158 Enforcement Actions in the U.S. over past 30 days

-

FRS enforcements decreased 100% over the past 30 days

-

SEC issued enforcements: $59,971,440.07 over the past 30 days

-

78 Final Rules go into effect in the next 30 days

-

21 Mortgage Lending docs published in the last 7 days

-

103 docs with 1146 extracted obligations from the last 7 days

-

77 new Proposed and Final Rules were published in the past 7 days

-

1748 new docs in pro.compliance.ai within the last 7 days

-

Introducing new content from WesPay

-
Regulatory Agency Updates | Week of Mar 11 to Mar 18
Notice | Published 03/14/2019

The Commodity Futures Trading Commission (CFTC) announces that on April 15, 2019, from 10:00 a.m. to 4:00 p.m., the Global Markets Advisory Committee (GMAC) will hold a public meeting in the Conference Center at the CFTC’s headquarters in Washington… Read More
View all CFTC updates

Final Rule | Published 03/18/2019 | Effective 04/17/2019
The Federal Deposit Insurance Corporation (FDIC) is amending its regulations by rescinding and removing its regulations entitled Disclosure of Financial and Other Information By FDIC-Insured State Nonmember Banks. Upon the removal of the regulations… Read More
View all FDIC updates

SEC

Enforcement | Published 03/15/2019
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO SECTIONS 203(e) AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, MAKING FINDINGS, AND I…. Read More
View all SEC updates
Enforcement | Published 03/14/2019
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017056094402 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Kevin Hao Jie Zhang, Respondent CRD No. 6297763 Pursuant to FINRA… Read More
View all FINRA updates

EOP

Presidential Document | Published 03/15/2019
By the authority vested in me as President by the Constitution and the laws of the United States of America, including section 303 of the Defense Production Act of 1950, as amended (the “Act”) (50 U.S.C. 4533), I hereby determine, pursuant to secti… Read More
Notice | Published 03/18/2019
The Bureau of Consumer Financial Protection (CFPB or Bureau) is issuing its eighteenth edition of its Supervisory Highlights. In this issue of Supervisory Highlights, we report examination findings in the areas of automobile loan servicing, deposits… Read More
View all CFPB updates

FRS

Final Rule | Published 03/13/2019 | Effective 03/13/2019
The Board is amending the capital plan rule to limit the scope of potential objections to a firm’s capital plan on the basis of qualitative deficiencies in the firm’s capital planning process (qualitative objection). In particular, effective immediat… Read More
View all FRS updates
Final Rule | Published 03/15/2019 | Effective 03/15/2019
The Department of the Treasury’s Office of Foreign Assets Control (OFAC) is amending the Iranian Financial Sanctions Regulations (IFSR) and the Hizballah Financial Sanctions Regulations (HFSR) to incorporate references to the new List of Foreign Fina… Read More
News | Published 03/13/2019
TO: Freddie Mac Servicers March 13, 2019 | 2019-6 SUBJECT: SERVICING UPDATES This Guide Bulletin announces: Servicer requirements for… Read More
View all Freddie updates

OCC

Enforcement | Published 03/11/2019
#2019-008 Also Terminates #2017-064 UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY OFFICE OF THE COMPTROLLER OF THE CURRENCY In the Matter of WILLIAM R. BLANTON, Former Director and Interim Chief Executive Officer and…. Read More
View all OCC updates
Final Rule | Published 03/12/2019 | Effective 03/12/2019
This document amends the U.S. Customs and Border Protection (CBP) regulations to reflect an extension of import restrictions on certain archaeological and ecclesiastical ethnological material from Honduras. The restrictions, which were originally imp… Read More
View all TREAS updates

FTC

Enforcement | Published 03/12/2019
The FTC is mailing 12,072 checks totaling more than $644,000 to people who lost money to a get-rich-quick scheme. According to the FTC, the marketers of Mobile Money Code claimed that people could make substantial income using their “secret codes” on… Read More
View all FTC updates

VA

Notice | Published 03/15/2019 | Comments Close 04/15/2019
In compliance with the Paperwork Reduction Act (PRA) of 1995, this notice announces that the Veterans Benefits Administration (VBA), Department of Veterans Affairs, will submit the collection of information abstracted below to the Office of Managemen… Read More
View all VA updates

DOJ

Agency Update | Published 03/11/2019
I am pleased to present the U.S. Department of Justice Strategic Plan for Information Technology for Fiscal Years (FY) 2019-2021. It reflects our vision for information management and the plan for modernizing IT to equip DOJ staff to better serve Ame… Read More
View all DOJ updates
News | Published 03/11/2019
We have issued a Selling Notice to provide guidance on forward trading of Uniform Mortgage-Backed Securities™ (UMBS™)… Read More
View all Fannie updates

DOL

Notice | Published 03/06/2019
In compliance with the Energy Policy Act of 1992, and subsequent amendments, this notice announces the availability of fiscal year 2018 report that summarizes the U.S. Department of Labor’s (DOL) compliance with the annual alternative fuel vehicle ac… Read More
View all DOL updates
X