Regulatory Agency Updates | Week of June 22 to June 29

Agency Update: OSFI's Domestic Stability Buffer level remains at 1%... | 06/23/2020

Agency Update: R=C3=A9serve pour stabilit=C3=A9 int=C3=A9rieure : le BSIF maintient le niveau =C3=A0 1 %... | 06/23/2020

Notice: Agency Information Collection Activities: Comment Request... | 06/29/2020

Blog: Turning complaint into action: The CFPB works for you... | 06/26/2020

Final Rule: Truth in Lending (Regulation Z); Determining "Underserved" Areas Using... | 06/26/2020

Press release: FFIEC Announces Availability of 2019 Data on Mortgage Lending... | 06/24/2020

Press release: Consumer Financial Protection Bureau Settles with Contract for Deed Co... | 06/23/2020

Press release: CFPB Issues Interpretive Rule on Method for Determining Underserved Ar... | 06/23/2020

Blog: You have options for how to receive your unemployment benefits... | 06/23/2020

Press release: CFPB Issues Interim Final Rule on Loss Mitigation Options for Homeowne... | 06/23/2020

Enforcement Action: Harbour Portfolio Advisors, LLC; National Asset Advisors, LLC; and Nat... | 06/23/2020

Notice: Technology Advisory Committee... | 06/29/2020

Notice: Adoption of Revised Registration Form 8-R... | 06/24/2020

Final Rule: Retail Commodity Transactions Involving Certain Digital Assets... | 06/24/2020

Notice: Agency Information Collection Activities: Notice of Intent To Revise C... | 06/24/2020

Notice: Sunshine Act Meetings... | 06/23/2020

Notice: FY 2017 and FY 18 Service Contracts Inventory and Inventory Supplement... | 06/29/2020

Agency Update: Virtual FOIA Training for Agency FOIA Professionals "3 July Courses Now... | 06/24/2020

Final Rule: Privacy Act of 1974; Implementation... | 06/24/2020

Agency Update: National Review Op-Ed: The Myth of the Unqualified Trump Judge... | 06/23/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 06/23/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 06/23/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 06/23/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 06/23/2020

News: U.S. Department of Labor Proposes New Investment Duties Rule... | 06/23/2020

Presidential Document: Strengthening the Child Welfare System for America's Children... | 06/29/2020

Presidential Document: Presidential Determination Pursuant to Section 303 of the Defense Prod... | 06/29/2020

Presidential Document: Suspension of Entry of Immigrants and Nonimmigrants Who Present a Risk... | 06/25/2020

Presidential Document: Continuation of the National Emergency With Respect to the Western Bal... | 06/25/2020

Presidential Document: Father's Day, 2020... | 06/24/2020

Notice: Sunshine Act Meetings... | 06/29/2020

Final Rule: Assessments, Mitigating the Deposit Insurance Assessment Effect of Par... | 06/26/2020

Notice: Sunshine Act Meeting... | 06/23/2020

Notice: Agency Information Collection Activities: Submission for OMB Review; C... | 06/23/2020

News: FFIEC Announces Availability of 2019 Data on Mortgage Lending... | 06/24/2020

News: Press Release... | 06/24/2020

AWCs (Letters of Acceptance, Waiver, and Consent): WestPark Capital, Inc. AWCs (Letters of Acceptance, Waiver, and Consen... | 06/26/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 06/26/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Moors & Cabot, Inc. AWCs (Letters of Acceptance, Waiver, and Consent)... | 06/25/2020

AWCs (Letters of Acceptance, Waiver, and Consent): BNY Mellon Capital Markets, LLC AWCs (Letters of Acceptance, Waiver, a... | 06/25/2020

Notices: Information Notice - 6/25/20 FINRA Gateway - Changes to Form U4 User I... | 06/25/2020

AWCs (Letters of Acceptance, Waiver, and Consent): SG Americas Securities, LLC, Newedge USA, LLC, (n/k/a SG Americas Secu... | 06/24/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Ryan M. Davis AWCs (Letters of Acceptance, Waiver, and Consent)... | 06/24/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 06/24/2020

AWCs (Letters of Acceptance, Waiver, and Consent): SG Americas Securities, LLC, Newedge USA, LLC, (n/k/a SG Americas Secu... | 06/24/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Eric Lowell Small AWCs (Letters of Acceptance, Waiver, and Consent)... | 06/23/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 06/29/2020

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 06/29/2020

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 06/29/2020

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 06/29/2020

Notice: Proposed Agency Information Collection Activities; Comment Request... | 06/29/2020

Press Release: Federal Register notice: Loans in Areas Having Special Flood Hazards; ... | 06/26/2020

Press Release: Agencies release proposed revisions to interagency questions and answe... | 06/26/2020

Press Release: Financial regulators modify Volcker rule... | 06/25/2020

Press Release: Board Memo: Final Rule Amending the Covered Fund Provisions of the Boa... | 06/25/2020

Press Release: Board memo: Final Rule to amend Regulation KK (Margin and Capital Requ... | 06/25/2020

Final Rule: Disclosure Requirements and Prohibitions Concerning Franchising... | 06/29/2020

News: FTC Requires Casino Operators Eldorado Resorts, Inc. and Caesars Enter... | 06/26/2020

Enforcement: Competition
Agreement Containing Consent Orders (219.04 KB)
Complaint ... | 06/26/2020

Notice: Agency Information Collection Activities; Proposed Collection; Comment... | 06/25/2020

Enforcement: Medical Equipment and Devices
Complaint for Permanent Injunction and O... | 06/25/2020

News: FTC Puts an End to Deceptive Advertising of Light Therapy Device... | 06/25/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 06/25/2020

Enforcement: Gasoline
Agreement Containing Consent Orders (62.56 KB)
Complaint (83.... | 06/24/2020

Speech: Breaking the Vicious Cycle: Establishing a Gold Standard for Efficienc... | 06/24/2020

News: FTC and SBA Warn Six Companies to Stop Potentially Misleading Marketin... | 06/24/2020

Bulletin: Bulletin 2020-25 Temporary Servicing Guidance Related to COVID-19 and ... | 06/24/2020

Bulletin: Bulletin 2020-24 Revised Liquidity Requirement for Mortgages in COVID-... | 06/24/2020

Publication: Money Laundering and the Illegal Wildlife Trade... | 06/25/2020

Publication: FATF Plenary, 24 June 2020... | 06/24/2020

News: FSB press briefing: Too-big-to-fail evaluation... | 06/28/2020

News: FSB evaluation finds too-big-to-fail reforms made banks more resilient... | 06/28/2020

News: COVID-19, the Financial Stability Board and the G20 Financial Reform A... | 06/25/2020

Final Rule: FR06/2020 Good Practices on Processes for Deference... | 06/26/2020

Comment Letter: CR02/2020 The use of artificial intelligence and machine learning by m... | 06/25/2020

Comment Letter: CR02/2020 The use of artificial intelligence and machine learning by m... | 06/25/2020

Comment Letter: CR02/2020 The use of artificial intelligence and machine learning by m... | 06/25/2020

Comment Letter: CR02/2020 The use of artificial intelligence and machine learning by m... | 06/25/2020

Comment Letter: CR02/2020 The use of artificial intelligence and machine learning by m... | 06/25/2020

Comment Letter: CR02/2020 The use of artificial intelligence and machine learning by m... | 06/25/2020

Comment Letter: CR02/2020 The use of artificial intelligence and machine learning by m... | 06/25/2020

Comment Letter: CR02/2020 The use of artificial intelligence and machine learning by m... | 06/25/2020

Comment Letter: CR02/2020 The use of artificial intelligence and machine learning by m... | 06/25/2020

Notice: Submission for OMB Review; Comment Request... | 06/29/2020

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 06/26/2020

Notice: Submission for OMB Review; Comment Request... | 06/23/2020

Notice: Sunshine Act: Notice of Agency Meeting... | 06/22/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 06/29/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 06/25/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 06/23/2020

News Release: News Release 2020-85... | 06/26/2020

News Release: News Release 2020-84... | 06/26/2020

News Release: News Release 2020-83... | 06/25/2020

News Release: News Release 2020-82... | 06/25/2020

Final Rule: Assessment of Fees... | 06/24/2020

News Release: News Release 2020-81... | 06/24/2020

News Release: News Release 2020-80... | 06/23/2020

News Release: News Release 2020-79... | 06/22/2020

Notice: Notice of OFAC Sanctions Actions... | 06/29/2020

Financial Sanction: Iran-related Designations; Iran-related Designation Update; Counter Te... | 06/25/2020

Notice: Notice of OFAC Sanctions Actions... | 06/25/2020

Notice: Notice of OFAC Sanctions Actions... | 06/24/2020

Notice: Notice of OFAC Sanctions Actions... | 06/24/2020

Financial Sanction: Iran-related Designations... | 06/24/2020

Financial Sanction: Important Technical Notice for Users of the OFAC Website and Sanctions... | 06/22/2020

Notice: Sunshine Act Meetings... | 06/29/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 06/29/2020

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a... | 06/29/2020

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili... | 06/29/2020

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing o... | 06/29/2020

Notice: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Fili... | 06/29/2020

Notice: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Fil... | 06/29/2020

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili... | 06/29/2020

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Pr... | 06/29/2020

Notice: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Fil... | 06/29/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 06/29/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 06/29/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 06/29/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 06/29/2020

Final Rule: Business Loan Program Temporary Changes; Paycheck Protection Program-R... | 06/26/2020

News: U.S. Department of the Treasury... | 06/25/2020

News: U.S. Department of the Treasury... | 06/24/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 06/24/2020

Notice: Multiemployer Pension Plan Application To Reduce Benefits... | 06/23/2020

News: U.S. Department of the Treasury... | 06/22/2020

News Release: The Climate Financial Risk Forum publishes its guide to help the finan... | 06/29/2020

News Release: The Climate Financial Risk Forum publishes its guide to help the finan... | 06/29/2020

Agency Update: Gertjan Vlieghe: Observed macroeconomic tail risk and asset prices: ne... | 06/26/2020

Agency Update: Response to the remit for the Financial Policy Committee - June 2020 -... | 06/25/2020

Agency Update: Record of the Financial Policy Committee - June 2020... | 06/25/2020

Agency Update: Record of the Financial Policy Committee - June 2020 -- Record of the ... | 06/25/2020

Agency Update: Response to the remit for the Financial Policy Committee - June 2020... | 06/25/2020

Minutes: Minutes of the Wholesale Distribution Steering Group - May 2020 -- Min... | 06/24/2020

Minutes: Minutes of the Wholesale Distribution Steering Group - May 2020... | 06/24/2020

Press Release: CMA revises provisional findings in Amazon/Deliveroo case... | 06/24/2020

News: The Climate Financial Risk Forum publishes its guide to help the finan... | 06/29/2020

News: FCA publicly censures Redcentric PLC for market abuse... | 06/26/2020

News: British Market... | 06/26/2020

News: Hyde Park Investment Ltd (clone of FCA authorised firm)... | 06/26/2020

News: Citizens Advisory... | 06/26/2020

News: Requirements have been imposed on Wirecard"9s authorisation... | 06/26/2020

Handbook: Handbook Notice 78... | 06/26/2020

Final notices: Final Notice 2020: Net Direct Car Sales Limited... | 06/26/2020

Final notices: Final Notice 2020: Redcentric PLC... | 06/26/2020

Final notices: Final Notice 2020: John Joseph Cullen (trading as Bankpark Motors)... | 06/26/2020

Guidance: Preston guidance: June 2020... | 06/29/2020

Correspondence: Response to the remit and recommendations for the Financial Policy Com... | 06/25/2020

Policy Paper: Finance Bill 2020: Report stage... | 06/25/2020

Transparency: HMT spend greater than =C2=A325,000: May 2020... | 06/25/2020

Press Release: =C2=A3105 million to keep rough sleepers safe and off the streets during co... | 06/23/2020

Guidance: Whole of Government Accounts 2019 to 2020: guidance for preparers... | 06/23/2020

News Story: Regulatory reforms in Financial Services... | 06/23/2020

Corporate Report: National Savings and Investments annual report and accounts 2019 to 20... | 06/23/2020

Corporate Report: New Financial analysis of signatory data (June 2020)... | 06/23/2020

News Story: Over 40 new firms commit to promoting gender diversity in financial se... | 06/23/2020

Statement: Statement by the PRA on Covid-19 regulatory reporting and disclosure a... | 06/26/2020

Statement: Statement by the PRA on implementation of the EBA Guidelines to addres... | 06/24/2020

Notice: Agency Information Collection Activity Under OMB Review: Requirements ... | 06/29/2020

Notice: Agency Information Collection Activity Under OMB Review: Record Keepin... | 06/24/2020

Notice: Agency Information Collection Activity Under OMB Review: Principles of... | 06/24/2020

Final Rule: Veterans Employment Pay for Success Grant Program... | 06/24/2020

Notice: Advisory Committee on Disability Compensation, Notice of Meeting... | 06/23/2020

Notice: Agency Information Collection Activity Under OMB Review: Application f... | 06/23/2020

Notice: Agency Information Collection Activity: Conflicting Interests Certific... | 06/22/2020