191 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements increased 4% over the past 30 days

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SEC issued enforcements: $45,971,340.93 over the past 30 days

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62 Final Rules go into effect in the next 30 days

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23 Mortgage Lending docs published in the last 7 days

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427 docs with 4647 extracted obligations from the last 7 days

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67 new Proposed and Final Rules were published in the past 7 days

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1706 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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News | Published 05/07/2018
WASHINGTON, DC – The U.S. Department of Labor’s Employee Benefits Security Administration today announced Field Assistance Bulletin (FAB) 2018-02, “Temporary Enforcement Policy on Prohibited Transaction Rules Applicable to Investment Advice Fiduciari… Read More

DOJ

Notice | Published 05/11/2018
[Federal Register Volume 83, Number 92 (Friday, May 11, 2018)][Notices][Page 22103]From the Federal Register Online via the Government Publishing Office [www.gpo.gov][FR Doc No: 2018-10047]… Read More

EOP

Notice | Published 05/07/2018
The Director of the Office of National Drug Control Policy designated three areas as High Intensity Drug Trafficking Areas (HIDTA) pursuant to 21 U.S.C. 1706. These areas are the First, Third, and Fourth Judicial Districts of Alaska… Read More

SEC

Final Rule | Published 05/14/2018 | Effective 05/14/2018
We are adopting revisions to forms filed under the Securities Exchange Act of 1934 (“Exchange Act”) to eliminate the portion of those forms that requests filers to furnish certain personally identifiable information (“PII”) of natural persons, in…. Read More
Proposed Rule | Published 05/08/2018
May 3, 2018. Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 1934 (the “Act”),\2\ and Rule 19b-4 thereunder,\3\ notice is hereby given that on April 25, 2018, New York Stock Exchange LLC (“NYSE” or the “Exchange”) filed with… Read More
News | Published 05/10/2018
May 10, 2018 – Danny Gardner introduces the Home Possible RISE Awards, recognizing top performers in affordable lending… Read More

FTC

Enforcement | Published 05/08/2018
Federal Trade Commission, Plaintiff, v. American Home Servicing Center, LLC, a California limited liability company; Capital Home Advocacy Center, a California corporation; National Advocacy Center, LLC, a California limited liability company; Jaime… Read More

RHS

Notice | Published 05/10/2018 | Comments Close 09/30/2018
Section 6025 of the Agricultural Act of 2014 (2014 Farm Bill) provides the Secretary of Agriculture the authority to give priority to projects that support strategic economic development or community development plans. The Agency has the authority to… Read More
News | Published 05/11/2018
The Financial Crimes Enforcement Network (“FinCEN”) reminds financial institutions and their customers that the final rule, “Customer Due Diligence Requirements for Financial Institutions” (the CDD Rule) becomes effective today. FinCEN issued the CDD… Read More
Notice | Published 05/14/2018
The U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) is publishing the names of persons that have been placed on OFAC’s Specially Designated Nationals and Blocked Persons List based on OFAC’s determination that one or more ap… Read More
Enforcement | Published 05/08/2018
FINANCIAL INDUSTRY REGULATORY AUTHORITY (“FINRA”) RE: Stacy Cheney-Jamison, Respondent Former Registered Representative CRD No. 4318631 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Stacy Cheney-Jamison (“Respondent”) submit this Lette… Read More

OCC

Proposed Rule | Published 05/14/2018 | Comments Close 07/13/2018
The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation (collectively, the agencies) are inviting public comment on a joint proposal to address changes to U.S… Read More
Agency Update | Published 05/10/2018
The Cotton On-Call Report shows the quantity of call cotton bought or sold on which the price has not been fixed, together with the respective futures on which the purchase or sale is based. Call cotton refers to physical cotton bought or sold, or co… Read More
News | Published 05/11/2018
FFIEC Issues New Customer Due Diligence and Beneficial Ownership Examination Procedures The Federal Financial Institutions Examination Council (FFIEC) today issued new examination procedures on the final rule, “Customer Due Diligence Requirements for… Read More
News | Published 05/08/2018
Medicare ID fraud happens when someone uses your Medicare card to get your personal information, like your Social Security or Medicare ID number. A fraudster could steal your identity to open new credit cards or bank accounts using your name and cred… Read More

FRS

Final Rule | Published 05/09/2018 | Effective 06/08/2018
The Board of Governors of the Federal Reserve System (Board) is adopting final amendments to its Regulation A to revise the provisions regarding the establishment of the primary credit rate in a financial emergency and to delete the provisions relati… Read More

VA

Final Rule | Published 05/08/2018 | Effective 06/07/2018
The Department of Veterans Affairs (VA) amends its adjudication regulations to add an additional compensation benefit for veterans with residuals of traumatic brain injury (TBI). This final rule incorporates in regulations a benefit authorized by the… Read More
News | Published 05/07/2018
Tuesday, May 8 2:15 PM ET Under Secretary David Malpass Moderated discussion 48th Washington Conference on the Americas U.S. Department of State 2201 C St. NW Washington, D.C. Saturday, May 12 12:00 PM ET Assistant Secretary David Kautter Remarks 201… Read More
Proposed Rule | Published 05/14/2018 | Comments Close 07/13/2018
The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation (collectively, the agencies) are inviting public comment on a joint proposal to address changes to U.S… Read More
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