192 Enforcement Actions in the U.S. over past 30 days

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CFPB enforcements decreased 11% over the past 30 days

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SEC issued enforcements: $59,971,440.07 over the past 30 days

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69 Final Rules go into effect in the next 30 days

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36 Mortgage Lending docs published in the last 7 days

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167 docs with 1954 extracted obligations from the last 7 days

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39 new Proposed and Final Rules were published in the past 7 days

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2096 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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CA-OSFI
 
 
 
 

Letter: Avis de modification des cotisations minimales de base… | 03/31/2020

Letter: Notice of Changes to Minimum Base Assessments… | 03/31/2020

Letter: Capital treatment for exposures acquired through new Government of Can… | 03/30/2020

Letter: R=C3=A9gime de fonds propres au titre des expositions d=C3=A9coulant de l’instau… | 03/30/2020

 
 
 
CFPB
 
 
 
 
 
 
 
 

Report: Office of Servicemember Affairs Annual Report for Fiscal Year 2019… | 04/03/2020

Press release: Media Advisory: Consumer Financial Protection Bureau Releases Video on… | 04/03/2020

News: Federal Agencies Encourage Mortgage Servicers to Work with Struggling … | 04/03/2020

News: Media Advisory: Consumer Financial Protection Bureau Releases Video on… | 04/03/2020

News: Here’s what we=E2=80=99ve been doing over the past year to help military famil… | 04/03/2020

News: Office of Servicemember Affairs Annual Report for Fiscal Year 2019… | 04/03/2020

Blog: Online and mobile banking tips for beginners… | 04/03/2020

News: Est=C3=A9 alerta con las estafas relacionadas con el coronavirus… | 04/03/2020

Press release: Federal Agencies Encourage Mortgage Servicers to Work with Struggling … | 04/03/2020

Blog: Tips to stay on top of your finances during the coronavirus pandemic… | 04/03/2020

 
 
 
CFTC
 
 
 
 

Agency Update: 20-12… | 03/31/2020

 
 
 
DOJ
 
 
 
 

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Water Act… | 03/30/2020

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 04/01/2020

Notice: Agency Information Collection Activities; Comment Request; Request for… | 04/01/2020

 
 
 
EOP
 
 
 
 

Presidential Document: National Donate Life Month, 2020… | 04/06/2020

Presidential Document: Cancer Control Month, 2020… | 04/06/2020

Presidential Document: Continuation of the National Emergency With Respect to Somalia… | 04/06/2020

Presidential Document: National Sexual Assault Awareness and Prevention Month, 2020… | 04/06/2020

Presidential Document: National Child Abuse Prevention Month, 2020… | 04/06/2020

Presidential Document: Second Chance Month, 2020… | 04/06/2020

Presidential Document: Continuation of the National Emergency With Respect to South Sudan… | 04/02/2020

Presidential Document: Extending the Wind-Down Period for Deferred Enforced Departure for Lib… | 04/02/2020

Presidential Document: National Doctors Day, 2020… | 04/02/2020

Presidential Document: National Emergency Authority To Order the Selected Reserve and Certain… | 04/01/2020

 
 
 
FDIC
 
 
 
 

News: FDIC Extends Comment Period Related to the Proposed Revisions to the B… | 04/03/2020

News: New SBA and Treasury Programs Available for Small Business Relief… | 04/02/2020

Final Rule: Standardized Approach for Calculating the Exposure Amount of Derivativ… | 03/31/2020

Proposed Rule: Parent Companies of Industrial Banks and Industrial Loan Companies… | 03/31/2020

News: Joint Statement on the Interaction of the CECL Revised Transition Inte… | 03/31/2020

Final Rule: Regulatory Capital Rule: Revised Transition of the Current Expected Cr… | 03/31/2020

News: Adjusting the Calculations for Credit Concentration… | 03/30/2020

 
 
 
FINCEN
 
 
 
 

News: The Financial Crimes Enforcement Network Provides Further Information … | 04/03/2020

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): Alexander Jon James AWCs (Letters of Acceptance, Waiver, and Consent)… | 04/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Alexander Jon James AWCs (Letters of Acceptance, Waiver, and Consent)… | 04/02/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 04/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Barry Robert Bode AWCs (Letters of Acceptance, Waiver, and Consent)… | 04/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Lazaros Coss AWCs (Letters of Acceptance, Waiver, and Consent)… | 04/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Clare Marie Cail AWCs (Letters of Acceptance, Waiver, and Consent)… | 04/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Patrick M. Coogan AWCs (Letters of Acceptance, Waiver, and Consent)… | 04/01/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Jacqueline Jacobsen AWCs (Letters of Acceptance, Waiver, and Consent)… | 04/01/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 04/01/2020

Complaints: Chams Khwaja Complaints… | 04/01/2020

 
 
 
FRS
 
 
 
 
 
 

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 04/06/2020

Final Rule: Federal Reserve Policy on Payment System Risk; U.S. Branches and Agenc… | 04/06/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 04/03/2020

News: Federal agencies encourage mortgage servicers to work with struggling … | 04/03/2020

News: Joint Statement on Supervisory and Enforcement Practices Regarding the… | 04/03/2020

Final Rule: Control and Divestiture Proceedings… | 04/02/2020

News: Agencies will consider comments on Volcker rule modifications followin… | 04/02/2020

Notice: Agency Information Collection Activities: Announcement of Board Approv… | 04/01/2020

Notice: Privacy Act of 1974; System of Records… | 04/01/2020

Notice: Notice of Proposals To Engage in or To Acquire Companies Engaged in Pe… | 04/01/2020

 
 
 
FTC
 
 
 
 

Notice: Federal-Mogul Motorparts LLC; Analysis to Aid Public Comment… | 04/06/2020

News: FTC and FCC Send Joint Letters to VoIP Service Providers Warning again… | 04/03/2020

News: FTC Sues to Unwind Altria’s $12.8 Billion Investment in Competitor JUU… | 04/01/2020

Enforcement: Commission Order Withdrawing Respondent Safariland, LLC from Adjudicat… | 04/01/2020

Enforcement: Tobacco
FTC Sues to Unwind Altria=E2=80=99s $12.8 Billion Investment in Compet… | 04/01/2020

News: Directions & Nearby
FTC Announces September 22 Workshop on Data Portab… | 03/31/2020

News: FTC Announces September 22 Workshop on Data Portability… | 03/31/2020

News: FTC Data Shows Jump in Coronavirus-related Complaints from Consumers… | 03/31/2020

Enforcement: Manufacturing
Agreement Containing Consent Orders (126.09 KB)
Complain… | 03/30/2020

News: FTC Sends More Than $1 Million in Refunds to Victims of Invention Prom… | 03/30/2020

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2020-8 Selling Guidance related to COVID-19… | 03/31/2020

 
 
 
INT-BIS
 
 
 
 

News: Basel Committee sets out additional measures to alleviate the impact o… | 04/03/2020

Agency Update: Measures to reflect the impact of Covid-19… | 04/03/2020

News: Basel Committee sets out additional measures to alleviate the impact o… | 04/03/2020

News: Basel Committee and IOSCO announce deferral of final implementation ph… | 04/03/2020

News: Basel Committee and IOSCO announce deferral of final implementation ph… | 04/03/2020

Standards: Margin requirements for non-centrally cleared derivatives… | 04/03/2020

Agency Update: Average inflation targeting and the interest rate lower bound… | 04/02/2020

Agency Update: Central bank swaps then and now: swaps and dollar liquidity in the 196… | 04/01/2020

Agency Update: The impact of unconventional monetary policies on retail lending and d… | 03/31/2020

Agency Update: Reserve management and sustainability: the case for green bonds?… | 03/30/2020

 
 
 
INT-EC
 
 
 
 

News: The Commission launches a consultation on a new digital finance strate… | 04/03/2020

News: Statement on European payments: Cooperation agreement concluded betwee… | 04/03/2020

News: The Commission launches a consultation on a new digital finance strate… | 04/03/2020

News: The Commission launches a consultation on a retail payments strategy f… | 04/03/2020

News: The Commission launches a consultation on a retail payments strategy f… | 04/03/2020

 
 
 
INT-FSB
 
 
 
 

News: FSB members take action to ensure continuity of critical financial ser… | 04/02/2020

News: The 17th meeting of the FSB MENA group discusses regional financial st… | 04/02/2020

 
 
 
INT-IOSCO
 
 
 
 

Final Rule: FR03/2020 Margin requirements for non-centrally cleared derivatives… | 04/03/2020

 
 
 
NCUA
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment… | 04/03/2020

Notice: Community Development Revolving Loan Fund Access for Credit Unions… | 04/01/2020

Notice: Community Development Revolving Loan Fund Access for Credit Unions… | 04/01/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 04/06/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 04/01/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Order Inst… | 04/01/2020

 
 
 
OCC
 
 
 
 
 
 

Notice: Agency Information Collection Activities: Information Collection Renew… | 04/06/2020

News Release: News Release 2020-48… | 04/03/2020

News Release: News Release 2020-47… | 04/02/2020

Proposed Rule: Licensing Amendments… | 04/02/2020

News Release: News Release 2020-46… | 04/01/2020

Final Rule: Standardized Approach for Calculating the Exposure Amount of Derivativ… | 03/31/2020

Final Rule: Regulatory Capital Rule: Revised Transition of the Current Expected Cr… | 03/31/2020

Notice: Mutual Savings Association Advisory Committee… | 03/30/2020

News Release: News Release 2020-45… | 03/30/2020

News Release: News Release 2020-44… | 03/30/2020

 
 
 
OFAC
 
 
 
 

Financial Sanction: Issuance of Venezuela-related General License 13E… | 04/03/2020

Notice: Notice of OFAC Sanctions Actions… | 04/01/2020

Notice: Notice of OFAC Sanctions Actions… | 03/31/2020

Notice: Notice of OFAC Sanctions Actions… | 03/31/2020

 
 
 
RHS
 
 
 
 

Final Rule: Notification of Guarantee Loan Payment Deferrals for Business and Indu… | 03/31/2020

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and… | 04/06/2020

Notice: Sunshine Act Meetings… | 04/06/2020

Notice: Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing a… | 04/06/2020

Notice: Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing an… | 04/06/2020

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a… | 04/06/2020

Notice: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and I… | 04/06/2020

Notice: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and I… | 04/06/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 04/06/2020

Notice: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and I… | 04/06/2020

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a… | 04/06/2020

 
 
 
TREAS
 
 
 
 

Notice: Community Development Financial Institutions Fund… | 04/03/2020

News: U.S. Department of the Treasury… | 04/01/2020

News: U.S. Department of the Treasury… | 04/01/2020

News: U.S. Department of the Treasury… | 04/01/2020

News: U.S. Department of the Treasury… | 03/31/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 03/31/2020

News: U.S. Department of the Treasury… | 03/31/2020

News: U.S. Department of the Treasury… | 03/31/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 03/31/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 03/30/2020

 
 
 
UK-BOE
 
 
 
 

News: Central Bank Digital Currency Discussion Paper Webinar… | 04/04/2020

Agency Update: Central Bank Digital Currency Discussion Paper Webinar… | 04/03/2020

News: Asset Purchase Facility (APF): Additional Corporate Bond Purchases =E2=80=93 M… | 04/02/2020

Agency Update: Bank of England Weekly Report 1 April 2020… | 04/02/2020

News: Statistical Notice 2020/02… | 04/02/2020

Agency Update: Monthly Decision Maker Panel data – March 2020… | 04/02/2020

Weekly report: Bank of England Weekly Report 1 April 2020 — Changes to the Bank’s we… | 04/02/2020

Agency Update: Statistical Notice 2020/02 — Guidance on regulatory reporting… | 04/02/2020

Agency Update: Asset Purchase Facility (APF): Additional Corporate Bond Purchases – M… | 04/02/2020

Agency Update: Monthly Decision Maker Panel data – March 2020… | 04/02/2020

 
 
 
UK-FCA
 
 
 
 

News: Compare My Policy… | 04/03/2020

News: National Investor Guide… | 04/03/2020

News: Sandberg Financials LLC… | 04/03/2020

News: Secured Investment… | 04/03/2020

News: Smith & Williamson Holdings (clone of authorised firm)… | 04/03/2020

News: Tesco Plc Trade… | 04/03/2020

News: Best Fixed Rates/ BestFixedRates… | 04/03/2020

News: Fixed Rate Bonds /Safe Bonds/ BAH Financiere Management Limited… | 04/03/2020

News: Investor Supermarket… | 04/03/2020

News: Oralad Management (Clone of EEA authorised firm)… | 04/03/2020

 
 
 
UK-HMT
 
 
 
 
 
 
 
 

News Story: Update to appointment on Financial Conduct Authority (FCA) Board… | 04/03/2020

Research: UK official holdings of international reserves: March 2020… | 04/03/2020

Independent Report: National Savings and Investments (NS&I) tailored review… | 04/02/2020

Guidance: Supporting vital service provision in PFI/PF2 contracts during the COV… | 04/02/2020

News Story: Statement from HM Treasury and the Prudential Regulation Authority on … | 04/02/2020

News Story: Chancellor strengthens support on offer for business as first governme… | 04/02/2020

Speech: Business Secretary’s statement on coronavirus (COVID-19): 1 April 2020… | 04/01/2020

News Story: High street benefits from =C2=A322 billion grants and business rates packag… | 04/01/2020

Policy Paper: Public Works Loan Board: Final report (1 April 2019 to 24 February 202… | 04/01/2020

Guidance: The Magenta Book… | 04/01/2020

 
 
 
UK-ICO
 
 
 
 

News: Grwpiau cymunedol a COVID-19… | 03/30/2020

 
 
 
UK-PRA
 
 
 
 
 
 

Statement: Joint PRA and FCA Statement on ‘Senior Managers and Certification Regi… | 04/03/2020

Statement: Joint PRA and FCA Statement on ‘Senior Managers and Certification Regi… | 04/03/2020

Supervisory statement: Solvency II: illiquid unrated assets – Supervisory Statement 3/17 – Ap… | 04/02/2020

Supervisory statement: Solvency II: illiquid unrated assets… | 04/02/2020

Policy statement: Solvency II: Income producing real estate loans and internal credit as… | 04/02/2020

Statement: Covid-19 regulatory reporting and disclosure amendments – Statement… | 04/02/2020

Policy statement: Solvency II: Income producing real estate loans and internal credit as… | 04/02/2020

Statement: Joint PRA and HMT statement on the delay to implementation of the Base… | 04/02/2020

Statement: Covid-19 regulatory reporting and disclosure amendments… | 04/02/2020

PRA Regulatory Digest: PRA Regulatory Digest – March 2020… | 04/01/2020

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity: Principles of Excellence Compl… | 04/03/2020

Notice: Advisory Committee: VA National Academic Affiliations Council, Notice … | 04/03/2020

Notice: Agency Information Collection Activity: (Request for Disinterment)… | 04/03/2020

Notice: Agency Information Collection Activity: Report and Certification of Lo… | 04/03/2020

Notice: National Research Advisory Council; Notice of Meeting… | 04/02/2020

Notice: Geriatrics and Gerontology Advisory Group, Notice of Meeting; Cancella… | 04/02/2020

Notice: Agency Information Collection Activity: Application for Supplemental S… | 03/30/2020

 

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