Regulatory Agency Updates | Week of June 17 to June 24

Regulatory Agency Updates | Week of June 17 - June 24 copy

Regulatory Agency Updates | Week of June 17 - June 24

 
 
CA-OPC
 
 
 
 

News: Announcement: Commissioner shares views on legislative reform in keyno... | 06/18/2019

 
 
 
CFPB
 
 
 
 

Notice: Agency Information Collection Activities: Comment Request... | 06/24/2019

News: The Essential Steps to Close on your Home with Confidence... | 06/21/2019

Final Rule: Payday, Vehicle Title, and Certain High-Cost Installment Loans; Delay ... | 06/17/2019

 
 
 
CFTC
 
 
 
 

Notice: Agency Information Collection Activities Under OMB Review... | 06/20/2019

Notice: Agency Information Collection Activities Under OMB Review... | 06/20/2019

Notice: Agency Information Collection Activities: Notice of Intent To Revise C... | 06/19/2019

Notice: Agency Information Collection Activities: Notice of Intent To Revise C... | 06/19/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 06/24/2019

Notice: Notice of Extension of Comment Period of Proposed Consent Decree Under... | 06/24/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 06/21/2019

Notice: Notice of Lodging of Proposed Bankruptcy Settlement Agreement Under th... | 06/20/2019

Agency Update: Statement by U.S. Attorney General William P. Barr and Read-Out on Vis... | 06/19/2019

Agency Update: Department of Justice Celebrates 20th Anniversary of the Olmstead Supr... | 06/19/2019

Notice: Agency Information Collection Activities; Proposed eCollection; eComme... | 06/18/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E... | 06/17/2019

Notice: Notice of Extension of Public Comment Period for Consent Decree Under ... | 06/17/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 06/19/2019

 
 
 
EBSA
 
 
 
 

Final Rule: Health Reimbursement Arrangements and Other Account-Based Group Health... | 06/20/2019

Final Rule: Electronic Filing of Notices for Apprenticeship and Training Plans and... | 06/17/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Continuation of the National Emergency With Respect to North Korea... | 06/24/2019

Notice: National Research Strategy for the President's Roadmap To Empower Vete... | 06/21/2019

Presidential Document: Continuation of the National Emergency With Respect to the Western Bal... | 06/20/2019

Presidential Document: Evaluating and Improving the Utility of Federal Advisory Committees... | 06/19/2019

Presidential Document: Father's Day, 2019... | 06/19/2019

 
 
 
FDIC
 
 
 
 

Final Rule: Reduced Reporting for Covered Depository Institutions... | 06/21/2019

News: Regulatory Relief
Supervisory Practices Regarding Depository Instituti... | 06/17/2019

News: Regulatory Relief
Supervisory Practices Regarding Depository Instituti... | 06/17/2019

 
 
 
FFIEC
 
 
 
 

News: Press Release... | 06/17/2019

 
 
 
FINRA
 
 
 
 

Enforcement: Amanda Justine Sarabia... | 06/21/2019

Enforcement: Adriana Marcela Agha... | 06/21/2019

Enforcement: Citigroup Global Markets Inc.... | 06/20/2019

News: Financial Prosperity Eludes Many Americans Despite Growing Economy and... | 06/20/2019

Enforcement: Michael Allen Kamperman... | 06/20/2019

Enforcement: AWCs (Letters of Acceptance, Waiver, and Consent)... | 06/20/2019

Enforcement: Charles L. Laubach... | 06/20/2019

Enforcement: Crown Capital Securities, L.P.... | 06/20/2019

Enforcement: ANDREW PATRICK YORO... | 06/19/2019

Enforcement: Lindsey Lee Burick... | 06/19/2019

 
 
 
FRS
 
 
 
 
 
 

News: Federal Reserve Board releases results of supervisory bank stress test... | 06/21/2019

Notice: Proposed Agency Information Collection Activities; Comment Request... | 06/21/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 06/21/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 06/21/2019

News: Fed Listens in Cincinnati: How Does Monetary Policy Affect Your Commun... | 06/21/2019

Final Rule: Reduced Reporting for Covered Depository Institutions... | 06/21/2019

News: Attachment (PDF) - Federal Reserve Board announces approval of applica... | 06/20/2019

News: Federal Reserve Board announces approval of applications by Frost Bank... | 06/20/2019

News: Federal Reserve Board and Federal Open Market Committee release econom... | 06/19/2019

News: Federal Reserve issues FOMC statement... | 06/19/2019

 
 
 
FTC
 
 
 
 
 
 

Notice: Information Collection Activities; Proposed Collection; Comment Reques... | 06/24/2019

Enforcement: Grand Teton Professionals LLC... | 06/21/2019

Enforcement: Grand Teton Professionals LLC... | 06/21/2019

Agency Update: Comment of the Federal Trade Commission to the Ad Hoc Committee on Rul... | 06/20/2019

News: Fighting Consumer Fraud and Identity Theft in Southern California... | 06/19/2019

Notice: SecurTest, Inc.; Analysis To Aid Public Comment... | 06/19/2019

Enforcement: UnitedHealth Group/DaVita, In the Matter of... | 06/19/2019

News: Chmn. Simons opening remarks at FTC=E2=80=99s A Health Check on COPAs... | 06/18/2019

News: Weekly Calendar for June 17, 2019... | 06/17/2019

Notice: DealerBuilt/LightYear Dealer Technologies; Analysis To Aid Public Comm... | 06/17/2019

 
 
 
Fannie
 
 
 
 

News: MH Advantage Overview Webinar... | 06/19/2019

 
 
 
INT-BIS
 
 
 
 

News: Big tech in finance: opportunities and risks... | 06/23/2019

Agency Update: Overview of Pillar 2 supervisory review practices and approaches... | 06/21/2019

News: Overview of Pillar 2 supervisory review practices and approaches publi... | 06/21/2019

News: Basel Committee discusses policy and supervisory initiatives and appro... | 06/20/2019

Agency Update: Inflation and deflationary biases in inflation expectations... | 06/18/2019

Agency Update: Do SVARs with sign restrictions not identify unconventional monetary p... | 06/18/2019

 
 
 
INT-EBA
 
 
 
 

News: Opinion on the elements of strong customer authentication under PSD2... | 06/21/2019

News: EBA publishes an Opinion on the elements of strong customer authentica... | 06/21/2019

News: EBA consults on draft Guidelines on loan origination and monitoring... | 06/19/2019

News: EBA updates data on Deposit Guarantee Schemes across the EU... | 06/17/2019

 
 
 
INT-EC
 
 
 
 

News: Statement by the European Commission on the European Banking Authority... | 06/21/2019

News: Sustainable finance: Commission publishes guidelines to improve how fi... | 06/18/2019

 
 
 
INT-FATF
 
 
 
 

Publications: Guidance for a Risk-Based Approach to Virtual Assets and Virtual Asset... | 06/21/2019

Publications: Public Statement - June 2019... | 06/21/2019

Publications: Outcomes FATF Plenary, 16-21 June 2019... | 06/21/2019

Publications: Public Statement on Virtual Assets and Related Providers... | 06/21/2019

Publications: FATF Actions to Identify and Disrupt ISIL, Al-Qaeda and Affiliates=E2=80=99 Fi... | 06/21/2019

Publications: Improving Global AML/CFT Compliance: On-going Process - 21 June 2019... | 06/21/2019

Publications: Statement on Brazil... | 06/21/2019

Publications: RBA for Virtual Assets & Virtual Asset Service Providers (pdf, )... | 06/21/2019

 
 
 
INT-FSB
 
 
 
 

News: FSB publishes compensation progress report... | 06/17/2019

 
 
 
INT-IOSCO
 
 
 
 

Final Rule: FR10/2019 Liquidity in Corporate Bond Markets Under Stressed Condition... | 06/21/2019

Final Rule: FR09/2019 Cyber Task Force... | 06/18/2019

 
 
 
NCUA
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 06/18/2019

Notice: Submission for OMB Review; Comment Request... | 06/17/2019

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 06/17/2019

Notice: Sunshine Act: Notice of Agency Meeting... | 06/17/2019

 
 
 
OCC
 
 
 
 
 
 

News: OCC Enforcement Actions and Terminations... | 06/21/2019

Bulletin: Description: Electronic Fingerprinting for Background Checks and Revis... | 06/21/2019

Final Rule: Reduced Reporting for Covered Depository Institutions... | 06/21/2019

Notice: Agency Information Collection Activities: Information Collection Renew... | 06/19/2019

Notice: Agency Information Collection Activities: Information Collection Renew... | 06/19/2019

News: OCC Partners with the District of Columbia to Launch Summer Internship... | 06/19/2019

Bulletin: Description: Risk Management Guidance for Higher-Loan-to-Value Lending... | 06/19/2019

News: OCC Reports First Quarter 2019 Bank Trading Revenue... | 06/18/2019

News: Agencies Release List of Distressed or Underserved Nonmetropolitan Mid... | 06/17/2019

News: Agencies Issue Final Rule to Streamline Regulatory Reporting Requireme... | 06/17/2019

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions... | 06/21/2019

Final Rule: Reporting, Procedures and Penalties Regulations... | 06/21/2019

Notice: Notice of OFAC Sanctions Actions... | 06/18/2019

 
 
 
RHS
 
 
 
 

Final Rule: Single Family Housing Direct and Guaranteed Loan Programs... | 06/21/2019

 
 
 
SEC
 
 
 
 
 
 

Proposed Rule: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and I... | 06/24/2019

Proposed Rule: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and I... | 06/24/2019

Notice: Submission for OMB Review; Comment Request... | 06/24/2019

Notice: Submission for OMB Review; Comment Request... | 06/24/2019

Proposed Rule: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 06/24/2019

Proposed Rule: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili... | 06/24/2019

Proposed Rule: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and I... | 06/24/2019

Proposed Rule: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Am... | 06/24/2019

Proposed Rule: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and I... | 06/24/2019

News: SEC Adopts Capital, Margin, and Segregation Requirements for Security-... | 06/21/2019

 
 
 
TREAS
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 06/24/2019

Agency Update: U.S. Department of the Treasury... | 06/21/2019

Agency Update: U.S. Department of the Treasury... | 06/21/2019

Agency Update: U.S. Department of the Treasury... | 06/21/2019

Agency Update: U.S. Department of the Treasury... | 06/19/2019

Notice: Agency Information Collection Activities; Proposed Collection; Comment... | 06/17/2019

Agency Update: U.S. Department of the Treasury... | 06/17/2019

 
 
 
UK-BOE
 
 
 
 
 
 
 
 
 
 

Agency Update: Bank funding costs and capital structure... | 06/21/2019

Agency Update: Back to the real economy: the effects of risk perception shocks on the... | 06/21/2019

News: Minutes of the London FXJSC Legal Sub-Committee Meeting - 3 December 2... | 06/21/2019

News: Overcoming macroprudential inertia: an ambush, and the votes that neve... | 06/21/2019

Agency Update: How education can help to build trust and understanding =E2=80=94 a case study... | 06/21/2019

Agency Update: An anniversary exhibition for the Bank of England: 325=C2=A0years, 325=C2=A0obje... | 06/21/2019

Agency Update: Quarterly Bulletin - 2019 Q2... | 06/21/2019

Quarterly Bulletin: Quarterly Bulletin - 2019 Q2... | 06/21/2019

Quarterly Bulletin: Quarterly Bulletin - 2019 Q2 -- Sign up to receive email notifications... | 06/21/2019

Working Paper: Bank funding costs and capital structure -- Sign up to receive email n... | 06/21/2019

 
 
 
UK-CMA
 
 
 
 

Press Release: Suppliers of antidepressants accused of illegal anti-competitive condu... | 06/18/2019

News Story: Illumina's takeover of PacBio raises competition concerns... | 06/18/2019

Press Release: New powers to fine firms that exploit consumer loyalty... | 06/18/2019

 
 
 
UK-FCA
 
 
 
 
 
 

Final notices: Final Notice 2019: David John Mills... | 06/21/2019

Final notices: Final Notice 2019: Lynden Gerard Scourfield... | 06/21/2019

Final notices: Final Notice 2019: Bank of Scotland Plc... | 06/21/2019

News: FCA fines Bank of Scotland for failing to report suspicions of fraud a... | 06/21/2019

Final notices: Final Notice 2019: Alison Mary Mills... | 06/21/2019

Final notices: Final Notice 2019: Mark Dobson... | 06/21/2019

News: FCA confirms next event for British Steel Pension Scheme Members... | 06/21/2019

News: Independent reviews of Interest Rate Hedging Products and the Connaugh... | 06/20/2019

News: Bad Credit Site (clone of authorised firm)... | 06/20/2019

News: Capital Finances... | 06/20/2019

 
 
 
UK-HMT
 
 
 
 

News Story: Individuals to be protected from 'devastating impact' of problem debt... | 06/18/2019

Press Release: Big wins for British businesses as Vice Premier Hu Chunhua visits... | 06/18/2019

News Story: Tenth Economic and Financial Dialogue held between the UK and China... | 06/17/2019

 
 
 
UK-ICO
 
 
 
 
 
 

News: ICO fines telecoms company EE Limited for sending unlawful text messag... | 06/24/2019

Monetary penalties: EE Limited... | 06/24/2019

Monetary penalties: EE Limited -- EE Limited monetary penalty notice... | 06/24/2019

News: Statement on Eurofins Scientific... | 06/21/2019

Audit: Lancashire Police... | 06/21/2019

Audit: Lancashire Police -- Lancashire Police audit executive summary... | 06/21/2019

News: Blog: ICO Adtech update report published following industry engagement... | 06/20/2019

News: ICO joins the UK Regulators Network... | 06/19/2019

Advisory visit: The CLD Trust Hereford... | 06/19/2019

Follow up audit: West Midlands Police... | 06/18/2019

 
 
 
UK-LSB
 
 
 
 

News: LSB Business Lending Reception... | 06/19/2019

 
 
 
UK-PRA
 
 
 
 

Letter: Letter from Sid Malik: Observations from recent regulatory reviews... | 06/19/2019

Letter: Letter from Sid Malik: Observations from recent regulatory reviews - L... | 06/19/2019

Letter: Insurance Stress Test 2019 - Letter... | 06/18/2019

Letter: Insurance Stress Test 2019 - Life Insurance Stress Test 2019 - Scenari... | 06/18/2019

Letter: Insurance Stress Test 2019 - General Insurance Stress Test 2019 - Scen... | 06/18/2019

Letter: Insurance Stress Test 2019... | 06/18/2019

Policy statement: Pillar 2 liquidity: Updates to the framework - Appendix 1: PRA RULEBOO... | 06/17/2019

Policy statement: Pillar 2 liquidity: Updates to the framework - Policy Statement 13/19... | 06/17/2019

Policy statement: Pillar 2 liquidity: Updates to the framework... | 06/17/2019

 
 
 
VA
 
 
 
 

Final Rule: VA Acquisition Regulation: Special Contracting Methods... | 06/24/2019

Final Rule: Issuance of Class Deviation From VA Acquisition Regulation (VAAR) Part... | 06/24/2019

Notice: Notice of Intent To Adopt the Final Environmental Impact Statement/Fin... | 06/21/2019

Notice: Agency Information Collection Activity: Department of Veterans Affairs... | 06/21/2019

Notice: Agency Information Collection Activity: Financial Counseling Statement... | 06/19/2019

Notice: Agency Information Collection Activity: Alternate Signer Certification... | 06/19/2019

Notice: Agency Information Collection Activity: VA Fiduciary's Account, Court ... | 06/18/2019

Final Rule: Schedule for Rating Disabilities; Infectious Diseases, Immune Disorder... | 06/18/2019

Notice: Veterans and Community Oversight and Engagement Board, Notice of Meeti... | 06/17/2019

 

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