Regulatory Agency Updates | Week of March 02 to March 09

Agency Report Mar 02-09 feat

Agency Report Mar 02-09

 
 
CA-OPC
 
 
 
 

Agency Update: OPC updates guide to the privacy impact assessment process... | 03/04/2020

News: Announcement: OPC updates guidance to help federal public sector insti... | 03/03/2020

 
 
 
CFPB
 
 
 
 

Press release: CFPB Takes Key Steps to Prevent Consumer Harm; Proposes Whistleblower ... | 03/06/2020

Proposed Rule: Debt Collection Practices (Regulation F)... | 03/03/2020

 
 
 
CFTC
 
 
 
 

Notice: Energy and Environmental Markets Advisory Committee... | 03/06/2020

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 03/05/2020

Agency Update: Fiscal Year 2019 FOIA Data Available... | 03/04/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Water Act... | 03/04/2020

Notice: Clarifying Lawful Overseas Use of Data Act; Attorney General Certifica... | 03/03/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 03/02/2020

Notice: Notice of Proposed Consent Decree Under the Clean Air Act... | 03/02/2020

 
 
 
DOL
 
 
 
 

Notice: Secretary's Order 03-2020-Establishment of the Management Review Board... | 03/06/2020

Notice: Secretary's Order 02-2020-Procedures for Appointment of Individuals to... | 03/06/2020

Notice: Secretary's Order 01-2020-Delegation of Authority and Assignment of Re... | 03/06/2020

Notice: Guidance Documents... | 03/05/2020

 
 
 
EBSA
 
 
 
 

News: U.S. Department of Labor... | 03/05/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Establishment of the Interagency Committee on Trade in Automotive Good... | 03/06/2020

Presidential Document: Delegation of Authority to Re-establish the Presidential Advisory Coun... | 03/06/2020

Presidential Document: Continuation of the National Emergency With Respect to Venezuela... | 03/06/2020

Presidential Document: Establishment of the Interagency Environment Committee for Monitoring ... | 03/05/2020

Presidential Document: Continuation of the National Emergency With Respect to Zimbabwe... | 03/05/2020

Presidential Document: American Red Cross Month, 2020... | 03/04/2020

Presidential Document: Irish-American Heritage Month, 2020... | 03/04/2020

Presidential Document: National Consumer Protection Week, 2020... | 03/04/2020

Presidential Document: Women's History Month, 2020... | 03/04/2020

Presidential Document: Suspension of Entry as Immigrants and Nonimmigrants of Certain Additio... | 03/04/2020

 
 
 
FDIC
 
 
 
 

Final Rule: Securitization Safe Harbor Rule... | 03/04/2020

 
 
 
FINCEN
 
 
 
 

Enforcement: In the Matter of Michael LaFontaine... | 03/04/2020

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): Benjamin Kaz Fujihara AWCs (Letters of Acceptance, Waiver, and Consent... | 03/06/2020

Complaints: Raymond A. Thomas Complaints... | 03/06/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Imran N. Razvi AWCs (Letters of Acceptance, Waiver, and Consent)... | 03/04/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Andre Pierre Davis AWCs (Letters of Acceptance, Waiver, and Consent)... | 03/03/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Steven S. Maher, Sr. AWCs (Letters of Acceptance, Waiver, and Consent)... | 03/03/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Billy Hai Zhang AWCs (Letters of Acceptance, Waiver, and Consent)... | 03/03/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Louis Cook AWCs (Letters of Acceptance, Waiver, and Consent)... | 03/03/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Chad P. Meyer AWCs (Letters of Acceptance, Waiver, and Consent)... | 03/02/2020

 
 
 
FRS
 
 
 
 

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 03/06/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 03/06/2020

News: Federal Reserve Board announces termination of enforcement actions wit... | 03/05/2020

News: 2020 National Interagency Community Reinvestment Conference is postpon... | 03/05/2020

News: Comprehensive Capital Analysis and Review 2020 Summary Instructions (P... | 03/04/2020

News: Federal Reserve Board approves rule to simplify its capital rules for ... | 03/04/2020

News: Statement by Vice Chair for Supervision Quarles - Federal Reserve Boar... | 03/04/2020

News: Board memo (PDF) - Federal Reserve Board approves rule to simplify its... | 03/04/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 03/04/2020

News: Federal Register notice (PDF) - Federal Reserve Board approves rule to... | 03/04/2020

 
 
 
FTC
 
 
 
 

News: Vertical Merger Guidelines Workshop... | 03/06/2020

News: Vertical Merger Guidelines Workshop... | 03/06/2020

Proposed Rule: Public Workshop Examining Information Security for Financial Instituti... | 03/06/2020

News: Affiliate Marketers to Pay More Than $4 Million to Settle Charges that... | 03/05/2020

News: Marketers of Pain Relief Device Settle FTC False Advertising Complaint... | 03/04/2020

News: Cmr. Phillips keynote remarks at =E2=80=9CWhat's Ahead? A Forum on Advertising... | 03/03/2020

News: Cmr. Phillips keynote remarks at =E2=80=9CWhat's Ahead? A Forum on Advertising... | 03/03/2020

News: Cmr. Slaughter appears at Understanding Digital Markets: Innovation, I... | 03/03/2020

News: Cmr. Slaughter appears at Understanding Digital Markets: Innovation, I... | 03/03/2020

News: FTC, FDA to Hold Workshop on Promoting Competition in Markets for Biol... | 03/03/2020

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2020-3 Selling... | 03/04/2020

 
 
 
INT-BIS
 
 
 
 

Agency Update: Financial Crises and Innovation... | 03/05/2020

Agency Update: Foreign banks, liquidity shocks, and credit stability... | 03/03/2020

 
 
 
INT-EC
 
 
 
 

News: February issue of newsletter is out!... | 03/02/2020

 
 
 
OCC
 
 
 
 

Comment: Community Reinvestment Act Regulations; Public Submission; Resources f... | 03/02/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Metropolita... | 03/02/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Jared Payne... | 03/02/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Knoxville C... | 03/02/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Len Suzio... | 03/02/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Thomas Kell... | 03/02/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Thai Commun... | 03/02/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Elisa Pluha... | 03/02/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Toi Jones... | 03/02/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Association... | 03/02/2020

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions... | 03/06/2020

Financial Sanction: Issuance of Iran-related Frequently Asked Question Related to Humanita... | 03/06/2020

Notice: Notice of OFAC Sanctions Actions... | 03/05/2020

Press Release: Nicaragua-related Designations; Issuance of Nicaragua-related General ... | 03/05/2020

Financial Sanction: Nicaragua-related Designations; Issuance of Nicaragua-related General ... | 03/05/2020

Notice: Notice of OFAC Sanctions Action... | 03/05/2020

Financial Sanction: Nicaragua-related Designations; Issuance of Nicaragua-related General ... | 03/05/2020

Financial Sanction: Cyber-related Designations; North Korea Designations; North Korea Desi... | 03/02/2020

Press Release: Cyber-related Designations; North Korea Designations; North Korea Desi... | 03/02/2020

 
 
 
RHS
 
 
 
 

Notice: Rural Community Development Initiative (RCDI) for Fiscal Year 2020... | 03/04/2020

 
 
 
SEC
 
 
 
 
 
 

Notice: Sunshine Act Meetings... | 03/06/2020

Enforcement: Tomer Feingold and Dov Malnik... | 03/06/2020

Notice: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of A... | 03/06/2020

Enforcement: Todays Growth Consultant Inc. and Kenneth D. Courtright, III... | 03/06/2020

Notice: Sunshine Act Meeting; Cancellation... | 03/06/2020

Notice: Self-Regulatory Organizations; The Options Clearing Corporation; Order... | 03/06/2020

Enforcement: David G. Dreslin, et al.... | 03/06/2020

Notice: Request for Comments on Fund Names... | 03/06/2020

Notice: Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Fil... | 03/06/2020

Notice: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Fil... | 03/06/2020

 
 
 
TREAS
 
 
 
 

News: U.S. Department of the Treasury... | 03/05/2020

News: U.S. Department of the Treasury... | 03/04/2020

News: U.S. Department of the Treasury... | 03/03/2020

News: U.S. Department of the Treasury... | 03/03/2020

News: U.S. Department of the Treasury... | 03/02/2020

News: U.S. Department of the Treasury... | 03/02/2020

News: U.S. Department of the Treasury... | 03/02/2020

 
 
 
UK-BOE
 
 
 
 
 
 

News: The grand unifying theory (and practice) of macroprudential policy - s... | 03/05/2020

Agency Update: Bank of England Weekly Report 4 March 2020... | 03/05/2020

Agency Update: Monthly Decision Maker Panel data - February 2020... | 03/05/2020

Agency Update: Monthly Decision Maker Panel data - February 2020... | 03/05/2020

Weekly report: Bank of England Weekly Report 4 March 2020 -- Further details about th... | 03/05/2020

Weekly report: Bank of England Weekly Report 4 March 2020 -- View and download histor... | 03/05/2020

Weekly report: Bank of England Weekly Report 4 March 2020 -- Changes to the Bank's we... | 03/05/2020

Weekly report: Weekly report... | 03/05/2020

Weekly report: Bank of England Weekly Report 4 March 2020 -- Weekly report... | 03/05/2020

Weekly report: Bank of England Weekly Report 4 March 2020... | 03/05/2020

 
 
 
UK-CMA
 
 
 
 

News Story: CMA statement on sales and pricing practices during Coronavirus outbre... | 03/05/2020

Press Release: Over =C2=A33m in fines and =C2=A31m for NHS in CMA pharma probe... | 03/04/2020

Promotional: Understanding Digital Markets: Innovation, investment and competition ... | 03/02/2020

 
 
 
UK-FCA
 
 
 
 
 
 

Consultation papers: CP20/4: Quarterly Consultation Paper No 27... | 03/06/2020

Consultation papers: CP20/4: Quarterly Consultation No 27... | 03/06/2020

Consultation papers: CP20/3: Proposals to enhance climate-related disclosures by listed iss... | 03/06/2020

Consultation papers: CP20/4: Quarterly Consultation Paper No 27 -- CP20/4: Quarterly Consul... | 03/06/2020

Consultation papers: Show CP20/3 (PDF)... | 03/06/2020

News: FCA announces proposals to improve climate-related disclosures by list... | 03/06/2020

Consultation papers: CP20/3: Proposals to enhance climate-related disclosures by listed iss... | 03/06/2020

News: Unstable coins: cryptoassets, financial regulation and preventing fina... | 03/06/2020

Consultation papers: CP20/3: Proposals to enhance climate-related disclosures by listed iss... | 03/06/2020

News: Scam alert involving George.miller.coi1@gmail.com; Jason.cruz.santos.c... | 03/06/2020

 
 
 
UK-HMT
 
 
 
 

Research: UK official holdings of international reserves: February 2020... | 03/04/2020

Correspondence: Chancellor letter to Valdis Dombrovskis on financial services equivale... | 03/02/2020

 
 
 
UK-ICO
 
 
 
 
 
 

News: Combining privacy and innovation: ICO Sandbox six months on... | 03/09/2020

News: The ICO and the Office of the Australian Information Commissioner sign... | 03/05/2020

Audit: Guy's and St Thomas' NHS Foundation Trust -- Executive summary of the ... | 03/05/2020

Audit: Guy's and St Thomas' NHS Foundation Trust... | 03/05/2020

News: International airline fined =C2=A3500,000 for failing to secure its custome... | 03/04/2020

Monetary penalties: Cathay Pacific -- Cathay Pacific monetary penalty notice... | 03/04/2020

Agency Update: Cathay Pacific... | 03/04/2020

News: Scottish company hit with maximum fine for making nearly 200 million n... | 03/02/2020

Agency Update: CRDNN Limited... | 03/02/2020

Monetary penalties: CRDNN Limited -- CRDNN Limited monetary penalty notice... | 03/02/2020

 
 
 
UK-LSB
 
 
 
 

News: Emerging Risk Forum March 2020 -- None... | 03/06/2020

News: Emerging Risk Forum March 2020... | 03/06/2020

 
 
 
UK-PRA
 
 
 
 

Letter: Letter from David Bailey, Anna Sweeney, Charlotte Gerken, and Sarah Br... | 03/04/2020

Letter: Letter from David Bailey, Anna Sweeney, Charlotte Gerken, and Sarah Br... | 03/04/2020

PRA Regulatory Digest: PRA Regulatory Digest - February 2020... | 03/02/2020

Policy statement: Liquidity: The PRA's approach to supervising liquidity and funding ris... | 03/02/2020

Policy statement: Liquidity: The PRA's approach to supervising liquidity and funding ris... | 03/02/2020

 
 
 
VA
 
 
 
 

Proposed Rule: Program of Comprehensive Assistance for Family Caregivers Improvements... | 03/06/2020

Final Rule: Health Professional Scholarship Program... | 03/06/2020

Notice: Advisory Committee on Disability Compensation, Notice of Meeting, Amen... | 03/06/2020

Notice: Agency Information Collection Activity: VA Request for Determination o... | 03/06/2020

Notice: Agency Information Collection Activity: (State Cemetery Data Sheet and... | 03/06/2020

Notice: Agency Information Collection Activity: Compliance Inspection Report... | 03/06/2020

Notice: Agency Information Collection Activity: Application for Authority To C... | 03/04/2020

Notice: Special Medical Advisory Group, Notice of Meeting... | 03/03/2020

Notice: Advisory Committee on Disability Compensation, Notice of Meeting... | 03/03/2020

Notice: Veterans' Family, Caregiver, and Survivor Advisory Committee, Notice o... | 03/02/2020

 

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