Regulatory Agency Updates | Week of March 09 to March 16

Agency Report Mar 09 - Mar 16

 
 
CA-CANLII
 
 
 
 

Agency Update: Critical Habitat of the Vananda Creek Benthic Threespine Stickleback (... | 03/12/2020

Agency Update: Critical Habitat of the Paxton Lake Benthic Threespine Stickleback (Ga... | 03/12/2020

Agency Update: Critical Habitat of the Vananda Creek Limnetic Threespine Stickleback ... | 03/12/2020

Agency Update: Critical Habitat of the Paxton Lake Limnetic Threespine Stickleback (G... | 03/12/2020

Agency Update: Critical Habitat of the Vancouver Lamprey (Entosphenus macrostomus) Or... | 03/12/2020

 
 
 
CA-OPC
 
 
 
 

Agency Update: Commissioner Therrien shares lessons learned from Statistics Canada in... | 03/12/2020

News: Announcement: Commissioner shares lessons learned from Statistics Cana... | 03/12/2020

News: Announcement: OPC blog post: The SIM card swap scam: What it is and wh... | 03/12/2020

News: Announcement: OPC has new tips to help Canadians fight fraud... | 03/09/2020

 
 
 
CA-OSFI
 
 
 
 

Guideline: Exigences de marge pour les d=C3=A9riv=C3=A9s non compens=C3=A9s centralement... | 03/11/2020

Guideline: Exigences de marge pour les d=C3=A9riv=C3=A9s non compens=C3=A9s centralement -- Lett... | 03/11/2020

Guideline: Margin Requirements for Non-Centrally Cleared Derivatives -- Letter - ... | 03/11/2020

Guideline: Margin Requirements for Non-Centrally Cleared Derivatives -- Letter - ... | 03/11/2020

Guideline: Exigences de marge pour les d=C3=A9riv=C3=A9s non compens=C3=A9s centralement -- Lett... | 03/11/2020

Guideline: Margin Requirements for Non-Centrally Cleared Derivatives -- Guideline... | 03/11/2020

Guideline: Margin Requirements for Non-Centrally Cleared Derivatives... | 03/11/2020

Guideline: Exigences de marge pour les d=C3=A9riv=C3=A9s non compens=C3=A9s centralement -- R=C3=A9su... | 03/11/2020

 
 
 
CFPB
 
 
 
 
 
 

Blog: Protect yourself financially from the impact of the coronavirus... | 03/13/2020

Report: Market Snapshot: First-time Homebuyers... | 03/12/2020

Blog: New report explores trends for first-time homebuyers... | 03/12/2020

Blog: Are you in the military and getting ready to do your taxes? Make sure ... | 03/10/2020

Enforcement Action: Fifth Third Bank, National Association... | 03/09/2020

Enforcement Document: Fifth Third Bank, National Association Complaint... | 03/09/2020

Press release: Consumer Financial Protection Bureau Files Suit Against Fifth Third Ba... | 03/09/2020

 
 
 
CFTC
 
 
 
 

Notice: Agency Information Collection Activities: Notice of Intent To Renew Co... | 03/10/2020

 
 
 
DOJ
 
 
 
 

Agency Update: Kick off Sunshine Week 2020 with the Department of Justice... | 03/11/2020

Final Rule: DNA-Sample Collection From Immigration Detainees... | 03/09/2020

 
 
 
DOL
 
 
 
 

Final Rule: Apprenticeship Programs, Labor Standards for Registration, Amendment o... | 03/11/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 03/10/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 03/10/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Regarding the Acquisition of StayNTouch, Inc. by Beijing Shiji Informa... | 03/10/2020

Presidential Document: Delegation of Certain Functions and Authorities Under the National Def... | 03/09/2020

 
 
 
FDIC
 
 
 
 

News: Regulatory Relief... | 03/13/2020

News: Regulatory Relief
Supervisory Practices Regarding Depository Instituti... | 03/12/2020

News: Extension of Comment Period for RFI on How to Modernize Signage and Ad... | 03/11/2020

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)... | 03/11/2020

Complaints: David R. Oakes Complaints... | 03/11/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 03/11/2020

 
 
 
FRS
 
 
 
 
 
 

Consumer Affairs Letters: SR 20-4 / CA 20-3 Supervisory Practices Regarding Financial Institutio... | 03/13/2020

Final Rule: Regulation A: Extensions of Credit by Federal Reserve Banks... | 03/10/2020

Consumer Affairs Letters: SR 20-3 / CA 20-2 Interagency Statement on Pandemic Planning... | 03/10/2020

Final Rule: Regulation D: Reserve Requirements of Depository Institutions... | 03/10/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 03/10/2020

News: Agencies encourage financial institutions to meet financial needs of c... | 03/09/2020

 
 
 
FTC
 
 
 
 

Agency Update: International Monthly: March 2020... | 03/14/2020

News: Federal Trade Commission Cancels March 18 Workshop on Draft Vertical M... | 03/13/2020

News: Premerger Notification Office Implements Temporary e-Filing System... | 03/13/2020

News: Cmr. Wilson keynote remarks at Vertical Guidelines Workshop... | 03/11/2020

News: Closed Commission Meeting... | 03/11/2020

Agency Update: consumer privacy
FTC Submits Comment on Final Information Blocking Rul... | 03/11/2020

News: Cmr. Phillips participates in roundtable, =E2=80=9CHow can increased competiti... | 03/10/2020

News: Cmr. Phillips participates in roundtable, =E2=80=9CHow can increased competiti... | 03/10/2020

News: Directions & Nearby... | 03/10/2020

News: Directions & Nearby... | 03/10/2020

 
 
 
INT-FSB
 
 
 
 

Agency Update: Peer Review of South Africa -- PDF... | 03/16/2020

Agency Update: Peer Review of South Africa... | 03/16/2020

 
 
 
NCUA
 
 
 
 

Proposed Rule: Subordinated Debt... | 03/10/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 03/11/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Natio... | 03/10/2020

 
 
 
OCC
 
 
 
 

News Release: News Release 2020-31... | 03/12/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Port Gamble... | 03/10/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Institute o... | 03/10/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Fair Housin... | 03/10/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Cherie Anon... | 03/10/2020

Comment: Community Reinvestment Act Regulations; Request for Public Input; Publ... | 03/10/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Anonymous A... | 03/10/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Franklin Co... | 03/10/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Heights Com... | 03/10/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Anonymous A... | 03/10/2020

 
 
 
OFAC
 
 
 
 

Financial Sanction: Venezuela-related Designation; Issuance of Amended Venezuela-related G... | 03/12/2020

Financial Sanction: Kingpin Act Designations and Designations Updates; Zimbabwe Designatio... | 03/11/2020

Final Rule: Removal of Terrorism Sanctions Regulations... | 03/10/2020

Notice: Notice of OFAC Sanctions Action(s)... | 03/09/2020

Financial Sanction: Removal of the Terrorism Sanctions Regulations... | 03/09/2020

 
 
 
SEC
 
 
 
 
 
 

Agency Update: [Release No. 34-88168; File No. SR-NYSE-2020-05]... | 03/13/2020

News: Division of Corporation Finance Chief Accountant and Disclosure Review... | 03/12/2020

News: Statement on Amendments to Reduce Unnecessary Burdens on Smaller Issue... | 03/12/2020

Agency Update: [Release No. 34-88211; File No. SR-NYSENAT-2020-05]... | 03/12/2020

News: Amendments to Reduce Unnecessary Burdens on Smaller Issuers by More Ap... | 03/12/2020

News: SEC Adopts Amendments to Reduce Unnecessary Burdens on Smaller Issuers... | 03/12/2020

News: Statement on the Rollback of Auditor Attestation Requirements... | 03/12/2020

News: SEC Wins Jury Trial Against Microcap Fraudsters... | 03/12/2020

News: SEC Adopts Investor Disclosure Improvements for Variable Annuities and... | 03/11/2020

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation ... | 03/11/2020

 
 
 
TREAS
 
 
 
 
 
 

News: U.S. Department of the Treasury... | 03/12/2020

News: U.S. Department of the Treasury... | 03/12/2020

News: U.S. Department of the Treasury... | 03/12/2020

Agency Update: U.S. Department of the Treasury... | 03/12/2020

News: U.S. Department of the Treasury... | 03/12/2020

News: U.S. Department of the Treasury... | 03/11/2020

News: U.S. Department of the Treasury... | 03/11/2020

News: U.S. Department of the Treasury... | 03/11/2020

News: U.S. Department of the Treasury... | 03/10/2020

Proposed Rule: Filing Fees for Notices of Certain Investments in the United States by... | 03/09/2020

 
 
 
UK-BOE
 
 
 
 
 
 

News: Statement from the Governor of the Bank of England, Mark Carney, and i... | 03/15/2020

News: Coordinated central bank action to enhance the provision of global U.S... | 03/15/2020

Agency Update: Statement from the Governor of the Bank of England, Mark Carney, and i... | 03/15/2020

News Release: Coordinated central bank action to enhance the provision of global U.S... | 03/15/2020

News Release: Press release... | 03/15/2020

News Release: Coordinated central bank action to enhance the provision of global U.S... | 03/15/2020

Agency Update: Open data for SME finance: what we proposed and what we have learnt... | 03/13/2020

News: Minutes of the special Monetary Policy Committee meeting ending on 10 ... | 03/13/2020

Monetary Policy Committee: Minutes of the special Monetary Policy Committee meeting ending on 10 ... | 03/13/2020

Monetary Policy Committee: Minutes of the special Monetary Policy Committee meeting ending on 10 ... | 03/13/2020

 
 
 
UK-CMA
 
 
 
 

Guidance: Digital markets taskforce: terms of reference... | 03/11/2020

Press Release: CMA welcomes Court of Appeal judgment in Phenytoin case... | 03/10/2020

 
 
 
UK-FCA
 
 
 
 
 
 

Meeting minutes: FCA Board Minutes: 29 and 30 January 2020... | 03/12/2020

News: Silicon Valley Bank (clone of authorised firm)... | 03/12/2020

News: ING Investment Bank / ING Bank (clone of EEA authorised firm)... | 03/12/2020

News: Fortune Trade FX (clone of authorised firm)... | 03/12/2020

News: BlackRock Advisors (UK) Ltd (clone of authorised firm)... | 03/12/2020

News: Quilter Cheviot Investment Management / Quilter plc / Quilter Private ... | 03/12/2020

News: TrustFX... | 03/12/2020

News: Titan Global Finance (clone of UK registered public company)... | 03/12/2020

News: Town Loans (clone of authorised firm)... | 03/12/2020

News: Paddington Wealth... | 03/12/2020

 
 
 
UK-HMT
 
 
 
 
 
 
 
 
 
 

Speech: Economic secretary speech to the ABCUL... | 03/13/2020

News Story: BEIS in the budget... | 03/13/2020

News Story: Chancellor and Bank of England Governor hold Coronavirus banking indus... | 03/13/2020

Policy Paper: West Yorkshire devolution deal... | 03/13/2020

Press Release: Chancellor's first Budget brings =C2=A3360 million boost for Welsh Governme... | 03/12/2020

News Story: Budget brings =C2=A3640 million boost for Scottish Government... | 03/12/2020

Policy Paper: Budget 2020: documents... | 03/12/2020

National Statistics: GDP deflators at market prices, and money GDP March 2020 (Budget)... | 03/12/2020

Open Consultation: Market access arrangements for financial services between the UK and G... | 03/11/2020

Open Consultation: Public Works Loan Board: Future lending terms consultation... | 03/11/2020

 
 
 
UK-ICO
 
 
 
 

News: Council employee fined =C2=A3400 for illegally deleted audio file... | 03/13/2020

Agency Update: Nicola Young... | 03/13/2020

News: Data protection and coronavirus... | 03/12/2020

News: Don=E2=80=99t get caught out when it comes to pupil photos... | 03/09/2020

News: Combining privacy and innovation: ICO Sandbox six months on... | 03/09/2020

Follow up audit: United Learning Trust... | 03/09/2020

 
 
 
UK-LSB
 
 
 
 

News: LSB COVID-19 Statement... | 03/11/2020

 
 
 
UK-PRA
 
 
 
 

Policy statement: Solvency II: Adjusting for the reduction of loss absorbency where own ... | 03/16/2020

Policy statement: Solvency II: Adjusting for the reduction of loss absorbency where own ... | 03/16/2020

Statement: Statement by the PRA accompanying measures announced by the Financial ... | 03/11/2020

Policy statement: Regulatory capital instruments: update to Pre-Issuance Notification (P... | 03/10/2020

Policy statement: Regulatory capital instruments: update to Pre-Issuance Notification (P... | 03/10/2020

 
 
 
VA
 
 
 
 

Circular: Circular 26-20-5 - Special Relief Following Tennessee Severe Storms, T... | 03/12/2020

News: This newsflash provides information on Circular 26-20-5, Non-Matching ... | 03/12/2020

Notice: Agency Information Collection Activity: Casket and Urn Reimbursement... | 03/11/2020

Notice: Agency Information Collection Activity: Availability of Educational, L... | 03/11/2020

News: This announcement provides information on the upcoming system maintena... | 03/09/2020

 

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