Regulatory Agency Updates | Week of June 03 to June 10

Regulatory Agency Updates | Week of June 03 - June 10

 
 
CA-CANLII
 
 
 
 

Agency Update: Withdrawal from Disposal of Certain Tracts of Territorial Lands in Nun… | 06/06/2019

Agency Update: Women Deliver 2019 Global Conference =E2=80=94 Privileges and Immunities Order… | 06/06/2019

Agency Update: Black Lake First Nation Water Power Regulation, SOR/2019-131 [Modified… | 06/06/2019

Agency Update: Compensation for Destroyed Animals Regulations, SOR/2000-233 [Modified… | 06/06/2019

Agency Update: Order Calling in Certain Notes, SOR/2019-146 [Modified]… | 06/06/2019

Agency Update: Challenges Annual Forum =E2=80=94 Privileges and Immunities Order, SOR/2019-15… | 06/06/2019

Agency Update: Fees in Respect of Drugs and Medical Devices Order, SOR/2019-124 [Modi… | 06/06/2019

Agency Update: General Export Permit No. 41 =E2=80=94 Dual-use Goods and Technology to Certai… | 06/06/2019

Agency Update: General Export Permit no. 45 =E2=80=94 Cryptography for the Development or Pro… | 06/06/2019

Agency Update: General Import Permit No. 108 =E2=80=94 CWC Toxic Chemicals and Precursors, SO… | 06/06/2019

 
 
 
CFPB
 
 
 
 

Notice: Agency Information Collection Activities: Comment Request… | 06/07/2019

News: C=C3=B3mo hacer un presupuesto y mantenerse en =C3=A9l… | 06/05/2019

News: Budgeting: How to create a budget and stick with it… | 06/05/2019

Enforcement Action: Freedom Mortgage Corporation… | 06/05/2019

News: Consumer Financial Protection Bureau Settles with Freedom Mortgage Cor… | 06/05/2019

Notice: Agency Information Collection Activities: Comment Request… | 06/05/2019

Notice: Agency Information Collection Activities: Comment Request… | 06/05/2019

News: Mortgage Closing Scams: How to protect yourself and your closing funds… | 06/03/2019

 
 
 
DOJ
 
 
 
 

Notice: Privacy Act of 1974; Systems of Records… | 06/10/2019

Notice: Privacy Act of 1974; Systems of Records… | 06/10/2019

Notice: Notice of Lodging of Proposed Fifth Joint Modification to Consent Decr… | 06/07/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Water Act… | 06/07/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act… | 06/06/2019

Agency Update: New Annual FOIA Report Data Available on FOIA.gov & OIP Publishes its … | 06/06/2019

Notice: Notice of Lodging Proposed Consent Decree… | 06/04/2019

Notice: Agency Information Collection Activities: Extension Requested; Comment… | 06/03/2019

 
 
 
DOL
 
 
 
 

Notice: All Items Consumer Price Index for All Urban Consumers; United States … | 06/03/2019

Notice: All Items Consumer Price Index for All Urban Consumers; United States … | 06/03/2019

 
 
 
EBSA
 
 
 
 

Notice: 196th Meeting of the Advisory Council on Employee Welfare and Pension … | 06/06/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Honoring the Victims of the Tragedy in Virginia Beach, Virginia… | 06/07/2019

Presidential Document: [No title available]… | 06/05/2019

Presidential Document: National Caribbean-American Heritage Month, 2019… | 06/05/2019

Presidential Document: National Homeownership Month, 2019… | 06/05/2019

Presidential Document: National Ocean Month, 2019… | 06/05/2019

Presidential Document: To Modify the List of Beneficiary Developing Countries Under the Trade… | 06/05/2019

Presidential Document: Great Outdoors Month, 2019… | 06/05/2019

Presidential Document: [No title available]… | 06/05/2019

Presidential Document: [No title available]… | 06/05/2019

Presidential Document: [No title available]… | 06/05/2019

 
 
 
FDIC
 
 
 
 

Notice: Request for Information on FDIC Technical Assistance Offerings and Del… | 06/07/2019

Notice: Update to Notice of Financial Institutions for Which the Federal Depos… | 06/07/2019

Final Rule: Liquidity Coverage Ratio Rule: Treatment of Certain Municipal Obligati… | 06/05/2019

News: San Francisco Region Bankers’ Forum Teleconference on Cybersecurity… | 06/04/2019

News: Remarks by Jelena McWilliams Chairman Federal Deposit Insurance Corpor… | 06/04/2019

News: Request for Information on FDIC Technical Assistance Offerings and Del… | 06/03/2019

 
 
 
FINRA
 
 
 
 

Enforcement: Robert W. Baird & Co. Incorporated… | 06/07/2019

News: FINRA Foundation Honors Top Student Researchers for Advancing Understa… | 06/07/2019

Enforcement: Ron Ray Willoughby, Jr…. | 06/06/2019

Enforcement: Jason Nelson… | 06/06/2019

Enforcement: Manuel Fernandez and DreamFunded Marketplace, LLC… | 06/05/2019

Enforcement: Carlos Ricardo Fuenmayor… | 06/04/2019

Enforcement: Lime Brokerage, LLC… | 06/03/2019

Enforcement: Normura Securities International, Inc…. | 06/03/2019

Enforcement: Alberto Sanchez… | 06/03/2019

Enforcement: James F. Anderson… | 06/03/2019

 
 
 
FRS
 
 
 
 
 
 

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 06/07/2019

News: Federal Reserve Board issues enforcement action with former employee o… | 06/06/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 06/06/2019

Notice: Proposed Agency Information Collection Activities; Comment Request… | 06/06/2019

News: Federal Reserve Board announces termination of enforcement action agai… | 06/06/2019

News: Confirmation hearing – Governor Michelle W. Bowman… | 06/05/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 06/05/2019

News: The Federal Reserve’s Review of Its Monetary Policy Strategy, Tools, a… | 06/05/2019

Final Rule: Liquidity Coverage Ratio Rule: Treatment of Certain Municipal Obligati… | 06/05/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 06/05/2019

 
 
 
FTC
 
 
 
 

News: OPP Director Bilal Sayyed moderates the Revisiting =E2=80=9CThe Limits of Anti… | 06/10/2019

News: Working Together to Protect Midwest Consumers: A Common Ground Confere… | 06/07/2019

News: Cmr. Phillips participates on Sedona Conference panel on Standard Esse… | 06/06/2019

News: Cmr. Phillips participates on Sedona Conference panel on Standard Esse… | 06/06/2019

News: Working Together to Protect Midwest Consumers: A Common Ground Confere… | 06/06/2019

News: Hearing Before Administrative Law Judge: Benco Dental Supply… | 06/03/2019

News: Hearing Before Administrative Law Judge: Benco Dental Supply… | 06/03/2019

Enforcement: Staffordshire Property Management, LLC, In the Matter of… | 06/03/2019

News: Cmr. Phillips participates in G7 panel on Digital Innovation and Compe… | 06/03/2019

News: Cmr. Phillips participates in G7 panel on Digital Innovation and Compe… | 06/03/2019

 
 
 
Fannie
 
 
 
 

News: Fannie Mae Modification Interest Rate Adjustment Update… | 06/07/2019

News: Guidance on federal private flood insurance rule… | 06/05/2019

News: Lender Letter LL-2019-06, Upcoming HomeReady and Desktop Underwriter U… | 06/05/2019

News: Key Selling Announcement SEL-2019-05 Updates… | 06/05/2019

News: Selling Guide Updates… | 06/05/2019

 
 
 
INT-BIS
 
 
 
 

News: CPMI and IOSCO publish for public comment a paper on CCP auctions… | 06/05/2019

Agency Update: Industry heterogeneity and exchange rate pass-through… | 06/04/2019

Agency Update: Estimating the effect of exchange rate changes on total exports… | 06/04/2019

Agency Update: Effects of a mandatory local currency pricing law on the exchange rate… | 06/04/2019

Agency Update: Import prices and invoice currency: evidence from Chile… | 06/04/2019

 
 
 
INT-FSB
 
 
 
 

News: 2019 FSB Roundtable on External Audit… | 06/07/2019

News: FSB publishes consultation on SME financing evaluation… | 06/07/2019

News: FSB report considers implications of decentralised financial technolog… | 06/06/2019

Agency Update: Decentralised financial technologies: Report on financial stability, r… | 06/06/2019

Agency Update: Decentralised financial technologies: Report on financial stability, r… | 06/06/2019

News: TCFD report finds encouraging progress on climate-related financial di… | 06/05/2019

Agency Update: Task Force on Climate-related Financial Disclosures: 2019 Status Repor… | 06/05/2019

Agency Update: Task Force on Climate-related Financial Disclosures: 2019 Status Repor… | 06/05/2019

Agency Update: FSB Report on Market Fragmentation… | 06/04/2019

Agency Update: Overnight Risk-Free Rates: A User’s Guide… | 06/04/2019

 
 
 
INT-IOSCO
 
 
 
 

Final Rule: FR08/2019 Sustainable finance in emerging markets and the role of secu… | 06/05/2019

Consultation Report: CR03/2019 A discussion paper on central counterparty default managemen… | 06/05/2019

 
 
 
NCUA
 
 
 
 

Notice: Submission for OMB Review; Comment Request… | 06/04/2019

Notice: Submission for OMB Review; Comment Request… | 06/04/2019

 
 
 
OCC
 
 
 
 

Bulletin: OCC BULLETIN 2019-27… | 06/05/2019

Final Rule: Liquidity Coverage Ratio Rule: Treatment of Certain Municipal Obligati… | 06/05/2019

News: OCC Releases CRA Evaluations for 33 National Banks and Federal Savings… | 06/05/2019

News: OCC Appoints Three New Members to Minority Depository Institutions Adv… | 06/04/2019

News: OCC Extends Dodd-Frank Act Stress Test Requirements Through November 2… | 06/04/2019

 
 
 
OFAC
 
 
 
 

Final Rule: Cuban Assets Control Regulations… | 06/05/2019

 
 
 
SEC
 
 
 
 
 
 

Proposed Rule: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of … | 06/10/2019

Proposed Rule: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of … | 06/10/2019

Proposed Rule: Self-Regulatory Organizations; Miami International Securities Exchange… | 06/10/2019

Notice: Sunshine Act Meetings… | 06/10/2019

Proposed Rule: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and I… | 06/10/2019

Proposed Rule: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and I… | 06/10/2019

Proposed Rule: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal o… | 06/10/2019

Proposed Rule: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and … | 06/10/2019

Notice: Submission for OMB Review; Comment Request; Extension: Rule 17a-7… | 06/07/2019

Notice: Submission for OMB Review; Comment Request… | 06/07/2019

 
 
 
TREAS
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 06/10/2019

Notice: Survey of Foreign Ownership of U.S. Securities as of June 30, 2019… | 06/10/2019

Agency Update: U.S. Department of the Treasury… | 06/07/2019

Notice: First Periodic Meeting of the U.S. Department of the Treasury Tribal A… | 06/05/2019

Notice: Government Securities: Call for Large Position Reports… | 06/05/2019

Agency Update: U.S. Department of the Treasury… | 06/05/2019

Agency Update: U.S. Department of the Treasury… | 06/04/2019

 
 
 
UK-BOE
 
 
 
 
 
 
 
 

News: Ben Broadbent & Michael Saunders: Treasury Select Committee re-appoint… | 06/07/2019

Agency Update: The long-run effects of uncertainty shocks… | 06/07/2019

Agency Update: Bank of England/TNS Inflation Attitudes Survey – May 2019… | 06/07/2019

Working Paper: The long-run effects of uncertainty shocks… | 06/07/2019

Inflation: Bank of England/TNS Inflation Attitudes Survey – May 2019… | 06/07/2019

Working Paper: The long-run effects of uncertainty shocks — The long-run effects of … | 06/07/2019

Inflation: Bank of England/TNS Inflation Attitudes Survey – May 2019 — Methodolo… | 06/07/2019

Working Paper: The long-run effects of uncertainty shocks — Sign up to receive email… | 06/07/2019

Inflation: Bank of England/TNS Inflation Attitudes Survey – May 2019 — Sign up t… | 06/07/2019

Agency Update: Bank of England Weekly Report 05 June 2019… | 06/06/2019

 
 
 
UK-CMA
 
 
 
 

Research: Assessment of merger control decisions in digital markets… | 06/03/2019

Speech: Competition in the digital age: reflecting on digital merger investiga… | 06/03/2019

 
 
 
UK-FCA
 
 
 
 
 
 

News: Stepsworth Consulting Group… | 06/10/2019

News: AGM Invest / AGM Group (clone of FCA appointed representative firm)… | 06/10/2019

News: Wellesley Property Group / Wellesley Group Limited (clone of authorise… | 06/10/2019

News: Allied Wallet Limited… | 06/10/2019

News: Diversity: delivering excellence for the future… | 06/10/2019

News: FCA confirms biggest shake-up to the overdraft market for a generation… | 06/07/2019

Consultation papers: CP19/19: Quarterly Consultation Paper No 24… | 06/07/2019

Policy statements: PS19/16: High-Cost Credit Review: Overdraft policy statement… | 06/07/2019

Policy statements: PS19/16: High-Cost Credit Review: Overdraft policy statement — FCA Ov… | 06/07/2019

Consultation papers: CP19/18: Overdraft Pricing Remedies and Competition Remedies… | 06/07/2019

 
 
 
UK-HMT
 
 
 
 

Official Statistics: European Union Finances 2018… | 06/05/2019

Open Consultation: Regulation of pre-paid funeral plans: consultation on a policy proposa… | 06/03/2019

 
 
 
UK-ICO
 
 
 
 
 
 

News: Former customer services officer fined after unlawfully accessing pers… | 06/07/2019

Audit: Legal Ombudsman… | 06/07/2019

Audit: Legal Ombudsman — Executive summary of the Legal Ombudsman audit repo… | 06/07/2019

Prosecutions: Wendy Masterson… | 06/07/2019

Prosecutions: Jeannette Baines… | 06/06/2019

News: G20 Side Event – International Seminar on Personal Data… | 06/04/2019

News: Blog: Counting the cost of accessing environmental information… | 06/03/2019

News: When it comes to explaining AI decisions, context matters… | 06/03/2019

Decision Notice: Folkestone & Hythe District Council… | 06/03/2019

 
 
 
UK-PRA
 
 
 
 
 
 

Consultation paper: Occasional Consultation Paper – Appendix 14: Draft updates to internal… | 06/07/2019

Consultation paper: Occasional Consultation Paper… | 06/07/2019

Consultation paper: Strengthening individual accountability: Resolution assessments and re… | 06/07/2019

Consultation paper: Occasional Consultation Paper – Consultation Paper 13/19… | 06/07/2019

Consultation paper: Occasional Consultation Paper – Appendix 12: Draft updates to internal… | 06/07/2019

Consultation paper: Strengthening individual accountability: Resolution assessments and re… | 06/07/2019

Annual Report: Prudential Regulation Authority Annual Report 2019 – Prudential Regula… | 06/06/2019

Annual Report: Prudential Regulation Authority Annual Report 2019… | 06/06/2019

Annual Report: The Prescribed Persons (Reports on Disclosures of Information) Regulat… | 06/06/2019

Annual Report: The Prescribed Persons (Reports on Disclosures of Information) Regulat… | 06/06/2019

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity: VA Health Professional Scholar… | 06/10/2019

Notice: Agency Information Collection Activity Under OMB Review: The Veteran E… | 06/10/2019

Notice: Advisory Committee Charter Renewals… | 06/06/2019

Notice: Solicitation of Nominations for Appointment to the Advisory Committee … | 06/06/2019

Final Rule: Veterans Community Care Program… | 06/05/2019

Final Rule: Urgent Care… | 06/05/2019

Notice: Agency Information Collection Activity Under OMB Review: Application f… | 06/04/2019

Notice: Agency Information Collection Activity Under OMB Review: Request for D… | 06/04/2019

Notice: Advisory Committee: VA National Academic Affiliations Council, Notice … | 06/03/2019

 

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