Regulatory Agency Updates | Week of March 30 to April 06

Agency Report Mar 30 - Apr 6

 
 
CA-OSFI
 
 
 
 

Letter: Avis de modification des cotisations minimales de base... | 03/31/2020

Letter: Notice of Changes to Minimum Base Assessments... | 03/31/2020

Letter: Capital treatment for exposures acquired through new Government of Can... | 03/30/2020

Letter: R=C3=A9gime de fonds propres au titre des expositions d=C3=A9coulant de l'instau... | 03/30/2020

 
 
 
CFPB
 
 
 
 
 
 
 
 

Report: Office of Servicemember Affairs Annual Report for Fiscal Year 2019... | 04/03/2020

Press release: Media Advisory: Consumer Financial Protection Bureau Releases Video on... | 04/03/2020

News: Federal Agencies Encourage Mortgage Servicers to Work with Struggling ... | 04/03/2020

News: Media Advisory: Consumer Financial Protection Bureau Releases Video on... | 04/03/2020

News: Here's what we=E2=80=99ve been doing over the past year to help military famil... | 04/03/2020

News: Office of Servicemember Affairs Annual Report for Fiscal Year 2019... | 04/03/2020

Blog: Online and mobile banking tips for beginners... | 04/03/2020

News: Est=C3=A9 alerta con las estafas relacionadas con el coronavirus... | 04/03/2020

Press release: Federal Agencies Encourage Mortgage Servicers to Work with Struggling ... | 04/03/2020

Blog: Tips to stay on top of your finances during the coronavirus pandemic... | 04/03/2020

 
 
 
CFTC
 
 
 
 

Agency Update: 20-12... | 03/31/2020

 
 
 
DOJ
 
 
 
 

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Water Act... | 03/30/2020

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 04/01/2020

Notice: Agency Information Collection Activities; Comment Request; Request for... | 04/01/2020

 
 
 
EOP
 
 
 
 

Presidential Document: National Donate Life Month, 2020... | 04/06/2020

Presidential Document: Cancer Control Month, 2020... | 04/06/2020

Presidential Document: Continuation of the National Emergency With Respect to Somalia... | 04/06/2020

Presidential Document: National Sexual Assault Awareness and Prevention Month, 2020... | 04/06/2020

Presidential Document: National Child Abuse Prevention Month, 2020... | 04/06/2020

Presidential Document: Second Chance Month, 2020... | 04/06/2020

Presidential Document: Continuation of the National Emergency With Respect to South Sudan... | 04/02/2020

Presidential Document: Extending the Wind-Down Period for Deferred Enforced Departure for Lib... | 04/02/2020

Presidential Document: National Doctors Day, 2020... | 04/02/2020

Presidential Document: National Emergency Authority To Order the Selected Reserve and Certain... | 04/01/2020

 
 
 
FDIC
 
 
 
 

News: FDIC Extends Comment Period Related to the Proposed Revisions to the B... | 04/03/2020

News: New SBA and Treasury Programs Available for Small Business Relief... | 04/02/2020

Final Rule: Standardized Approach for Calculating the Exposure Amount of Derivativ... | 03/31/2020

Proposed Rule: Parent Companies of Industrial Banks and Industrial Loan Companies... | 03/31/2020

News: Joint Statement on the Interaction of the CECL Revised Transition Inte... | 03/31/2020

Final Rule: Regulatory Capital Rule: Revised Transition of the Current Expected Cr... | 03/31/2020

News: Adjusting the Calculations for Credit Concentration... | 03/30/2020

 
 
 
FINCEN
 
 
 
 

News: The Financial Crimes Enforcement Network Provides Further Information ... | 04/03/2020

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): Alexander Jon James AWCs (Letters of Acceptance, Waiver, and Consent)... | 04/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Alexander Jon James AWCs (Letters of Acceptance, Waiver, and Consent)... | 04/02/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 04/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Barry Robert Bode AWCs (Letters of Acceptance, Waiver, and Consent)... | 04/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Lazaros Coss AWCs (Letters of Acceptance, Waiver, and Consent)... | 04/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Clare Marie Cail AWCs (Letters of Acceptance, Waiver, and Consent)... | 04/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Patrick M. Coogan AWCs (Letters of Acceptance, Waiver, and Consent)... | 04/01/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Jacqueline Jacobsen AWCs (Letters of Acceptance, Waiver, and Consent)... | 04/01/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 04/01/2020

Complaints: Chams Khwaja Complaints... | 04/01/2020

 
 
 
FRS
 
 
 
 
 
 

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 04/06/2020

Final Rule: Federal Reserve Policy on Payment System Risk; U.S. Branches and Agenc... | 04/06/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 04/03/2020

News: Federal agencies encourage mortgage servicers to work with struggling ... | 04/03/2020

News: Joint Statement on Supervisory and Enforcement Practices Regarding the... | 04/03/2020

Final Rule: Control and Divestiture Proceedings... | 04/02/2020

News: Agencies will consider comments on Volcker rule modifications followin... | 04/02/2020

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 04/01/2020

Notice: Privacy Act of 1974; System of Records... | 04/01/2020

Notice: Notice of Proposals To Engage in or To Acquire Companies Engaged in Pe... | 04/01/2020

 
 
 
FTC
 
 
 
 

Notice: Federal-Mogul Motorparts LLC; Analysis to Aid Public Comment... | 04/06/2020

News: FTC and FCC Send Joint Letters to VoIP Service Providers Warning again... | 04/03/2020

News: FTC Sues to Unwind Altria's $12.8 Billion Investment in Competitor JUU... | 04/01/2020

Enforcement: Commission Order Withdrawing Respondent Safariland, LLC from Adjudicat... | 04/01/2020

Enforcement: Tobacco
FTC Sues to Unwind Altria=E2=80=99s $12.8 Billion Investment in Compet... | 04/01/2020

News: Directions & Nearby
FTC Announces September 22 Workshop on Data Portab... | 03/31/2020

News: FTC Announces September 22 Workshop on Data Portability... | 03/31/2020

News: FTC Data Shows Jump in Coronavirus-related Complaints from Consumers... | 03/31/2020

Enforcement: Manufacturing
Agreement Containing Consent Orders (126.09 KB)
Complain... | 03/30/2020

News: FTC Sends More Than $1 Million in Refunds to Victims of Invention Prom... | 03/30/2020

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2020-8 Selling Guidance related to COVID-19... | 03/31/2020

 
 
 
INT-BIS
 
 
 
 

News: Basel Committee sets out additional measures to alleviate the impact o... | 04/03/2020

Agency Update: Measures to reflect the impact of Covid-19... | 04/03/2020

News: Basel Committee sets out additional measures to alleviate the impact o... | 04/03/2020

News: Basel Committee and IOSCO announce deferral of final implementation ph... | 04/03/2020

News: Basel Committee and IOSCO announce deferral of final implementation ph... | 04/03/2020

Standards: Margin requirements for non-centrally cleared derivatives... | 04/03/2020

Agency Update: Average inflation targeting and the interest rate lower bound... | 04/02/2020

Agency Update: Central bank swaps then and now: swaps and dollar liquidity in the 196... | 04/01/2020

Agency Update: The impact of unconventional monetary policies on retail lending and d... | 03/31/2020

Agency Update: Reserve management and sustainability: the case for green bonds?... | 03/30/2020

 
 
 
INT-EC
 
 
 
 

News: The Commission launches a consultation on a new digital finance strate... | 04/03/2020

News: Statement on European payments: Cooperation agreement concluded betwee... | 04/03/2020

News: The Commission launches a consultation on a new digital finance strate... | 04/03/2020

News: The Commission launches a consultation on a retail payments strategy f... | 04/03/2020

News: The Commission launches a consultation on a retail payments strategy f... | 04/03/2020

 
 
 
INT-FSB
 
 
 
 

News: FSB members take action to ensure continuity of critical financial ser... | 04/02/2020

News: The 17th meeting of the FSB MENA group discusses regional financial st... | 04/02/2020

 
 
 
INT-IOSCO
 
 
 
 

Final Rule: FR03/2020 Margin requirements for non-centrally cleared derivatives... | 04/03/2020

 
 
 
NCUA
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 04/03/2020

Notice: Community Development Revolving Loan Fund Access for Credit Unions... | 04/01/2020

Notice: Community Development Revolving Loan Fund Access for Credit Unions... | 04/01/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 04/06/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 04/01/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Order Inst... | 04/01/2020

 
 
 
OCC
 
 
 
 
 
 

Notice: Agency Information Collection Activities: Information Collection Renew... | 04/06/2020

News Release: News Release 2020-48... | 04/03/2020

News Release: News Release 2020-47... | 04/02/2020

Proposed Rule: Licensing Amendments... | 04/02/2020

News Release: News Release 2020-46... | 04/01/2020

Final Rule: Standardized Approach for Calculating the Exposure Amount of Derivativ... | 03/31/2020

Final Rule: Regulatory Capital Rule: Revised Transition of the Current Expected Cr... | 03/31/2020

Notice: Mutual Savings Association Advisory Committee... | 03/30/2020

News Release: News Release 2020-45... | 03/30/2020

News Release: News Release 2020-44... | 03/30/2020

 
 
 
OFAC
 
 
 
 

Financial Sanction: Issuance of Venezuela-related General License 13E... | 04/03/2020

Notice: Notice of OFAC Sanctions Actions... | 04/01/2020

Notice: Notice of OFAC Sanctions Actions... | 03/31/2020

Notice: Notice of OFAC Sanctions Actions... | 03/31/2020

 
 
 
RHS
 
 
 
 

Final Rule: Notification of Guarantee Loan Payment Deferrals for Business and Indu... | 03/31/2020

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and... | 04/06/2020

Notice: Sunshine Act Meetings... | 04/06/2020

Notice: Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing a... | 04/06/2020

Notice: Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing an... | 04/06/2020

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a... | 04/06/2020

Notice: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and I... | 04/06/2020

Notice: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and I... | 04/06/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 04/06/2020

Notice: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and I... | 04/06/2020

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a... | 04/06/2020

 
 
 
TREAS
 
 
 
 

Notice: Community Development Financial Institutions Fund... | 04/03/2020

News: U.S. Department of the Treasury... | 04/01/2020

News: U.S. Department of the Treasury... | 04/01/2020

News: U.S. Department of the Treasury... | 04/01/2020

News: U.S. Department of the Treasury... | 03/31/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 03/31/2020

News: U.S. Department of the Treasury... | 03/31/2020

News: U.S. Department of the Treasury... | 03/31/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 03/31/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 03/30/2020

 
 
 
UK-BOE
 
 
 
 

News: Central Bank Digital Currency Discussion Paper Webinar... | 04/04/2020

Agency Update: Central Bank Digital Currency Discussion Paper Webinar... | 04/03/2020

News: Asset Purchase Facility (APF): Additional Corporate Bond Purchases =E2=80=93 M... | 04/02/2020

Agency Update: Bank of England Weekly Report 1 April 2020... | 04/02/2020

News: Statistical Notice 2020/02... | 04/02/2020

Agency Update: Monthly Decision Maker Panel data - March 2020... | 04/02/2020

Weekly report: Bank of England Weekly Report 1 April 2020 -- Changes to the Bank's we... | 04/02/2020

Agency Update: Statistical Notice 2020/02 -- Guidance on regulatory reporting... | 04/02/2020

Agency Update: Asset Purchase Facility (APF): Additional Corporate Bond Purchases - M... | 04/02/2020

Agency Update: Monthly Decision Maker Panel data - March 2020... | 04/02/2020

 
 
 
UK-FCA
 
 
 
 

News: Compare My Policy... | 04/03/2020

News: National Investor Guide... | 04/03/2020

News: Sandberg Financials LLC... | 04/03/2020

News: Secured Investment... | 04/03/2020

News: Smith & Williamson Holdings (clone of authorised firm)... | 04/03/2020

News: Tesco Plc Trade... | 04/03/2020

News: Best Fixed Rates/ BestFixedRates... | 04/03/2020

News: Fixed Rate Bonds /Safe Bonds/ BAH Financiere Management Limited... | 04/03/2020

News: Investor Supermarket... | 04/03/2020

News: Oralad Management (Clone of EEA authorised firm)... | 04/03/2020

 
 
 
UK-HMT
 
 
 
 
 
 
 
 

News Story: Update to appointment on Financial Conduct Authority (FCA) Board... | 04/03/2020

Research: UK official holdings of international reserves: March 2020... | 04/03/2020

Independent Report: National Savings and Investments (NS&I) tailored review... | 04/02/2020

Guidance: Supporting vital service provision in PFI/PF2 contracts during the COV... | 04/02/2020

News Story: Statement from HM Treasury and the Prudential Regulation Authority on ... | 04/02/2020

News Story: Chancellor strengthens support on offer for business as first governme... | 04/02/2020

Speech: Business Secretary's statement on coronavirus (COVID-19): 1 April 2020... | 04/01/2020

News Story: High street benefits from =C2=A322 billion grants and business rates packag... | 04/01/2020

Policy Paper: Public Works Loan Board: Final report (1 April 2019 to 24 February 202... | 04/01/2020

Guidance: The Magenta Book... | 04/01/2020

 
 
 
UK-ICO
 
 
 
 

News: Grwpiau cymunedol a COVID-19... | 03/30/2020

 
 
 
UK-PRA
 
 
 
 
 
 

Statement: Joint PRA and FCA Statement on 'Senior Managers and Certification Regi... | 04/03/2020

Statement: Joint PRA and FCA Statement on 'Senior Managers and Certification Regi... | 04/03/2020

Supervisory statement: Solvency II: illiquid unrated assets - Supervisory Statement 3/17 - Ap... | 04/02/2020

Supervisory statement: Solvency II: illiquid unrated assets... | 04/02/2020

Policy statement: Solvency II: Income producing real estate loans and internal credit as... | 04/02/2020

Statement: Covid-19 regulatory reporting and disclosure amendments - Statement... | 04/02/2020

Policy statement: Solvency II: Income producing real estate loans and internal credit as... | 04/02/2020

Statement: Joint PRA and HMT statement on the delay to implementation of the Base... | 04/02/2020

Statement: Covid-19 regulatory reporting and disclosure amendments... | 04/02/2020

PRA Regulatory Digest: PRA Regulatory Digest - March 2020... | 04/01/2020

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity: Principles of Excellence Compl... | 04/03/2020

Notice: Advisory Committee: VA National Academic Affiliations Council, Notice ... | 04/03/2020

Notice: Agency Information Collection Activity: (Request for Disinterment)... | 04/03/2020

Notice: Agency Information Collection Activity: Report and Certification of Lo... | 04/03/2020

Notice: National Research Advisory Council; Notice of Meeting... | 04/02/2020

Notice: Geriatrics and Gerontology Advisory Group, Notice of Meeting; Cancella... | 04/02/2020

Notice: Agency Information Collection Activity: Application for Supplemental S... | 03/30/2020

 

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