193 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements decreased 15% over the past 30 days


SEC issued enforcements: $69,991,450.57 over the past 30 days


78 Final Rules go into effect in the next 30 days


36 Mortgage Lending docs published in the last 7 days


173 docs with 2254 extracted obligations from the last 7 days


53 new Proposed and Final Rules were published in the past 7 days


2302 new docs in pro.compliance.ai within the last 7 days


Introducing new content from WesPay

News | Published 03/23/2018
CHICAGO, IL – After an investigation by the U.S. Department of Labor’s Employee Benefits Security Administration (EBSA), a U.S. District Court in Chicago has sentenced Robert Melko, a former trustee of the Trust Fund for Apprentice & Journeyman Educa… Read More


Enforcement | Published 03/19/2018
3/19/2018 Elizabeth Holmes, et al. (Release No. LR-24069; Mar. 19, 2018) Search SEC Documents Go Company Filings | More Search Options ABOUT DIVISIONS ENFORCEMENT REGULATION EDUCATION FILINGS NEWS ENFORCEMENT Litigation Release No. 24069… Read More
News | Published 03/22/2018
Press Release For Immediate Release March 22, 2018 FFIEC Provides Update of Examination Modernization Project The members of the Federal Financial Institutions Examination Council (FFIEC) today announced an update on its Examination Modernization Pro… Read More


News | Published 03/23/2018
WASHINGTON — The Office of the Comptroller of the Currency (OCC) reported trading revenue of U.S. commercial banks and federal savings associations of $5 billion in the fourth quarter 2017, $1.4 billion, or 21.2 percent, lower than the previous quart… Read More


News | Published 03/20/2018
March 20, 2018 Federal Reserve Board announces approval of application by The Charles Schwab Corporation For release at 4:30 p.m. EDTRead More


Notice | Published 03/19/2018 | Comments Close 04/18/2018
The Department of Labor (DOL) is submitting the Occupational Safety and Health Administration (OSHA) sponsored information collection request (ICR) titled, “Hazardous Energy Control Standard,” to the Office of Management and Budget (OMB) for review… Read More


Notice | Published 03/19/2018 | Comments Close 04/18/2018
In compliance with the Paperwork Reduction Act (PRA) of 1995, this notice announces that the Veterans Benefits Administration, Department of Veterans Affairs, will submit the collection of information abstracted below to the Office of Management and… Read More


Notice | Published 03/20/2018 | Comments Close 05/21/2018
The Department of Justice, Office of the Chief Information Officer, is submitting the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995… Read More
Notice | Published 03/20/2018
The Commodity Futures Trading Commission (CFTC) announces that on Thursday, April 5, 2018, from 9:00 a.m. to 12:00 p.m., the Agricultural Advisory Committee (AAC) will hold a public meeting in Overland Park, Kansas. At this meeting, the AAC will disc… Read More
News | Published 03/19/2018
Tuesday, March 20 3:00 PM ET Secretary Steven T. Mnuchin G-20 Meeting of Finance Ministers and Central Bank Governors Buenos Aires, Argentina Media must be credentialed through the G-20 to attend. Wednesday, March 21 8:45 AM ET Secretary Steven T… Read More
News | Published 03/20/2018
WASHINGTON, D.C. — Today the Consumer Financial Protection Bureau (Bureau) issued a report on the 2017 activities of the Bureau and the Federal Trade Commission (FTC) to combat illegal debt collection practices. The annual report to Congress on the a… Read More


Enforcement | Published 03/16/2018
Federal Trade Commission, Plaintiff, v. Thomas Dluca, individually and also doing business as Bitcoin Funding Team and My7Network; Louis Gatto, individually and also doing business as Bitcoin Funding Team and My7Network; Eric Pinkston, individually a… Read More
Final Rule | Published 03/19/2018 | Effective 03/19/2018
The Department of the Treasury (“Department” or “Treasury”) publishes this final rule to adjust its civil monetary penalties (“CMPs”) for inflation as mandated by the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended by the… Read More