V.... | 05/15/2020

Enforcement: SEC Complaint - Applied BioSciences Corp.... | 05/14/2020

News: Remarks to the Financial Stability Oversight Council... | 05/14/2020

Notice: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and... | 05/14/2020

 
 
 
TREAS
 
 
 
 

News: U.S. Department of the Treasury... | 05/15/2020

News: U.S. Department of the Treasury... | 05/15/2020

News: U.S. Department of the Treasury... | 05/12/2020

News: U.S. Department of the Treasury... | 05/12/2020

Notice: Open Meeting of the Federal Advisory Committee on Insurance... | 05/11/2020

 
 
 
UK-BOE
 
 
 
 
 
 

News: Treasury Committee =E2=80=93 Oral evidence: The economic impact of coronavirus... | 05/15/2020

News: Consolidated Market Notice: Asset Purchase Facility: Gilt Purchases... | 05/15/2020

Agency Update: Quality is our asset: the international transmission of liquidity regu... | 05/15/2020

Agency Update: The interbank market puzzle... | 05/15/2020

Agency Update: Foundations of system-wide financial stress testing with heterogeneous... | 05/15/2020

News: Agency Network briefing event - May 2020... | 05/15/2020

Working Paper: The interbank market puzzle -- The interbank market puzzle... | 05/15/2020

Working Paper: Quality is our asset: the international transmission of liquidity regu... | 05/15/2020

Working Paper: Quality is our asset: the international transmission of liquidity regu... | 05/15/2020

Working Paper: Foundations of system-wide financial stress testing with heterogeneous... | 05/15/2020

 
 
 
UK-FCA
 
 
 
 
 
 

News: Step Debt Support / National Direct Service... | 05/15/2020

Final notices: Final Notice 2020: Dale Woodward... | 05/15/2020

Final notices: Final Notice 2020: Carl Anthony Monks... | 05/15/2020

Final notices: Final Notice 2020: Cesco Investments Ltd... | 05/15/2020

News: Business interruption insurance during the coronavirus pandemic - High... | 05/15/2020

News: ShareFounders... | 05/15/2020

News: www.stepoutofdebt.org.uk... | 05/15/2020

News: Step Debt Line (clone of authorised firm)... | 05/15/2020

News: Step Clear to Change... | 05/15/2020

News: 1stClassFx & @investwithjulia... | 05/14/2020

 
 
 
UK-HMT
 
 
 
 

News Story: Statement on infraction proceedings on VAT treatment of certain commod... | 05/15/2020

News Story: Government to support businesses through Trade Credit Insurance guaran... | 05/13/2020

News Story: Applications for Self-Employment Income Support Scheme open early... | 05/13/2020

Guidance: Cross-border information-sharing within corporate groups... | 05/12/2020

News Story: Chancellor extends furlough scheme until October... | 05/12/2020

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity: Application for Authority to C... | 05/14/2020

Notice: Agency Information Collection Activity: Freedom of Information Act (FO... | 05/14/2020

Notice: Agency Information Collection Activity: VA Loan Electronic Reporting I... | 05/14/2020

Notice: Research Advisory Committee on Gulf War Veterans' Illnesses, Notice of... | 05/13/2020

Notice: Agency Information Collection Activity: Compliance Inspection Report... | 05/13/2020

Notice: Agency Information Collection Activity: Verification of Eligibility fo... | 05/12/2020

Notice: Advisory Committee on Former Prisoners of War, Notice of Meeting... | 05/11/2020

Notice: Department of Veterans Affairs Guidance Document Database and Portal (... | 05/11/2020

 

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