Regulatory Agency Updates | Week of July 27 to Aug 03

Agency Report July 27 - Aug 03 feat img

Agency Report July 27 - Aug 03

 
 
CFPB
 
 
 
 
 
 

Blog: Expanding access to credit to underserved communities... | 07/31/2020

Blog: Empowering military consumers-all year long... | 07/31/2020

Speech: Oral Testimony of Director Kraninger Before the House Financial Servic... | 07/30/2020

Testimony: Statement of Director Kathleen L. Kraninger Before the Senate Committe... | 07/29/2020

Speech: Oral Testimony of Director Kraninger Before the Senate Banking Committ... | 07/29/2020

Blog: The Bureau is taking action to build a more inclusive financial system... | 07/28/2020

Press release: Consumer Financial Protection Bureau Requests Information on Ways to P... | 07/28/2020

 
 
 
CFTC
 
 
 
 

Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter... | 07/31/2020

News: CFTC Awards Approximately $9 Million to Whistleblower... | 07/27/2020

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 07/30/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 07/30/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 07/30/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 07/29/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Water Act... | 07/28/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 07/27/2020

Agency Update: New York Times Op-Ed: The Federal Death Penalty Can Be Administered Fa... | 07/27/2020

 
 
 
DOL
 
 
 
 

Notice: All Items Consumer Price Index for All Urban Consumers; United States ... | 07/29/2020

Notice: All Items Consumer Price Index for All Urban Consumers; United States ... | 07/29/2020

 
 
 
EBSA
 
 
 
 

News: U.S. Department of Labor Obtains Default Judgment Requiring Defunct Vi... | 07/30/2020

News: Federal Court Orders Millions Restored to Connecticut Health and Retir... | 07/28/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Continuation of the National Emergency With Respect to Lebanon... | 07/30/2020

Presidential Document: National Korean War Veterans Armistice Day, 2020... | 07/29/2020

Presidential Document: Continuation of U.S. Drug Interdiction Assistance to the Government of... | 07/29/2020

Presidential Document: Increasing Drug Importation To Lower Prices for American Patients... | 07/29/2020

Presidential Document: Delegation of Authority Under the Better Utilization of Investments Le... | 07/29/2020

Presidential Document: Anniversary of the Americans With Disabilities Act, 2020... | 07/29/2020

Presidential Document: Access to Affordable Life-Saving Medications... | 07/29/2020

Presidential Document: Lowering Prices for Patients by Eliminating Kickbacks to Middlemen... | 07/29/2020

 
 
 
FDIC
 
 
 
 

Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter... | 07/31/2020

Notice: Agency Information Collection Activities: Proposed Collection Renewal;... | 07/29/2020

Notice: Agency Information Collection Activities: Proposed Collection Renewal;... | 07/28/2020

 
 
 
FFIEC
 
 
 
 

Notice: Appraisal Subcommittee; Notice of Meeting... | 07/29/2020

 
 
 
FINCEN
 
 
 
 

Agency Update: FIN-2020-A005... | 07/30/2020

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): Keith Gaines Drago, Sr. AWCs (Letters of Acceptance, Waiver, and Conse... | 07/31/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Christopher Duke Bennett AWCs (Letters of Acceptance, Waiver, and Cons... | 07/31/2020

AWCs (Letters of Acceptance, Waiver, and Consent): CIM Securities, LLC AWCs (Letters of Acceptance, Waiver, and Consent)... | 07/30/2020

AWCs (Letters of Acceptance, Waiver, and Consent): BNP Paribas Securities Corp. AWCs (Letters of Acceptance, Waiver, and ... | 07/30/2020

Complaints: Ronald G. Richer Complaints... | 07/30/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 07/29/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Hilltop Securities, Inc. AWCs (Letters of Acceptance, Waiver, and Cons... | 07/28/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Stanley B. Secor AWCs (Letters of Acceptance, Waiver, and Consent)... | 07/28/2020

AWCs (Letters of Acceptance, Waiver, and Consent): J K R & Company, Inc. AWCs (Letters of Acceptance, Waiver, and Consent... | 07/27/2020

AWCs (Letters of Acceptance, Waiver, and Consent): BNP Paribas Securities Corp. AWCs (Letters of Acceptance, Waiver, and ... | 07/27/2020

 
 
 
FRS
 
 
 
 

Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter... | 07/31/2020

Press Release: Implementation Note issued July 29, 2020 - Federal Reserve issues FOMC... | 07/29/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 07/29/2020

Press Release: Federal Reserve issues FOMC statement... | 07/29/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 07/29/2020

Press Release: Federal Reserve Board announces the extensions of its temporary U.S. d... | 07/29/2020

Press Release: Secondary Market Corporate Credit Facility Term Sheet (PDF) - Federal ... | 07/28/2020

Press Release: Main Street Priority Loan Facility Term Sheet (PDF) - Federal Reserve ... | 07/28/2020

Press Release: Paycheck Protection Program Liquidity Facility Term Sheet (PDF) - Fede... | 07/28/2020

Press Release: Nonprofit Organization Expanded Loan Facility Term Sheet (PDF) - Feder... | 07/28/2020

 
 
 
FTC
 
 
 
 
 
 

Enforcement: deceptive/misleading conduct
Complaint for Permanent Injunction and Ot... | 07/31/2020

News: FTC Sues California Marketer of $23,000 COVID-19 "Treatment" Plan... | 07/31/2020

Event: Cmr. Chopra keynote remarks on Income Share Agreements and Fair Lendin... | 07/30/2020

News: FTC Announces Staff Reports on Car Buying and Financing Experience, Re... | 07/30/2020

Complaint: Complaint for Permanent Injunction and Other Equitable Relief (6.19 MB... | 07/29/2020

Enforcement: Consumer Protection
Complaint for Permanent Injunction and Other Equit... | 07/29/2020

Enforcement: deceptive/misleading conduct
Complaint for Permanent Injunction and Ot... | 07/29/2020

Enforcement: Construction
Complaint for Permanent Injunction and Other Equitable Re... | 07/29/2020

Complaint: Complaint for Permanent Injunction and Other Equitable Relief (236.06 ... | 07/29/2020

Enforcement: Consumer Protection
Complaint for Permanent Injunction and Other Equit... | 07/29/2020

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2020-30 Extension of Temporary Requirements For Purchase of M... | 07/31/2020

 
 
 
INT-EC
 
 
 
 

News: The Commission is inviting applications with a view to selecting membe... | 07/30/2020

News: The Commission is inviting applications with a view to selecting membe... | 07/30/2020

News: The Commission publishes a feasibility study for the creation of a CMU... | 07/29/2020

 
 
 
INT-FATF
 
 
 
 

Publication: FATF Webinars on Money Laundering and Terrorist Financing and COVID-19... | 07/27/2020

 
 
 
INT-FSB
 
 
 
 

Agency Update: Peer Review of Germany... | 07/29/2020

Agency Update: Peer Review of Germany -- PDF... | 07/29/2020

News: FSB publishes peer review on macroprudential policy framework and tool... | 07/29/2020

 
 
 
NCUA
 
 
 
 

Notice: Sunshine Act Meeting... | 07/28/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 07/27/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 07/27/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 07/27/2020

 
 
 
OCC
 
 
 
 

Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter... | 07/31/2020

News Release: NR 2020-99 Acting Comptroller of the Currency Presents Varo Bank, N.A.... | 07/31/2020

Bulletin: OCC 2020-71 Volcker Rule Covered Funds : Final Rule... | 07/31/2020

 
 
 
OFAC
 
 
 
 

Financial Sanction: Global Magnitsky Designations; Issuance of Global Magnitsky General Li... | 07/31/2020

Financial Sanction: Cuba Designation Update... | 07/30/2020

Press Release: Syria Designations; Syria-related Designations and Designation Removal... | 07/29/2020

Notice: Notice of OFAC Sanctions Actions... | 07/29/2020

Financial Sanction: Syria Designations; Syria-related Designations and Designation Removal... | 07/29/2020

Financial Sanction: Settlement Agreement between the U.S. Department of the Treasury's Off... | 07/28/2020

Press Release: Counter Terrorism Designations -- Treasury Designates Key ISIS Financi... | 07/28/2020

Notice: Notice of OFAC Sanctions Action... | 07/28/2020

Financial Sanction: Counter Terrorism Designations... | 07/28/2020

 
 
 
SEC
 
 
 
 
 
 
 
 

Enforcement: Tanya R. Carro, CPA... | 07/31/2020

Enforcement: Howard B. Schiller... | 07/31/2020

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of ... | 07/31/2020

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designat... | 07/31/2020

Enforcement: Valeant Pharmaceuticals International, Inc. and n/k/a Bausch Health Co... | 07/31/2020

Enforcement: Complete Business Solutions Group Inc. d/b/a/ Par Funding et al.... | 07/31/2020

Proposed Rule: Reporting Threshold for Institutional Investment Managers... | 07/31/2020

Notice: Notice of Intention To Cancel Registration Pursuant to Section 203(H) ... | 07/31/2020

Notice: Sunshine Act Meetings... | 07/31/2020

Notice: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and... | 07/31/2020

 
 
 
TREAS
 
 
 
 

News: U.S. Department of the Treasury... | 08/02/2020

News: U.S. Department of the Treasury... | 08/01/2020

News: U.S. Department of the Treasury... | 07/31/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 07/30/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 07/30/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 07/30/2020

News: U.S. Department of the Treasury... | 07/29/2020

News: U.S. Department of the Treasury... | 07/29/2020

Final Rule: Definition of =E2=80=9CPrincipal Place of Business=E2=80=9D; Filing Fees for Notices o... | 07/28/2020

News: U.S. Department of the Treasury... | 07/28/2020

 
 
 
UK-BOE
 
 
 
 

News Release: UK aid and Bank of England help developing countries to manage coronav... | 07/31/2020

News Release: UK aid and Bank of England help developing countries to manage coronav... | 07/31/2020

News Release: The Bank of England appoints Accenture as the Technology Delivery Part... | 07/30/2020

News Release: The Bank of England appoints Accenture as the Technology Delivery Part... | 07/30/2020

Weekly report: Bank of England Weekly Report 29 July 2020 -- View and download histor... | 07/30/2020

Weekly report: Bank of England Weekly Report 29 July 2020 -- Further details about th... | 07/30/2020

Weekly report: Bank of England Weekly Report 29 July 2020... | 07/30/2020

Weekly report: Bank of England Weekly Report 29 July 2020 -- Changes to the Bank's we... | 07/30/2020

Agency Update: Asset Purchase Facility Quarterly Report - 2020 Q2 -- results and usag... | 07/27/2020

Agency Update: Asset Purchase Facility Quarterly Report - 2020 Q2... | 07/27/2020

 
 
 
UK-CMA
 
 
 
 

Guidance: Nursery and early years sector: COVID-19 restrictions and consumer law... | 07/28/2020

Correspondence: CMA open letter to the early years sector... | 07/28/2020

 
 
 
UK-FCA
 
 
 
 
 
 
 
 

News: Income class... | 08/03/2020

Consultation papers: CP20/14: Updating the Dual-regulated firms Remuneration Code to reflec... | 08/03/2020

News: FCA announces proposals to update Dual-regulated firms Remuneration Co... | 08/03/2020

News: LIBOR transition =E2=80=93 the critical tasks ahead of us in the second half o... | 08/03/2020

News: UMARKETS... | 08/03/2020

Consultation papers: CP20/14: Updating the Dual-regulated firms Remuneration Code to reflec... | 08/03/2020

Publication: CP20/14: Updating the Dual-regulated firms Remuneration Code to reflec... | 08/03/2020

News: FCA consults on new rules to improve open-ended property fund structur... | 08/03/2020

News: Financial Claim Services... | 08/03/2020

Publication: Self-certification form... | 08/03/2020

 
 
 
UK-HMT
 
 
 
 
 
 
 
 

News Story: Eat Out to Help Out launches today - with government paying half on re... | 08/02/2020

News Story: Further details of the Job Retention Bonus announced... | 07/31/2020

Transparency: HM Treasury senior officials travel expenses: October to December 2019... | 07/31/2020

Consultation Outcome: Climate Change Agreements scheme extension and reforms for any future ... | 07/31/2020

Transparency: Hospitality received by HMT special advisers: 1 January to 31 March 20... | 07/30/2020

Transparency: HM Treasury business appointment rules advice January to March 2020... | 07/30/2020

Transparency: HM Treasury senior officials travel expenses: January to March 2020... | 07/30/2020

News Story: New release shows the value of the Union to the nations of the UK... | 07/30/2020

Policy Paper: Treasury Minutes - July 2020... | 07/30/2020

Transparency: HMT ministers' meetings, hospitality, gifts and overseas travel: 1 Jan... | 07/30/2020

 
 
 
UK-LSB
 
 
 
 

News: Response to the FCA's Consultation Guidance for firms on the fair trea... | 07/31/2020

News: Response to the FCA's Consultation Guidance for firms on the fair trea... | 07/31/2020

News: Life after lockdown - supporting case studies and guidance notes -- ww... | 07/29/2020

News: Life after lockdown - supporting case studies and guidance notes... | 07/29/2020

 
 
 
UK-PRA
 
 
 
 
 
 

PRA Regulatory Digest: PRA Regulatory Digest - July 2020... | 08/03/2020

Consultation paper: Capital Requirements Directive V (CRD V) - Appendix 3 - Statements of ... | 07/31/2020

Consultation paper: Capital Requirements Directive V (CRD V)... | 07/31/2020

Prudential Regulation: Banking supervisory disclosures: rules and guidance, options and discr... | 07/31/2020

Consultation paper: Capital Requirements Directive V (CRD V) - Appendix 1 - Rules instrume... | 07/31/2020

Consultation paper: Capital Requirements Directive V (CRD V) - Consultation Paper 12/20... | 07/31/2020

Consultation paper: Capital Requirements Directive V (CRD V) - Appendix 2 - Rules EU Exit ... | 07/31/2020

Consultation paper: Solvency II: The PRA's expectations for the work of external auditors ... | 07/30/2020

Consultation paper: Solvency II: The PRA's expectations for the work of external auditors ... | 07/30/2020

Statement: PRA statement on dividend payments and share buybacks beyond 2020... | 07/28/2020

 
 
 
VA
 
 
 
 
 
 

Final Rule: Program of Comprehensive Assistance for Family Caregivers Improvements... | 07/31/2020

Notice: Agency Information Collection Activity: Verification of Eligibility fo... | 07/30/2020

Notice: Agency Information Collection Activity: Department of Veterans Affairs... | 07/30/2020

Notice: Veterans' Advisory Committee on Rehabilitation, Amended Notice of Meet... | 07/29/2020

Notice: Agency Information Collection Activity Under OMB Review: Gravesite Res... | 07/29/2020

Final Rule: Specialty Education Loan Repayment Program... | 07/29/2020

Notice: Agency Information Collection Activity: (Presidential Memorial Certifi... | 07/29/2020

Notice: Advisory Committee Charter Renewals... | 07/28/2020

News: This announcement provides information on the system deployment occurr... | 07/28/2020

Notice: Cost-Based and Inter-Agency Billing Rates for Medical Care or Services... | 07/28/2020

 

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