Regulatory Agency Updates | Week of June 01 to June 08

Agency Report June 01 - 08 feat

Agency Report June 01 - 08

 
 
CFPB
 
 
 
 
 
 

Final Rule: Remittance Transfers Under the Electronic Fund Transfer Act (Regulatio... | 06/05/2020

Press release: CFPB Takes Steps to Facilitate LIBOR Transition... | 06/04/2020

Notice: Agency Information Collection Activities: Comment Request... | 06/03/2020

Press release: Consumer Financial Protection Bureau Takes Action to Help Consumers Re... | 06/03/2020

Press release: Consumer Financial Protection Bureau Settles with Short-term Lenders f... | 06/02/2020

Enforcement Action: Main Street Personal Finance, Inc., ACAC, Inc. d/b/a Approved Cash Adv... | 06/02/2020

Enforcement Document: Main Street Personal Finance, Inc., ACAC, Inc. d/b/a Approved Cash Adv... | 06/02/2020

Enforcement Document: Main Street Personal Finance, Inc., ACAC, Inc. d/b/a Approved Cash Adv... | 06/02/2020

Blog: How to avoid COVID-19 government imposter scams... | 06/01/2020

 
 
 
CFTC
 
 
 
 

Notice: Sunshine Act Meetings... | 06/02/2020

Enforcement: Complaint: William S. Evans III, et al.... | 06/02/2020

News: CFTC Charges Kentucky Man in Multi-Million Dollar Fraud Scheme... | 06/02/2020

Enforcement: Consent Order: Eyal Alper... | 06/02/2020

News: CFTC Obtains $700,000 Judgment Against New York Man in Fraud and Misap... | 06/02/2020

 
 
 
DOJ
 
 
 
 

Notice: Antitrust Division... | 06/08/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act... | 06/04/2020

Notice: Agency Information Collection Activities; Proposed eCollection, eComme... | 06/03/2020

Notice: Agency Information Collection Activities; Proposed eCollection, eComme... | 06/03/2020

Notice: Agency Information Collection Activities; Proposed eCollection, eComme... | 06/03/2020

Notice: Agency Information Collection Activities; Proposed eCollection, eComme... | 06/03/2020

Notice: Agency Information Collection Activities; Proposed eCollection, eComme... | 06/03/2020

Agency Update: Summary of Fiscal Year 2019 Annual FOIA Reports Published... | 06/01/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 06/01/2020

 
 
 
EBSA
 
 
 
 

News: U.S. Department of Labor Issues Information Letter On Private Equity I... | 06/03/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Great Outdoors Month, 2020... | 06/05/2020

Presidential Document: Advancing International Religious Freedom... | 06/05/2020

Presidential Document: Providing Continued Federal Support for Governors' Use of the National... | 06/05/2020

Presidential Document: National Homeownership Month, 2020... | 06/05/2020

Presidential Document: African-American Music Appreciation Month, 2020... | 06/05/2020

Presidential Document: National Caribbean-American Heritage Month, 2020... | 06/05/2020

Presidential Document: National Ocean Month, 2020... | 06/05/2020

Notice: Designation of Twelve Areas as High Intensity Drug Trafficking Areas... | 06/04/2020

Presidential Document: Suspension of Entry as Nonimmigrants of Certain Students and Researche... | 06/04/2020

Presidential Document: Preventing Online Censorship... | 06/02/2020

 
 
 
FDIC
 
 
 
 

Notice: Notice to All Interested Parties of Intent To Terminate Receivership... | 06/08/2020

Notice: Notice to All Interested Parties of Intent To Terminate Receiverships... | 06/08/2020

Notice: Notice of Termination of Receivership... | 06/05/2020

Notice: Notice of the FDIC's Response to Exception Requests Pursuant to Record... | 06/03/2020

News: Summary of Deposits Survey and Filing for June 30, 2020
Summary of Dep... | 06/03/2020

News: Remarks by FDIC Chairman Jelena McWilliams at the Olympia Snowe Women'... | 06/02/2020

Notice: Agency Information Collection Activities: Proposed Collection Renewal;... | 06/02/2020

News: Statement by FDIC Chairman Jelena McWilliams on Acting Comptroller of ... | 06/01/2020

Final Rule: Interagency Policy Statement on Allowances for Credit Losses... | 06/01/2020

Final Rule: Regulatory Capital Rule: Temporary Exclusion of U.S. Treasury Securiti... | 06/01/2020

 
 
 
FFIEC
 
 
 
 

Notice: Agency Information Collection Activities; Renewal of an Approved Infor... | 06/05/2020

News: Financial Regulators Statement on Financial Inclusion... | 06/05/2020

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): Electronic Transaction Clearing, Inc. AWCs (Letters of Acceptance, Wai... | 06/05/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Merrill Lynch, Pierce, Fenner & Smith Incorporated AWCs (Letters of Ac... | 06/04/2020

AWCs (Letters of Acceptance, Waiver, and Consent): TPEG Securities, LLC AWCs (Letters of Acceptance, Waiver, and Consent)... | 06/04/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Robert Silverman AWCs (Letters of Acceptance, Waiver, and Consent)... | 06/03/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Donald G. Padilla AWCs (Letters of Acceptance, Waiver, and Consent)... | 06/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Cantor Fitzgerald & Co. AWCs (Letters of Acceptance, Waiver, and Conse... | 06/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Hector Ramos AWCs (Letters of Acceptance, Waiver, and Consent)... | 06/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Quinn Daniel Campbell AWCs (Letters of Acceptance, Waiver, and Consent... | 06/02/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Mizuho Securities USA LLC AWCs (Letters of Acceptance, Waiver, and Con... | 06/01/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Marie Bernadette Kincheloe AWCs (Letters of Acceptance, Waiver, and Co... | 06/01/2020

 
 
 
FRS
 
 
 
 

Notice: Formations of, Acquisitions by, and Mergers of Savings and Loan Holdin... | 06/04/2020

News: Federal Reserve Board announces termination of enforcement action with... | 06/04/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 06/04/2020

Notice: Agency Information Collection Activities: Announcement of Temporary Ap... | 06/04/2020

Notice: Notice of Proposals To Engage in or To Acquire Companies Engaged in Pe... | 06/03/2020

News: Term Sheet: Municipal Liquidity Facility (PDF) - Federal Reserve Board... | 06/03/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 06/03/2020

News: Federal Reserve Board announces an expansion in the number and type of... | 06/03/2020

Notice: Announcement of Financial Sector Liabilities... | 06/02/2020

News: Agencies issue host state loan-to-deposit ratios... | 06/02/2020

 
 
 
FTC
 
 
 
 
 
 

Proposed Rule: Prohibition of Energy Market Manipulation Rule... | 06/05/2020

Consumer Alert: Coaching Department Refunds... | 06/05/2020

News: FTC Sends Second Round of Warning Letters to Multi-Level Marketers Reg... | 06/05/2020

Consumer Alert: Quantum Wellness Refunds Products: ReJuvenation... | 06/05/2020

News: Developer of Apps Popular with Children Agrees to Settle FTC Allegatio... | 06/04/2020

Enforcement: Technology
Complaint for Civil Penalties, Permanent Injunction and Oth... | 06/04/2020

News: FTC Staff Provides 2019 Annual Financial Acts Enforcement Report to th... | 06/04/2020

News: FTC Sends Letters Warning 35 More Marketers to Stop Making Unsupported... | 06/04/2020

News: FTC Adjusts Monetary Thresholds for Three Exemptions in Franchise Rule... | 06/03/2020

News: FTC Provides Consumer Emergency Preparedness Resources... | 06/02/2020

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2020-20 Selling... | 06/03/2020

 
 
 
INT-FSB
 
 
 
 

News: FSB Americas group discusses financial vulnerabilities and the impact ... | 06/05/2020

 
 
 
NCUA
 
 
 
 

Proposed Rule: Joint Ownership Share Accounts... | 06/05/2020

Final Rule: Interagency Policy Statement on Allowances for Credit Losses... | 06/01/2020

Notice: Interagency Guidance on Credit Risk Review Systems... | 06/01/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing a... | 06/05/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 06/05/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 06/02/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 06/01/2020

 
 
 
OCC
 
 
 
 

Notice: Mutual Savings Association Advisory Committee... | 06/08/2020

Final Rule: Community Reinvestment Act Regulations... | 06/05/2020

News Release: News Release 2020-76... | 06/04/2020

Final Rule: Permissible Interest on Loans That Are Sold, Assigned, or Otherwise Tr... | 06/02/2020

News Release: News Release 2020-75... | 06/02/2020

News Release: News Release 2020-74... | 06/02/2020

News Release: News Release 2020-73... | 06/01/2020

Final Rule: Regulatory Capital Rule: Temporary Exclusion of U.S. Treasury Securiti... | 06/01/2020

Notice: Interagency Guidance on Credit Risk Review Systems... | 06/01/2020

Final Rule: Interagency Policy Statement on Allowances for Credit Losses... | 06/01/2020

 
 
 
OFAC
 
 
 
 

Final Rule: Syria-Related Sanctions Regulations... | 06/05/2020

Financial Sanction: Issuance of Iran-related Frequently Asked Questions... | 06/05/2020

Financial Sanction: Publication of Syria-related Sanctions Regulations... | 06/04/2020

Financial Sanction: Venezuela-related Designations... | 06/02/2020

Press Release: Venezuela-related Designations -- Treasury Targets Maritime Entities f... | 06/02/2020

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing an... | 06/08/2020

Notice: Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and... | 06/08/2020

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of ... | 06/08/2020

Notice: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and I... | 06/08/2020

Notice: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and I... | 06/08/2020

Notice: Self-Regulatory Organizations; The Options Clearing Corporation; Order... | 06/08/2020

Notice: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and I... | 06/08/2020

Notice: Self-Regulatory Organizations; Miami International Securities Exchange... | 06/08/2020

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and I... | 06/05/2020

Enforcement: Jana Faith Kiena, CPA... | 06/05/2020

 
 
 
TREAS
 
 
 
 

Notice: Survey of Foreign Ownership of U.S. Securities as of June 30, 2020... | 06/08/2020

Notice: Community Development Financial Institutions Fund; Request for Informa... | 06/08/2020

News: U.S. Department of the Treasury... | 06/08/2020

News: U.S. Department of the Treasury... | 06/03/2020

News: U.S. Department of the Treasury... | 06/03/2020

News: U.S. Department of the Treasury... | 06/03/2020

News: U.S. Department of the Treasury... | 06/02/2020

Final Rule: Business Loan Program Temporary Changes; Paycheck Protection Program-R... | 06/01/2020

 
 
 
UK-CMA
 
 
 
 

Press Release: Pharma company director disqualified for competition law breaches... | 06/04/2020

 
 
 
UK-FCA
 
 
 
 
 
 
 
 
 
 

News: Bond Checker... | 06/05/2020

Meeting minutes: FCA Board Minutes: 23 April 2020... | 06/05/2020

Policy and guidance Guidance consultations: GC20/1: Advising on pension transfers... | 06/05/2020

News: Fixedrates4U... | 06/05/2020

Policy and guidance Policy statements: PS20/6 Pension transfer advice: feedback on CP19/25 and our final rule... | 06/05/2020

Guidance consultations: GC20/01: Advising on pension transfers... | 06/05/2020

News: London Bond Company... | 06/05/2020

Consultation papers: CP20/7: Quarterly Consultation No 28... | 06/05/2020

Meeting minutes: FCA Board Minutes: 4 May 2020... | 06/05/2020

Policy and guidance Policy statements: PS20/6 Pension transfer advice: feedback on CP19/25 and our final rule... | 06/05/2020

 
 
 
UK-HMT
 
 
 
 
 
 

News Story: Chancellor announces Richard Hughes as preferred Chair of the Office f... | 06/05/2020

Transparency: UKGI Company director hospitality and expenses report: October to Dece... | 06/04/2020

Press Release: Trade Credit Insurance backed by =C2=A310 billion guarantee... | 06/04/2020

Transparency: UKGI Company director hospitality and expenses report: January to Marc... | 06/04/2020

Transparency: UKGI Company director hospitality and expenses report: January to Marc... | 06/04/2020

Guidance: Financial sanctions, Democratic People's Republic of Korea... | 06/04/2020

Transparency: UKGI Company director hospitality and expenses report: January to Marc... | 06/04/2020

Transparency: UKGI Company director hospitality and expenses report: July to Septemb... | 06/04/2020

Transparency: UKGI Company director hospitality and expenses report: October to Dece... | 06/04/2020

Transparency: UKGI Company director hospitality and expenses report: October to Dece... | 06/04/2020

 
 
 
UK-PRA
 
 
 
 

Letter: Letter from Sam Woods 'Covid-19: IFRS 9 and capital requirements - Fur... | 06/04/2020

Letter: Letter from Sam Woods 'Covid-19: IFRS 9 and capital requirements - Fur... | 06/04/2020

Statement: PRA Statement on the use of electronic signatures to evidence forms an... | 06/02/2020

PRA Regulatory Digest: PRA Regulatory Digest - May 2020... | 06/01/2020

 
 
 
VA
 
 
 
 

Final Rule: Home Visits in Program of Comprehensive Assistance for Family Caregive... | 06/05/2020

Notice: Cooperative Studies Scientific Evaluation Committee, Amended Notice of... | 06/05/2020

Notice: Agency Information Collection Activity Under OMB Review: Casket and Ur... | 06/03/2020

Notice: Agency Information Collection Activity Under OMB Review: Availability ... | 06/02/2020

Notice: Advisory Committee: VA National Academic Affiliations Council, Notice ... | 06/01/2020

 

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