230 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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SEC issued enforcements: $289,563,885 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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42 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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2298 new Proposed and Final Rules were published in the past 7 days

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10059 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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CFPB
CFPB published 43 updates: 1 Injunction Order, 29 Comment, 1 Consent Order, 1 Statement, 2 Report, 2 Press Release, 5 Blog, 2 Notice
Comment submitted by Susan Dickerson ; Pub...
Comment 05/06/2022
Comment submitted by Sharon Parshall ; Pub...
Comment 05/06/2022
Comment submitted by `Laurel Harris ; Publ...
Comment 05/06/2022
Comment submitted by Barb Scavezze ; Publi...
Comment 05/06/2022
Comment submitted by Jeannette Welling ; Pu...
Comment 05/06/2022
Comment submitted by Mercedes R Lackey ; P...
Comment 05/06/2022
Comment submitted by Dave Searles ; Public...
Comment 05/06/2022
Comment submitted by Glenn F Rubar ; Publi...
Comment 05/06/2022
Comment submitted by Luna Buns ; Public Su...
Comment 05/06/2022
Comment from Owens, Jen; Public Submission; NA
Comment 05/06/2022
CFTC
CFTC published 5 updates: 3 Consent Order, 2 Press Release
Consent Order: Samuel Reed
Consent Order 05/05/2022
Consent Order: Benjamin Delo
Consent Order 05/05/2022
Consent Order: Arthur Hayes
Consent Order 05/05/2022
CFTC Commissioner Johnson Announces Initial Staff Appointments
Press Release 05/05/2022
Federal Court Orders BitMEX's Three Co-Founders to Pay a Total of $30 Million...
Press Release 05/05/2022
DOJ
DOJ published 33 updates: 6 Speech, 23 Press Release, 1 Rule, 3 Notice
Civil Monetary Penalties Inflation Adjustments for 2022
Rule 05/09/2022
Agency Information Collection Activities; Proposed eCollection eComments Requ...
Notice 05/06/2022
Agency Information Collection Activities; Proposed eCollection, eComments Req...
Notice 05/06/2022
Agency Information Collection Activities; Proposed eCollection of eComments R...
Notice 05/06/2022
$300 Million Yacht of Sanctioned Russian Oligarch Suleiman Kerimov Seized by ...
Press Release 05/05/2022
Readout of U.S. Attorney General Merrick B. Garland's Meeting with Five Eyes ...
Press Release 05/05/2022
Kohl's and Walmart Agree to Pay $5.5 Million in Combined Penalties for Allege...
Press Release 05/05/2022
Attorney General Merrick B. Garland Delivers Remarks at Chiefs of Police Exec...
Speech 05/05/2022
Justice Department Launches Comprehensive Environmental Justice Strategy
Press Release 05/05/2022
Attorney General Merrick B. Garland Delivers Remarks Launching Comprehensive ...
Speech 05/05/2022
DOL
DOL published 1 updates: 1 Notice
Agency Information Collection Activities; Submission for OMB Review; Comment ...
Notice 05/05/2022
EBSA
EBSA published 0 updates:
EOP
EOP published 18 updates: 18 Agency Update
Military Spouse Appreciation Day, 2022
Agency Update 05/09/2022
Enhancing the National Quantum Initiative Advisory Committee
Agency Update 05/09/2022
National Day of Prayer, 2022
Agency Update 05/09/2022
Missing or Murdered Indigenous Persons Awareness Day, 2022
Agency Update 05/09/2022
Jewish American Heritage Month, 2022
Agency Update 05/05/2022
Loyalty Day, 2022
Agency Update 05/05/2022
Public Service Recognition Week, 2022
Agency Update 05/05/2022
National Teacher Appreciation Day and National Teacher Appreciation Week, 2022
Agency Update 05/05/2022
National Small Business Week, 2022
Agency Update 05/05/2022
National Hurricane Preparedness Week, 2022
Agency Update 05/05/2022
FDIC
FDIC published 10 updates: 1 Financial Institution Letter, 1 Speech, 4 Press Release, 1 Rule, 3 Notice
Sunshine Act Meetings
Notice 05/09/2022
Liquidity Risk Measurement Standards
Rule 05/09/2022
Notice of Termination of Receiverships
Notice 05/06/2022
Statement by Martin J. Gruenberg, Acting Chairman, FDIC Notice of Proposed Ru...
Speech 05/05/2022
Joint Release/Agencies Issue Joint Proposal to Strengthen and Modernize Commu...
Press Release 05/05/2022
FIL-18-2022 - Joint Proposal to Strengthen and Modernize Community Reinvestme...
Financial Institution Letter 05/05/2022
Joint Release/Agencies Issue Joint Proposal to Strengthen and Modernize Commu...
Press Release 05/05/2022
Sunshine Act Meetings
Notice 05/04/2022
FDIC Issues List of Banks Examined for CRA Compliance
Press Release 05/03/2022
FDIC to Launch 2022 Small Business Lending Survey
Press Release 05/03/2022
FFIEC
FFIEC published 2 updates: 2 Press Release
Hall Re-Appointed to FFIEC State Liaison Committee
Press Release 05/02/2022
Fite Re-Elected as State Liaison Committee Chairman
Press Release 05/02/2022
FHA
FHA published 0 updates:
FINCEN
FINCEN published 0 updates:
FINRA
FINRA published 10 updates: 1 Complaint, 6 Enforcement, 2 News, 1 Notice
Torch Securities LLC AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 05/06/2022
Information Notice - 05/06/22 March 2022 Options Disclosure Document
Notice 05/06/2022
William Lawrence Groeneveld AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 05/05/2022
Wefunder Portal, LLC AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 05/04/2022
StartEngine Capital LLC AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 05/04/2022
FINRA Fines Wefunder $1.4 Million for Crowdfunding Rule Violations; StartEngi...
News 05/04/2022
UBS Securities LLC AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 05/03/2022
Richard Matthew Brendza AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 05/03/2022
Peter J. Fetherston Complaints
Complaint 05/03/2022
FINRA Publishes 2022 Industry Snapshot
News 05/02/2022
FRS
FRS published 11 updates: 1 Speech, 5 Press Release, 5 Notice
Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Hold...
Notice 05/09/2022
Proposed Agency Information Collection Activities; Comment Request
Notice 05/09/2022
Formations of, Acquisitions by, and Mergers of Bank Holding Companies
Notice 05/09/2022
Reflections on Monetary Policy in 2021 - Governor Christopher J. Waller
Speech 05/06/2022
Agencies issue joint proposal to strengthen and modernize Community Reinvestm...
Press Release 05/05/2022
Federal Reserve Board issues enforcement action with former employee of Synovus Bank
Press Release 05/05/2022
Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Hold...
Notice 05/05/2022
Implementation Note issued May 4, 2022 - Federal Reserve issues FOMC statement
Press Release 05/04/2022
Federal Reserve issues FOMC statement
Press Release 05/04/2022
Plans for Reducing the Size of the Federal Reserve's Balance Sheet
Press Release 05/04/2022
FTC
FTC published 10 updates: 1 Complaint, 7 Enforcement, 1 Blog, 1 Notice
Ex Parte Temporary Restraining Order With Asset Freeze, Appointment Of A Temp...
Enforcement 05/06/2022
Complaint -- BoostMyScore LLC
Complaint 05/06/2022
Working Together to Protect Colorado Consumers
Blog 05/05/2022
Notice of Settlement with State Attorneys General -- Intuit Inc., In the Matt...
Enforcement 05/05/2022
Stipulated Order for Permanent Injunction, Monetary Judgment, And Other Relie...
Enforcement 05/05/2022
Stipulation As to Entry of Order for Permanent Injunction, Monetary Judgment,...
Enforcement 05/05/2022
Order Granting Consent Judgment -- U.S. v. Lithionics Battery, LLC
Enforcement 05/04/2022
Motion to Withdraw Matter from Adjudication -- Intuit Inc., In the Matter of ...
Enforcement 05/04/2022
Stipulated Order and Judgement for Civil Penalties, Permanent Injunction, and...
Enforcement 05/04/2022
Hikma Pharmaceuticals PLC/Custopharm, Inc.; Analysis of Agreement Containing ...
Notice 05/04/2022
Fannie
Fannie published 2 updates: 2 News
Announcement SEL-2022-04 - Selling Guide Updates
News 05/04/2022
Supplemental Consumer Information Form Required
News 05/03/2022
Freddie
Freddie published 1 updates: 1 Bulletin
Bulletin 2022-10 Selling
Bulletin 05/04/2022
GinnieMae
GinnieMae published 2 updates: 2 Bulletin
2022-025: REMIC Terminations for May 2022
Bulletin 05/05/2022
2022-024: New ESG Page in Ginnie Mae's Disclosure Data Search
Bulletin 05/02/2022
HUD
HUD published 14 updates: 1 Mortgagee Letter, 1 Announcement, 4 Press Release, 8 Notice
Proposed Information Collection: Unsheltered and Rural Homelessness Special N...
Notice 05/09/2022
HUD No. 22-088 HUD Announces Disaster Assistance for New Mexico Disaster Survivors
Press Release 05/06/2022
Statement from Secretaries Fudge, McDonough, Vilsack and Yellen on continued ...
Press Release 05/06/2022
60-Day Notice of Proposed Information Collection: HUD-Administered Small Citi...
Notice 05/06/2022
30-Day Notice of Proposed Information Collection: Comment Request Housing Dis...
Notice 05/06/2022
60-Day Notice of Proposed Information Collection: Equity in Housing Counselin...
Notice 05/06/2022
30-Day Notice of Proposed Information Collection: Comment Request; Implementa...
Notice 05/06/2022
30-Day Notice of Proposed Information Collection: OMB TITLE: COVID-19 Supplem...
Notice 05/06/2022
HUD No. 22-087 HUD Charges Puerto Rico Property Owners and Real Estate Agent ...
Press Release 05/05/2022
2022-08 Expanding Affordable Housing Supply Through FHA's Claims Without Conv...
Mortgagee Letter 05/05/2022
NCUA
NCUA published 1 updates: 1 Notice
Privacy Act of 1974: Systems of Records
Notice 05/02/2022
NYSE
NYSE published 11 updates: 6 Agency Update, 5 Notice
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing ...
Notice 05/09/2022
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdra...
Notice 05/09/2022
Pacer BlueStar Engineering the Future ETF
Agency Update 05/05/2022
Proposal to list and trade shares of the following under NYSE Arca Rule 8.601...
Agency Update 05/05/2022
Proposal to list and trade shares of the Principal Real Estate Active Opportu...
Agency Update 05/04/2022
J.P. Morgan Exchange-Traded Fund Trust
Agency Update 05/04/2022
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdra...
Notice 05/04/2022
Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting...
Notice 05/04/2022
AXS SHORT CHINA INTERNET ETF, AXS 2X INNOVATION ETF
Agency Update 05/02/2022
Proposal to amend the NYSE Arca Equities Fees and Charges by introducing two ...
Agency Update 05/02/2022
OCC
OCC published 8 updates: 1 Bulletin, 1 Rule, 4 News, 2 Notice
Customer Assistance Group Change of Mailing Address
Rule 05/09/2022
Agency Information Collection Activities: Information Collection Renewal; Sub...
Notice 05/06/2022
NR 2022-47 Agencies Issue Joint Proposal to Strengthen and Modernize Communit...
News 05/05/2022
NR 2022-48 Acting Comptroller Issues Statement on Interagency Proposal to Mod...
News 05/05/2022
OCC 2022-14 Community Reinvestment Act : Interagency Notice of Proposed Rulem...
Bulletin 05/05/2022
NR 2022-46 OCC to Host Virtual Innovation Office Hours
News 05/04/2022
NR 2022-45 OCC Releases CRA Evaluations for 23 National Banks and Federal Sav...
News 05/03/2022
Agency Information Collection Requirements; Information Collection Renewal; S...
Notice 05/02/2022
OFAC
OFAC published 12 updates: 5 Financial Sanction, 3 Rule, 4 Guidance
Russia-related Designations and Designations Updates; Issuance of Russia-rela...
Financial Sanction 05/08/2022
Iran Sanctions - Arabic translated version of "CISADA: The New Sanctions on I...
Guidance 05/06/2022
Iran Sanctions - "CISADA: "The New U.S. Sanctions on Iran" French translated ...
Guidance 05/06/2022
Cyber-related Designation; North Korea Designation Update
Financial Sanction 05/06/2022
Iran Sanctions - Russian translated version of "CISADA: The New Sanctions on ...
Guidance 05/05/2022
Issuance of Russia-related General Licenses; Publication of new and amended R...
Financial Sanction 05/05/2022
Venezuela-Related Sanctions - Venezuela General License 5I - Authorizing Cert...
Rule 05/02/2022
Cuba Sanctions - Sections 5 and 16 of the Trading With the Enemy Act (TWEA), ...
Guidance 05/02/2022
Russian Harmful Foreign Activities Sanctions - Russia-related General License...
Rule 05/02/2022
Issuance of Russia-related General License 30
Financial Sanction 05/02/2022
RHS
RHS published 0 updates:
SEC
SEC published 81 updates: 2 No Action Letter, 3 Speech, 1 Correspondence, 31 Enforcement, 1 Bulletin, 10 Agency Update, 1 Final Order, 6 Press Release, 26 Notice
AFC BDC Inc., et al;
Notice 05/09/2022
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing ...
Notice 05/09/2022
Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Propos...
Notice 05/09/2022
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing ...
Notice 05/09/2022
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Propose...
Notice 05/09/2022
Submission for OMB Review; Comment Request
Notice 05/09/2022
Sunshine Act Meetings
Notice 05/09/2022
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness o...
Notice 05/09/2022
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdra...
Notice 05/09/2022
Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed R...
Notice 05/09/2022
TREAS
TREAS published 13 updates: 1 Agency Update, 3 Statement, 7 Press Release, 2 Blog
U.S. Treasury Takes Sweeping Action Against Russia's War Efforts
Press Release 05/08/2022
Statement from Secretaries Yellen, Fudge, McDonough, and Vilsack on Continued...
Statement 05/06/2022
U.S. Treasury Issues First-Ever Sanctions on a Virtual Currency Mixer, Target...
Blog 05/06/2022
Statement from Secretary of the Treasury Janet L. Yellen on the Joint Release...
Statement 05/05/2022
Remarks by Assistant Secretary for Tax Policy Lily Batchelder for the D.C. Ba...
Statement 05/05/2022
Minutes of the Meeting of the Treasury Borrowing Advisory Committee May 3, 2022
Press Release 05/04/2022
Report to the Secretary of the Treasury from the Treasury Borrowing Advisory ...
Press Release 05/04/2022
Quarterly Refunding Statement of Deputy Assistant Secretary for Federal Finan...
Press Release 05/04/2022
READOUT: Deputy Secretary of the Treasury Wally Adeyemo's Roundtable with Asi...
Agency Update 05/03/2022
Remarks by Treasury’s Counselor for Racial Equity Janis Bowdler at the 2022 I...
Blog 05/03/2022
VA
VA published 9 updates: 1 Rule, 8 Notice
Agency Information Collection Activity: Certification Requirements for Funera...
Notice 05/09/2022
Agency Information Collection Activity: VA Loan Electronic Reporting Interfac...
Notice 05/09/2022
Agency Information Collection Activity: Statement of Disappearance
Notice 05/05/2022
Agency Information Collection Activity: Pension Claim Questionnaire for Farm Income
Notice 05/04/2022
Agency Information Collection Activity: Application for Approval of a Program...
Notice 05/03/2022
Inclusion of the Space Force as Part of the Armed Forces
Rule 05/03/2022
Privacy Act of 1974; System of Records
Notice 05/02/2022
Privacy Act of 1974; System of Records
Notice 05/02/2022
Agency Information Collection Activity: Veteran Rapid Retraining Assistance P...
Notice 05/02/2022
 
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