Regulatory Agency Updates | Week of May 04 to May 11

Agency Report May 04 - 11

Agency Report May 04 - 11

 
 
CA-CANLII
 
 
 
 

Agency Update: Direction to the Canadian Radio-television and Telecommunications Comm... | 05/07/2020

Agency Update: Income Support Payment (Excluded Nominal Income) Regulations, SOR/2020... | 05/07/2020

Agency Update: Administrative Monetary Penalties (OSFI) Regulations, SOR/2005-267 [Mo... | 05/07/2020

Agency Update: Export Charges for Certain Dairy Products Regulations, SOR/2020-72 [Mo... | 05/07/2020

Agency Update: First Nations Election Cancellation and Postponement Regulations (Prev... | 05/07/2020

 
 
 
CA-OPC
 
 
 
 

News: News release: Privacy guardians issue joint statement on COVID-19 cont... | 05/07/2020

 
 
 
CFPB
 
 
 
 

Notice: Fair Lending Report of the Bureau of Consumer Financial Protection, Ap... | 05/08/2020

Comment: Debt Collection Practices (Regulation F); Public Submission; Zachary S... | 05/05/2020

Final Rule: Application of Certain Provisions in the TILA-RESPA Integrated Disclos... | 05/04/2020

 
 
 
CFTC
 
 
 
 
 
 

Final Rule: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swa... | 05/11/2020

News: CFTC Seeks to Revoke Registrations of Commodity Pool Operator and its ... | 05/08/2020

Enforcement: Notice of Intent: Phy Capital Investments, LLC et al... | 05/08/2020

Enforcement: Complaint: Daniel Fingerhut, et al... | 05/07/2020

News: CFTC Files Charges in $20 Million International Binary Options and Dig... | 05/07/2020

News: CFTC Orders Trader and His Firm to Pay $150,000 for Wash Sales... | 05/07/2020

Enforcement: Order: Cayley Investment Management, LLC, et al... | 05/07/2020

Notice: Renewal of the Market Risk Advisory Committee... | 05/05/2020

News: CFTC Awards More Than $2 Million to Four Whistleblowers... | 05/04/2020

Enforcement: No. 20-WB-04... | 05/04/2020

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 05/11/2020

Notice: Notice of Lodging of Proposed Consent Decree and Environmental Settlem... | 05/08/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act... | 05/05/2020

Agency Update: OIP Now Offers Virtual FOIA Training for Agency FOIA Professionals... | 05/05/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act... | 05/04/2020

 
 
 
DOL
 
 
 
 

Notice: Labor Advisory Committee for Trade Negotiations and Trade Policy... | 05/07/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 05/06/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 05/04/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 05/04/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 05/04/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 05/04/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 05/04/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 05/04/2020

 
 
 
EBSA
 
 
 
 

Final Rule: Extension of Certain Timeframes for Employee Benefit Plans, Participan... | 05/04/2020

 
 
 
EOP
 
 
 
 

Presidential Document: National Nurses Day, 2020... | 05/11/2020

Presidential Document: National Day of Prayer, 2020... | 05/11/2020

Presidential Document: Missing and Murdered American Indians and Alaska Natives Awareness Day... | 05/08/2020

Presidential Document: Continuation of the National Emergency With Respect to the Central Afr... | 05/08/2020

Presidential Document: Continuation of the National Emergency With Respect to the Actions of ... | 05/08/2020

Presidential Document: Continuation of the National Emergency With Respect to Yemen... | 05/08/2020

Presidential Document: Public Service Recognition Week, 2020... | 05/07/2020

Presidential Document: National Hurricane Preparedness Week, 2020... | 05/07/2020

Presidential Document: Loyalty Day, 2020... | 05/05/2020

Presidential Document: National Mental Health Awareness Month, 2020... | 05/05/2020

 
 
 
FDIC
 
 
 
 

Notice: Notice of Termination of Receivership... | 05/07/2020

Final Rule: Liquidity Coverage Ratio Rule: Treatment of Certain Emergency Faciliti... | 05/06/2020

 
 
 
FFIEC
 
 
 
 

Notice: Appraisal Subcommittee; Notice of Meeting... | 05/05/2020

 
 
 
FINRA
 
 
 
 

Notices: Election Notice - 5/8/20 Upcoming FINRA Board of Governors Election Pe... | 05/08/2020

Notices: Regulatory Notice 20-13 FINRA Reminds Firms to Beware of Fraud During ... | 05/05/2020

Notices: Regulatory Notice 20-12 FINRA Warns of Fraudulent Phishing Emails Purp... | 05/04/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 05/04/2020

 
 
 
FRS
 
 
 
 

Notice: Proposed Agency Information Collection Activities; Comment Request... | 05/11/2020

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 05/11/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 05/11/2020

Notice: Proposed Agency Information Collection Activities; Comment Request... | 05/11/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 05/11/2020

Final Rule: Liquidity Coverage Ratio Rule: Treatment of Certain Emergency Faciliti... | 05/06/2020

Notice: Notice of Proposals To Engage in or To Acquire Companies Engaged in Pe... | 05/05/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 05/05/2020

 
 
 
FTC
 
 
 
 

Proposed Rule: Semiannual Regulatory Agenda... | 05/07/2020

Notice: Agency Information Collection Activities; Proposed Collection; Comment... | 05/04/2020

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2020-14 Selling Requirements and Guidance Related to COVID-19... | 05/05/2020

 
 
 
INT-BIS
 
 
 
 

Agency Update: Pension contributions and tax-based incentives: evidence from the TCJA... | 05/08/2020

Agency Update: On the instability of banking and other financial intermediation... | 05/08/2020

Agency Update: Dealers' insurance, market structure, and liquidity... | 05/04/2020

 
 
 
INT-EC
 
 
 
 

News: EU Member States sign an agreement for the termination of intra-EU bil... | 05/05/2020

 
 
 
INT-FSB
 
 
 
 

Agency Update: FSB compensation workshop 2019: Key takeaways -- PDF... | 05/08/2020

Agency Update: FSB compensation workshop 2019: Key takeaways... | 05/08/2020

Consultations: Guidance on financial resources to support CCP resolution and on the t... | 05/04/2020

Consultations: Guidance on financial resources to support CCP resolution and on the t... | 05/04/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Natio... | 05/07/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Order Appr... | 05/05/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 05/05/2020

 
 
 
OCC
 
 
 
 

News Release: News Release 2020-60... | 05/08/2020

Comment: Regulatory Capital Rule: Payment Protection Program Lending Facility a... | 05/06/2020

Final Rule: Liquidity Coverage Ratio Rule: Treatment of Certain Emergency Faciliti... | 05/06/2020

Comment: Licensing Amendments; Public Submission; Bank Policy Institute... | 05/05/2020

Comment: Licensing Amendments; Public Submission; Conference of State Bank Supe... | 05/05/2020

Comment: Licensing Amendments; Public Submission; American Bankers Association... | 05/05/2020

News Release: News Release 2020-59... | 05/05/2020

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions... | 05/11/2020

Financial Sanction: Specially Designated Nationals (SDN) List Administrative Updates... | 05/07/2020

Financial Sanction: Settlement Agreement between the U.S. Department of the Treasury's Off... | 05/06/2020

Notice: Notice of OFAC Sanctions Actions... | 05/04/2020

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of P... | 05/11/2020

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of ... | 05/11/2020

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and I... | 05/11/2020

Notice: Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filin... | 05/11/2020

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of ... | 05/08/2020

Notice: Self-Regulatory Organizations; The Options Clearing Corporation; Notic... | 05/08/2020

Notice: In the Matter of the Application of MEMX LLC for Registration as a Nat... | 05/08/2020

Notice: Sunshine Act Meetings... | 05/08/2020

Notice: Asset Management Advisory Committee; Meeting... | 05/08/2020

Notice: Proposed Collection; Comment Request... | 05/07/2020

 
 
 
TREAS
 
 
 
 

Notice: Open Meeting of the Federal Advisory Committee on Insurance... | 05/11/2020

News: U.S. Department of the Treasury... | 05/08/2020

News: U.S. Department of the Treasury... | 05/07/2020

News: U.S. Department of the Treasury... | 05/06/2020

News: U.S. Department of the Treasury... | 05/06/2020

News: U.S. Department of the Treasury... | 05/06/2020

News: U.S. Department of the Treasury... | 05/06/2020

News: U.S. Department of the Treasury... | 05/05/2020

News: U.S. Department of the Treasury... | 05/04/2020

News: U.S. Department of the Treasury... | 05/04/2020

 
 
 
UK-BOE
 
 
 
 

News: The Bank=E2=80=99s risk management approach to collateral referencing LIBOR fo... | 05/07/2020

Agency Update: Bank of England Weekly Report 6 May 2020... | 05/07/2020

Agency Update: Monthly Decision Maker Panel data - April 2020... | 05/07/2020

News: Statement by the Bank of England and Prudential Regulation Authority o... | 05/07/2020

News: Bank Rate maintained at 0.1% - May 2020... | 05/07/2020

News: The Financial Services Regulatory Initiatives Forum launches Grid to h... | 05/07/2020

Agency Update: Monetary Policy Report and Interim Financial Stability Report - May 20... | 05/07/2020

Agency Update: Monetary Policy Report and Interim Financial Stability Report - May 20... | 05/07/2020

Agency Update: Monetary Policy Report and Interim Financial Stability Report - May 20... | 05/07/2020

Agency Update: Monetary Policy Report and Interim Financial Stability Report - May 20... | 05/07/2020

 
 
 
UK-FCA
 
 
 
 

News: FCA and HMRC make collaboration agreement... | 05/11/2020

News: FCA update following the Prime Minister=E2=80=99s statement on Sunday 10 May... | 05/10/2020

News: Brewin Dolphin (clone of authorised firm)... | 05/07/2020

News: Blix Group... | 05/07/2020

News: Rathbone Trust Capital (Clone of authorised firm)... | 05/07/2020

News: The Financial Services Regulatory Initiatives Forum launches Grid to h... | 05/07/2020

News: Infinitrade... | 05/07/2020

News: My MarketUK... | 05/07/2020

News: Goldman Banc... | 05/07/2020

News: Acorn Property Group / RST South West Investments Limited... | 05/07/2020

 
 
 
UK-ICO
 
 
 
 

News: Statement in response to media enquiries about the Data Protection Imp... | 05/07/2020

News: ICO statement on Adtech work... | 05/07/2020

News: Information Commissioner sets out new priorities for UK data protectio... | 05/05/2020

News: Information Commissioner and Head of Technology and Innovation appear ... | 05/04/2020

News: COVID-19 contact tracing: data protection expectations on app developm... | 05/04/2020

 
 
 
UK-PRA
 
 
 
 

Statement: Statement by the PRA on conversion of Pillar 2A capital requirements f... | 05/07/2020

Statement: Statement by the Prudential Regulation Authority on prioritisation in ... | 05/07/2020

Statement: Statement by the PRA on conversion of Pillar 2A capital requirements f... | 05/07/2020

Statement: Statement on credit risk mitigation eligibility and leverage ratio tre... | 05/04/2020

Statement: Statement on credit risk mitigation eligibility and leverage ratio tre... | 05/04/2020

 
 
 
VA
 
 
 
 

Notice: Advisory Committee on Former Prisoners of War, Notice of Meeting... | 05/11/2020

Notice: Department of Veterans Affairs Guidance Document Database and Portal (... | 05/11/2020

Notice: Agency Information Collection Activity: Customer Satisfaction Surveys... | 05/05/2020

Notice: Agency Information Collection Activity: Application for Approval of a ... | 05/05/2020

Notice: Agency Information Collection Activity: Time Record (Work-Study Progra... | 05/05/2020

Notice: Advisory Committee on Disability Compensation, Notice of Meeting... | 05/05/2020

 

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