117 Enforcement Actions in the U.S. over past 30 days


OFAC enforcements increased 50% over the past 30 days


SEC issued enforcements: $88,633,075.00 over the past 30 days


123 Final Rules go into effect in the next 30 days


42 Mortgage Lending docs published in the last 7 days


149 docs with 7429 extracted obligations from the last 7 days


27 new Proposed and Final Rules were published in the past 7 days


6910 new docs in pro.compliance.ai within the last 7 days


Download the Q3 Enforcement eBook now!


Join us Feb 4th at Comply 2021

News | Published 03/06/2019
FFIEC Members Adopt Policy Statement on the Report of Examination The Federal Financial Institutions Examination Council (FFIEC) members today issued principles to promote consistency, clarity, and ease of reference for the presentation of information… Read More
View all FFIEC updates
Final Rule | Published 03/06/2019 | Effective 04/01/2019
Beginning on April 1, 2019, prepaid account issuers are required to submit their currently-offered prepaid account agreements to the Bureau of Consumer Financial Protection (Bureau), to be posted on the Bureau’s website. The Bureau is issuing technic… Read More
View all CFPB updates
News | Published 03/07/2019
This Exhibit provides the new Fannie Mae Modification Interest Rate required for all Fannie Mae conventional mortgage loan modifications… Read More
View all Fannie updates
News | Published 03/07/2019
March 07, 2019 – Don’t believe the myths you hear about manufactured housing. Get the facts about financing and design so you can help your borrowers purchase a manufactured home. Show your borrowers why manufactured housing is a viable option… Read More
View all Freddie updates
Enforcement | Published 03/07/2019
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016052300601 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Parkland Securities, LLC, Respondent CRD No. 115368 Pursuant to FIN… Read More
View all FINRA updates


Enforcement | Published 03/07/2019
Federal Trade Commission, Plaintiff, v. Elite IT Partners, Inc., a Utah corporation doing business as Elite IT Home; and James Michael Martins, Defendants… Read More
View all FTC updates


Presidential Document | Published 03/11/2019
By the authority vested in me as President by the Constitution and the laws of the United States of America, it is hereby ordered as follows… Read More
View all EOP updates


Notice | Published 03/06/2019 | Comments Close 05/06/2019
In accordance with the Paperwork Reduction Act of 1995, the U.S. Department of Agriculture (USDA) Rural Housing Service (RHS) invites comments on this information collection for Single Family Housing Direct Loans and Grants programs, for which the Ag… Read More
View all RHS updates


News | Published 03/08/2019
March 08, 2019 Monetary Policy: Normalization and the Road Ahead Chair Jerome H. Powell At the 2019 SIEPR Economic Summit, Stanford Institute of Economic Policy Research, Stanford, Californi… Read More
View all FRS updates
Agency Update | Published 03/06/2019
The Financial Stability Oversight Council (Council) today voted unanimously to issue for public comment proposed interpretive guidance regarding nonbank financial company designations. The proposed guidance would implement an activities-based approac… Read More
View all TREAS updates
Notice | Published 03/11/2019 | Comments Close 05/10/2019
The Commodity Futures Trading Commission (“CFTC” or the “Commission”) is announcing an opportunity for public comment on the proposed extension and revision to the collection of certain information by the Commission. Under the Paperwork Reduction… Read More
View all CFTC updates
News | Published 03/08/2019
Financial Institution Letters FIL-12-2019 March 8, 2019 Revisions to the Consolidated Reports of Condition and Income and Other Regulatory Reports Printable Format: FIL-12-2019 – PDF (PDF Help) Summary: The banking agencies, under the auspices of… Read More
View all FDIC updates


Final Rule | Published 03/07/2019 | Effective 03/07/2019
The Department of Veterans Affairs (VA) adopts as final, with changes based on subsequent changes to our statutory authority, an interim final rule adding a new section to the medical regulations authorizing in vitro fertilization (IVF) for a veteran… Read More
View all VA updates


Notice | Published 03/11/2019 | Comments Close 04/10/2019
The Department of Justice (DOJ), Office of Justice Programs, Bureau of Justice Assistance, will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Pap… Read More
View all DOJ updates


News | Published 03/06/2019
WASHINGTON—Comptroller of the Currency Joseph Otting today issued the following statement supporting the Financial Stability Oversight Council’s (FSOC) decision to propose an activities-based approach for identifying potential market-wide risks and… Read More
View all OCC updates


Final Rule | Published 03/06/2019 | Effective 03/06/2019
The Securities and Exchange Commission (the “Commission”) is adopting an interim final rule that will require reports on Form N-PORT for each month in a fiscal quarter to be filed with the Commission not later than 60 days after the end of that… Read More
View all SEC updates


Notice | Published 03/06/2019
In compliance with the Energy Policy Act of 1992, and subsequent amendments, this notice announces the availability of fiscal year 2018 report that summarizes the U.S. Department of Labor’s (DOL) compliance with the annual alternative fuel vehicle ac… Read More
View all DOL updates