Regulatory Agency Updates | Week of June 10 to June 17

Regulatory Agency Updates | Week of June 10 - June 17

 
 
CA-OPC
 
 
 
 

News: Announcement: Consultation on transfers for processing =E2=80=93 Reframed disc... | 06/11/2019

 
 
 
CA-OSFI
 
 
 
 

Agency Update: Residential Mortgage Underwriting Practices and Procedures Guideline (... | 06/10/2019

 
 
 
CFPB
 
 
 
 

Final Rule: Payday, Vehicle Title, and Certain High-Cost Installment Loans; Delay ... | 06/17/2019

Notice: Agency Information Collection Activities: Comment Request... | 06/14/2019

Notice: Agency Information Collection Activities: Comment Request... | 06/14/2019

News: Consumer Financial Protection Bureau Settles with Student CU Connect C... | 06/14/2019

News: Consumer Protection and Financial Inclusion... | 06/12/2019

News: Highlights of Director Kraninger=E2=80=99s First Six Months... | 06/11/2019

News: CFPB To Hold First Symposium On June 25... | 06/11/2019

News: Una herramienta f=C3=A1cil para vigilar sus gastos... | 06/11/2019

 
 
 
CFTC
 
 
 
 

Notice: Agency Information Collection Activities: Notice of Intent To Renew Co... | 06/14/2019

 
 
 
DOJ
 
 
 
 

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E... | 06/17/2019

Notice: Notice of Extension of Public Comment Period for Consent Decree Under ... | 06/17/2019

Agency Update: Justice Department Recognizes World Elder Abuse Awareness Day with Wee... | 06/14/2019

Agency Update: Honoring Elder Abuse Awareness Month... | 06/14/2019

Notice: Notice of Lodging of Proposed Settlement Agreement Under the Comprehen... | 06/12/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E... | 06/11/2019

Notice: Privacy Act of 1974; Systems of Records... | 06/10/2019

Notice: Privacy Act of 1974; Systems of Records... | 06/10/2019

 
 
 
EBSA
 
 
 
 

Final Rule: Electronic Filing of Notices for Apprenticeship and Training Plans and... | 06/17/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Continuation of the National Emergency With Respect to the Actions and... | 06/14/2019

Presidential Document: Modernizing the Regulatory Framework for Agricultural Biotechnology Pr... | 06/14/2019

Presidential Document: Delegation of Functions and Authorities Under the Sanctioning the Use ... | 06/13/2019

Presidential Document: Flag Day and National Flag Week, 2019... | 06/13/2019

Presidential Document: Delegation of Functions and Authorities Under the Nicaragua Human Righ... | 06/13/2019

Presidential Document: Presidential Determination Pursuant to Section 303 Defense Production ... | 06/13/2019

Presidential Document: National Day of Remembrance of the 75th Anniversary of D-Day... | 06/12/2019

 
 
 
FDIC
 
 
 
 

Notice: Notice of Termination of Receivership... | 06/14/2019

News: Remarks by Jelena McWilliams, Chairman, Federal Deposit Insurance Corp... | 06/12/2019

 
 
 
FINCEN
 
 
 
 

News: Prepared Remarks of FinCEN Director Blanco at the NYU Law Program on C... | 06/12/2019

 
 
 
FINRA
 
 
 
 

Enforcement: Patrick Neal Foley... | 06/14/2019

Enforcement: George C. Merhoff, Jr.... | 06/14/2019

Enforcement: Daniel Robert Rozzi ("Rozzi")... | 06/13/2019

Enforcement: Spencer Edwards, Inc. ("SEI")... | 06/11/2019

Enforcement: Nicolas J. Barrios... | 06/11/2019

Enforcement: Donna Flemming... | 06/11/2019

Enforcement: Nina S. Jessee... | 06/11/2019

Enforcement: Kyung Soo Kim... | 06/10/2019

Enforcement: Ross Sinclaire & Associates, LLC... | 06/10/2019

Enforcement: U.S. Boston Capital Corporation... | 06/10/2019

 
 
 
FRS
 
 
 
 
 
 

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 06/17/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 06/17/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 06/17/2019

Proposed Rule: Rules Regarding Availability of Information... | 06/17/2019

Notice: Proposed Agency Information Collection Activities; Comment Request... | 06/17/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 06/17/2019

Notice: Proposed Agency Information Collection Activities; Comment Request... | 06/17/2019

News: Attachment (PDF) - Federal Reserve Board requests public comment on te... | 06/14/2019

News: Federal Reserve Board requests public comment on technical updates to ... | 06/14/2019

News: Federal Reserve Board publishes summary of feedback from roundtable di... | 06/13/2019

 
 
 
FTC
 
 
 
 
 
 

Notice: DealerBuilt/LightYear Dealer Technologies; Analysis To Aid Public Comm... | 06/17/2019

Agency Update: International Monthly: June 2019... | 06/14/2019

News: Unpacking Divestiture Packages... | 06/13/2019

News: Unpacking Divestiture Packages... | 06/13/2019

Enforcement: LightYear Dealer Technologies, LLC, In the Matter of... | 06/12/2019

News: Cmr. Slaughter opening remarks at FTC=E2=80=99s Online Event Tickets Workshop... | 06/11/2019

Notice: Staffordshire Property Management, LLC; Analysis To Aid Public Comment... | 06/11/2019

Notice: Shore to Please Vacations LLC; Analysis To Aid Public Comment... | 06/11/2019

News: OPP Director Bilal Sayyed moderates the Revisiting =E2=80=9CThe Limits of Anti... | 06/10/2019

News: Weekly Calendar for June 10, 2019... | 06/10/2019

 
 
 
Fannie
 
 
 
 

News: Servicing Guide Updates... | 06/12/2019

News: URLA optional use period postponed... | 06/12/2019

News: Ask Poli Now Available in LSDU... | 06/12/2019

News: Malloy Evans: Key Updates in Latest Servicing Announcement (June 12, 2... | 06/12/2019

 
 
 
INT-EC
 
 
 
 

News: Banking Union: Non-performing loans in the EU continue to decline... | 06/12/2019

News: Opening remarks by Vice-President Dombrovskis on deepening Europe's Ec... | 06/12/2019

 
 
 
INT-FSB
 
 
 
 

News: FSB publishes compensation progress report... | 06/17/2019

News: FSB RCG for Asia discusses the design and use of crisis simulation exe... | 06/14/2019

News: Corporate governance: a building block for financial resilience... | 06/12/2019

 
 
 
NCUA
 
 
 
 

Notice: Submission for OMB Review; Comment Request... | 06/17/2019

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 06/17/2019

Notice: Sunshine Act: Notice of Agency Meeting... | 06/17/2019

 
 
 
OCC
 
 
 
 

News: OCC Hosts Compliance and Operational Risk Workshops in Boston... | 06/13/2019

 
 
 
OFAC
 
 
 
 

Final Rule: Inflation Adjustment of Civil Monetary Penalties... | 06/14/2019

Notice: Notice of OFAC Sanctions Actions... | 06/12/2019

Notice: Notice of OFAC Sanctions Actions... | 06/11/2019

 
 
 
SEC
 
 
 
 
 
 

Proposed Rule: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 06/17/2019

Proposed Rule: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Fil... | 06/17/2019

Proposed Rule: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili... | 06/17/2019

Proposed Rule: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili... | 06/17/2019

Proposed Rule: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of ... | 06/17/2019

Proposed Rule: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of ... | 06/17/2019

Final Rule: Amendment to Single Issuer Exemption for Broker-Dealers... | 06/14/2019

Proposed Rule: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Fil... | 06/14/2019

Enforcement: David Vogel, CPA... | 06/14/2019

Enforcement: SEC Complaint - David Wagner, Downing Partners, LLC, Downing Investmen... | 06/14/2019

 
 
 
TREAS
 
 
 
 

Notice: Agency Information Collection Activities; Proposed Collection; Comment... | 06/17/2019

Agency Update: U.S. Department of the Treasury... | 06/14/2019

Agency Update: U.S. Department of the Treasury... | 06/14/2019

Agency Update: U.S. Department of the Treasury... | 06/13/2019

Agency Update: U.S. Department of the Treasury... | 06/12/2019

Agency Update: U.S. Department of the Treasury... | 06/12/2019

Agency Update: U.S. Department of the Treasury... | 06/11/2019

Agency Update: U.S. Department of the Treasury... | 06/11/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 06/10/2019

Notice: Survey of Foreign Ownership of U.S. Securities as of June 30, 2019... | 06/10/2019

 
 
 
UK-BOE
 
 
 
 
 
 

News: Treasury Select Committee hearing on the May Inflation Report (startin... | 06/14/2019

News: Dame Colette Bowe Treasury Select Committee appointment hearing (10:00... | 06/14/2019

News: Finance by all, for all - remarks by Mark Carney... | 06/14/2019

Agency Update: Tracking foreign capital: the effect of capital inflows on bank lendin... | 06/14/2019

Agency Update: Simulating stress in the UK corporate bond market: investor behaviour ... | 06/14/2019

Working Paper: Simulating stress in the UK corporate bond market: investor behaviour ... | 06/14/2019

Working Paper: Simulating stress in the UK corporate bond market: investor behaviour ... | 06/14/2019

Working Paper: Tracking foreign capital: the effect of capital inflows on bank lendin... | 06/14/2019

Working Paper: Tracking foreign capital: the effect of capital inflows on bank lendin... | 06/14/2019

Working Paper: Simulating stress in the UK corporate bond market: investor behaviour ... | 06/14/2019

 
 
 
UK-CMA
 
 
 
 

Press Release: 4 Berkshire estate agents accused of illegally fixing fees... | 06/13/2019

News Story: CMA clears PayPal / iZettle deal... | 06/12/2019

Speech: UK Competition Law enforcement: the post-Brexit future... | 06/11/2019

News Story: CMA launches consumer law investigation into leasehold market... | 06/11/2019

News Story: Thermo Fisher/Roper abandon deal... | 06/10/2019

Press Release: Final step taken in CMA reform of investment consultants... | 06/10/2019

 
 
 
UK-FCA
 
 
 
 
 
 

News: FCA calls on consumer to act now as PPI complaints deadline pressure b... | 06/17/2019

News: FCA and CSRC announce their support for the Shanghai-London Stock Conn... | 06/17/2019

News: Goldman Sachs Asset Management International (clone of authorised firm... | 06/14/2019

News: Swiss Investment FX (clone of FCA authorised firm)... | 06/14/2019

News: Pentagon (UK) Limited and Atlantic Finance (UK) Limited enter administ... | 06/14/2019

News: Swiss Investment Ltd (clone of FCA authorised firm)... | 06/14/2019

News: Deccan Loans (clone of authorised firm)... | 06/13/2019

News: Infinity Capital Markets... | 06/13/2019

News: Claims Careline Ltd (clone of authorised firm)... | 06/13/2019

Consultations Consultation papers: CP19/20: Our framework: assessing adequate financial resources -- Read... | 06/13/2019

 
 
 
UK-ICO
 
 
 
 
 
 

Advisory visit: Long Furlong Primary School... | 06/17/2019

Advisory visit: By Design Group Ltd... | 06/14/2019

News: ICO fines home security company for making thousands of nuisance calls... | 06/13/2019

Monetary penalties: Smart Home Protection Ltd... | 06/13/2019

Monetary penalties: Smart Home Protection Ltd -- Smart Home Protection Ltd... | 06/13/2019

Audit: East London NHS Foundation Trust... | 06/12/2019

Audit: East London NHS Foundation Trust -- Executive summary of the East Lond... | 06/12/2019

Follow up audit: Devon Partnership NHS Trust... | 06/11/2019

 
 
 
UK-PRA
 
 
 
 

Policy statement: Pillar 2 liquidity: Updates to the framework - Appendix 1: PRA RULEBOO... | 06/17/2019

Policy statement: Pillar 2 liquidity: Updates to the framework - Policy Statement 13/19... | 06/17/2019

Policy statement: Pillar 2 liquidity: Updates to the framework... | 06/17/2019

Policy statement: Regulated fees and levies: Rates proposals 2019/20... | 06/13/2019

Policy statement: Regulated fees and levies: Rates proposals 2019/20 - Appendix 1: PRA R... | 06/13/2019

Policy statement: Regulated fees and levies: Rates proposals 2019/20 - Policy Statement ... | 06/13/2019

Letter: Letter from Melanie Beaman: Review and findings: Fast growing firms - ... | 06/12/2019

Letter: Letter from Melanie Beaman: Review and findings: Fast growing firms... | 06/12/2019

Prudential Regulation: PRA Rulebook: PRA Periodic Fees (2019/20) and Other Fees Instrument 20... | 06/11/2019

Prudential Regulation: PRA Rulebook: CRR Firms: Liquidity Regulatory Reporting (Amendment) (N... | 06/11/2019

 
 
 
VA
 
 
 
 

Notice: Veterans and Community Oversight and Engagement Board, Notice of Meeti... | 06/17/2019

Notice: Agency Information Collection Activity: VA Health Professional Scholar... | 06/10/2019

Notice: Agency Information Collection Activity Under OMB Review: The Veteran E... | 06/10/2019

 

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