Regulatory Agency Updates | Week of July 13 to July 20

Agency Report July 13-20 feat img

Agency Report July 13-20

 
 
CA-OSFI
 
 
 
 

Ruling: D=C3=A9cision du BSIF ayant valeur de pr=C3=A9c=C3=A9dent portant sur la comptabilisa... | 07/15/2020

Agency Update: D=C3=A9claration du BSIF - En faveur du recours aux r=C3=A9serves de fonds propr... | 07/15/2020

Ruling: D=C3=A9cision du BSIF ayant valeur de pr=C3=A9c=C3=A9dent portant sur la comptabilisa... | 07/15/2020

Ruling: OSFI Capital Ruling for Limited Recourse Capital Notes... | 07/15/2020

Ruling: OSFI Capital Ruling for Limited Recourse Capital Notes -- Limited Reco... | 07/15/2020

Agency Update: OSFI statement supporting the use of capital buffers... | 07/15/2020

 
 
 
CFPB
 
 
 
 
 
 

Blog: Closing remarks: Consumer Financial Protection Week... | 07/17/2020

Blog: New report synthesizes evidence-based strategies to build emergency sa... | 07/17/2020

Press release: CFPB Takes Action to Help Employers Develop Emergency Savings Programs... | 07/17/2020

Report: Evidence-based strategies to build emergency savings... | 07/17/2020

Press release: CFPB Announces New Capability for the Consumer Complaint Database, Exp... | 07/17/2020

Report: July Complaint Bulletin: Complaints mentioning coronavirus keywords... | 07/16/2020

Press release: CFPB Releases Updated COVID-19 Consumer Complaint Data... | 07/16/2020

Enforcement Document: Townstone Financial, Inc. Complaint... | 07/15/2020

Press release: Consumer Financial Protection Bureau Releases Online Tool to Help Coll... | 07/15/2020

Press release: Consumer Financial Protection Bureau Files Suit Against Mortgage Credi... | 07/15/2020

 
 
 
CFTC
 
 
 
 
 
 

Notice: Agency Information Collection Activities: Notice of Intent To Extend C... | 07/20/2020

Notice: Agency Information Collection Activities: Notice of Intent To Extend C... | 07/17/2020

Enforcement: Complaint: The Alista Group, LLC, et al.... | 07/16/2020

News: CFTC Charges Georgia Company and Florida Residents with Precious Metal... | 07/16/2020

Proposed Rule: Regulation Automated Trading; Withdrawal... | 07/15/2020

Notice: Sunshine Act Meetings... | 07/15/2020

Proposed Rule: Electronic Trading Risk Principles... | 07/15/2020

News: CFTC Sanctions Two Firms Offering Digital Asset-Based Swaps for Illega... | 07/13/2020

Enforcement: Order: Plutus Financial, et al... | 07/13/2020

 
 
 
DOJ
 
 
 
 

Notice: Notice of Lodging Proposed Partial Consent Decree... | 07/20/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E... | 07/20/2020

Notice: Agency Information Collection Activities; Proposed Collection; Comment... | 07/17/2020

Agency Update: OVW Measuring Effectiveness of Grants =E2=80=93 Report to Congress... | 07/17/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Water Act... | 07/17/2020

Notice: Notice of Lodging of Proposed Consent Decree Under The Resource Conser... | 07/16/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 07/16/2020

Notice: Agency Information Collection Activities; Proposed Collection Comments... | 07/16/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Resource Conser... | 07/15/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 07/15/2020

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 07/17/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 07/17/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 07/17/2020

Notice: Request for Information; Paid Leave... | 07/16/2020

 
 
 
EBSA
 
 
 
 

Proposed Rule: Grandfathered Group Health Plans and Grandfathered Group Health Insura... | 07/15/2020

News: U.S. Department of Labor Announces Appointments to Employee Retirement... | 07/14/2020

 
 
 
EOP
 
 
 
 

Notice: Appointment of Members of Senior Executive Service Performance Review ... | 07/17/2020

Presidential Document: The President's Executive Order on Hong Kong Normalization... | 07/17/2020

Presidential Document: White House Hispanic Prosperity Initiative... | 07/14/2020

 
 
 
FDIC
 
 
 
 

Notice: Joint Report: Differences in Accounting and Capital Standards Among th... | 07/13/2020

Notice: FDIC Advisory Committee on Community Banking; Notice of Meeting... | 07/13/2020

 
 
 
FINCEN
 
 
 
 

News: FinCEN Alerts Financial Institutions to Convertible Virtual Currency S... | 07/16/2020

News: Financial Crimes Enforcement Network Alerts Financial Institutions to ... | 07/16/2020

News: Financial Crimes Enforcement Network Alerts Financial Institutions to ... | 07/16/2020

 
 
 
FINRA
 
 
 
 

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 07/17/2020

Notices: Information Notice - 7/17/20 Consolidated Audit Trail: Industry Presen... | 07/17/2020

Notices: Regulatory Notice 20-24 FINRA Requests Comment on Proposed Changes to ... | 07/16/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Citadel Securities LLC AWCs (Letters of Acceptance, Waiver, and Consen... | 07/16/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Robert Patton Stansberry AWCs (Letters of Acceptance, Waiver, and Cons... | 07/16/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Zahir H. Kanji AWCs (Letters of Acceptance, Waiver, and Consent)... | 07/15/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Jean Connell Hicks AWCs (Letters of Acceptance, Waiver, and Consent)... | 07/14/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Dawn Hare AWCs (Letters of Acceptance, Waiver, and Consent)... | 07/13/2020

 
 
 
FRS
 
 
 
 
 
 

Press Release: Federal Reserve Board modifies Main Street Lending Program to provide ... | 07/17/2020

Press Release: Nonprofit Organization Expanded Loan Facility Term Sheet (PDF) - Feder... | 07/17/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 07/17/2020

Press Release: Nonprofit Organization New Loan Facility Term Sheet (PDF) - Federal Re... | 07/17/2020

Final Rule: Loans to Executive Officers, Directors, and Principal Shareholders of ... | 07/16/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 07/16/2020

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 07/16/2020

Press Release: Federal Reserve Board announces extension of rule change to bolster ef... | 07/15/2020

Press Release: Federal Register notice (PDF) - Federal Reserve Board announces extens... | 07/15/2020

Press Release: National College Fed Challenge to be held in a virtual format in 2020... | 07/15/2020

 
 
 
FTC
 
 
 
 
 
 

Event: PrivacyCon 2020 -- Speaker Bios (212.09 KB)... | 07/17/2020

Event: PrivacyCon 2020 -- Download the Agenda (250.9 KB)... | 07/17/2020

Event: PrivacyCon 2020 -- "Did You Know this Camera Tracks Your Mood?": Model... | 07/17/2020

Event: Working Together to Serve Diverse Communities: A Virtual Resource Fair... | 07/17/2020

Event: Working Together to Serve Diverse Communities: A Virtual Resource Fair... | 07/17/2020

Event: Working Together to Serve Diverse Communities: A Virtual Resource Fair... | 07/17/2020

Consumer Alert: American Student Loan Consolidators Refunds... | 07/17/2020

Consumer Alert: Helping America Group Refunds... | 07/17/2020

Consumer Alert: Corporate Compliance Services Refunds... | 07/17/2020

News: FTC Sends More Than $1 Million in Refunds to Victims of Labor Law Post... | 07/16/2020

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2020-29 Servicing... | 07/15/2020

Bulletin: Bulletin 2020-28 Eligible Disasters and other Servicing Guidance Relat... | 07/15/2020

 
 
 
INT-EC
 
 
 
 

News: Coronavirus Response: Commission welcomes 'Best Practices' to provide ... | 07/14/2020

 
 
 
INT-FATF
 
 
 
 

Publication: FATF Focus on COVID-19... | 07/17/2020

 
 
 
INT-FSB
 
 
 
 

Agency Update: FSB Chair's letter to G20 Finance Ministers and Central Bank Governors... | 07/15/2020

News: FSB sets out action to maintain financial stability during COVID... | 07/15/2020

Agency Update: COVID-19 pandemic: Financial stability implications and policy measure... | 07/15/2020

Agency Update: COVID-19 pandemic: Financial stability implications and policy measure... | 07/15/2020

Agency Update: FSB Chair's letter to G20 Finance Ministers and Central Bank Governors... | 07/15/2020

Agency Update: Building blocks for a roadmap to enhance cross-border payments: letter... | 07/13/2020

Agency Update: Building blocks for a roadmap to enhance cross-border payments: letter... | 07/13/2020

News: FSB welcomes CPMI report on enhancing cross-border payments... | 07/13/2020

 
 
 
OCC
 
 
 
 

Final Rule: Other Real Estate Owned and Technical Amendments... | 07/17/2020

News Release: News Release 2020-96... | 07/17/2020

News Release: News Release 2020-95... | 07/16/2020

News Release: News Release 2020-94... | 07/15/2020

Notice: Mutual Savings Association Advisory Committee... | 07/15/2020

News Release: News Release 2020-92... | 07/15/2020

News Release: News Release 2020-91... | 07/15/2020

Notice: Mutual Savings Association Advisory Committee and Minority Depository ... | 07/15/2020

News Release: News Release 2020-93... | 07/15/2020

Notice: Minority Depository Institutions Advisory Committee... | 07/15/2020

 
 
 
OFAC
 
 
 
 
 
 

Final Rule: Nicaragua Sanctions Regulations... | 07/17/2020

Financial Sanction: Counter Narcotics Designations; Counter Narcotics Designations Removal... | 07/17/2020

Financial Sanction: Amendment of Nicaragua Sanctions Regulations; Amendment of Ukraine-rel... | 07/16/2020

Financial Sanction: Settlement Agreement between the U.S. Department of the Treasury's Off... | 07/16/2020

Financial Sanction: Cyber-related Designations; Foreign Interference in U.S. Election Desi... | 07/15/2020

Press Release: Cyber-related Designations; Foreign Interference in U.S. Election Desi... | 07/15/2020

Notice: Notice of OFAC Sanctions Actions... | 07/15/2020

Financial Sanction: Issuance of Venezuela-related General License 5D and Amended Frequentl... | 07/15/2020

 
 
 
RHS
 
 
 
 

Final Rule: OneRD Guaranteed Loan Regulation... | 07/14/2020

 
 
 
SEC
 
 
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili... | 07/20/2020

Notice: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and I... | 07/20/2020

Notice: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Fil... | 07/20/2020

Notice: Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and ... | 07/20/2020

Notice: Self-Regulatory Organizations; Miami International Securities Exchange... | 07/20/2020

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a... | 07/20/2020

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing o... | 07/20/2020

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Pr... | 07/20/2020

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of ... | 07/20/2020

Notice: Submission for OMB Review; Comment Request... | 07/20/2020

 
 
 
TREAS
 
 
 
 

Notice: Debt Management Advisory Committee Meeting... | 07/20/2020

Notice: List of Countries Requiring Cooperation With an International Boycott... | 07/20/2020

News: U.S. Department of the Treasury... | 07/17/2020

News: U.S. Department of the Treasury... | 07/17/2020

News: U.S. Department of the Treasury... | 07/17/2020

News: U.S. Department of the Treasury... | 07/17/2020

News: U.S. Department of the Treasury... | 07/17/2020

News: U.S. Department of the Treasury... | 07/16/2020

Notice: Agency Information Collection Activities; Proposed Collection; Comment... | 07/16/2020

News: U.S. Department of the Treasury... | 07/15/2020

 
 
 
UK-BOE
 
 
 
 

News Release: Learning about money and financial literacy needs jokes and games say ... | 07/16/2020

News Release: Learning about money and financial literacy needs jokes and games say ... | 07/16/2020

News Release: Learning about money and financial literacy needs jokes and games say ... | 07/16/2020

Museum: Creative workshop: brilliant banknotes... | 07/15/2020

Agency Update: Statistical Notice 2020/06... | 07/14/2020

 
 
 
UK-FCA
 
 
 
 
 
 
 
 
 
 

News: Renewable Bonds... | 07/17/2020

News: UK Bond St... | 07/17/2020

Corporate documents: Business interruption insurance test case: agreed facts document 9... | 07/17/2020

Corporate documents: Business interruption insurance test case: agreed facts document 8... | 07/17/2020

Corporate documents: Business interruption insurance test case: Assumed Facts... | 07/17/2020

Publication: CP20/10: Extending implementation deadlines for the Certification Regi... | 07/17/2020

Consultation papers: CP20/10: Extending implementation deadlines for the Certification Regi... | 07/17/2020

News: FCA seeks views on extending the implementation deadlines for the Cert... | 07/17/2020

Corporate documents: Business interruption insurance test case: agreed facts document 6... | 07/17/2020

Corporate documents: Business interruption insurance test case: agreed facts document 10... | 07/17/2020

 
 
 
UK-HMT
 
 
 
 
 
 
 
 

Policy Paper: Independent Fintech Strategic Review: terms of reference... | 07/20/2020

News Story: Review launched to boost UK Fintech sector... | 07/20/2020

National Statistics: Public Expenditure Statistical Analyses 2020... | 07/17/2020

National Statistics: Public Spending Statistics release: July 2020... | 07/17/2020

News Story: HM Treasury announces update to 2020-21 government financing targets... | 07/16/2020

Guidance: HMT statement on applicability of Covid-19 related amendments to Capit... | 07/16/2020

Open Consultation: Public service pension schemes consultation: changes to the transition... | 07/16/2020

Open Consultation: Consultation on updating the UK's Prudential Regime before the end of ... | 07/16/2020

Official Statistics: Forecasts for the UK economy: July 2020... | 07/15/2020

Corporate Report: PWLB Annual Report and Accounts 2019 to 2020... | 07/15/2020

 
 
 
UK-LSB
 
 
 
 

News: Review of the CRM Code... | 07/15/2020

 
 
 
UK-PRA
 
 
 
 

Notes: PRA Annual Conference for Chairs of the Non-Systemic UK Banks and Buil... | 07/17/2020

Consultation paper: Strengthening Accountability: SM&CR Forms update... | 07/13/2020

Consultation paper: Strengthening Accountability: SM&CR Forms update - Consultation Paper ... | 07/13/2020

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity: Freedom of Information Act (FO... | 07/16/2020

Final Rule: Update To Access Standards Drive Time Calculations... | 07/15/2020

Notice: Agency Information Collection Activity: Program of Comprehensive Assis... | 07/15/2020

Notice: Agency Information Collection Activity Under OMB Review: Time Record (... | 07/14/2020

Notice: Agency Information Collection Activity Under OMB Review: Certificate o... | 07/14/2020

 

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