Weekly Agency Update (July 02 - July 09)

Enforcement | Published 07/02/2018
NEW YORK STOCK EXCHANGE LLC OFFICE OF HEARING OFFICERS NYSE Regulation, on behalf of New York Stock Exchange LLC, Complainant, v. Kevin Kean Lodewick Jr. (CRD No. 4308532), Respondent... Read More
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Proposed Rule | Published 07/03/2018 | Comments Close 09/04/2018
The Commodity Futures Trading Commission ("Commission" or "CFTC") is proposing to amend its regulations governing the minimum standards for a self-regulatory organization's ("SRO") financial surveillance examination program of futures... Read More
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News | Published 07/03/2018
To prepare to meet the evolving needs of the next generation of homebuyers, we need to understand them. That’s why Freddie Mac is studying the behaviors and attitudes of different demographics and their views of homeownership... Read More
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VA

Final Rule | Published 07/06/2018 | Effective 08/06/2018
The Department of Veterans Affairs (VA) is amending its medical regulations to clarify that VA will not bill third party payers for care and services provided by VA under certain statutory provisions, which we refer to as "special treatment... Read More

FHA

Agency Update | Published 07/09/2018
FHA INFO #18-28 July 6, 2018, TO: All FHA-Approved Mortgagees and All Other Interested Stakeholders Course Title: NEW FHA Lender Training TRAINING AND EVENTS Date/Time: Event Location: Tuesday, August 7 through... Read More
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Notice | Published 07/06/2018 | Effective 06/29/2018
The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) is publishing the names of persons whose property and interests in property have been unblocked pursuant to the Foreign Narcotics Kingpin Designation Act (Kingpin Act) or E... Read More
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News | Published 07/05/2018
WASHINGTON, D.C. — Today the Bureau of Consumer Financial Protection (Bureau) issued the following statement: On May 24, 2018, the President signed the Economic Growth, Regulatory Relief, and Consumer Protection Act (the Act), a section of which amen... Read More

FTC

Enforcement | Published 07/03/2018
Federal Trade Commission, Plaintiff v. Triangle Media Corporation; Jasper Rain Marketing LLC; Hardwire Interactive Inc.; and Brian Phillips, Defendants... Read More
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Enforcement | Published 07/06/2018
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Craig Scott Hartman, CRD No. 2335606, Respondent. DISCIPLINARY PROCEEDING NO. 2016052604602 HEARING OFFICER: COMPLAINT The Department of Enf... Read More
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EOP

Presidential Document | Published 07/09/2018
Our Nation shares the sorrow of those affected by the shooting at the Capital Gazette newspaper in Annapolis, Maryland. Americans across the country are united in calling upon God to be with the victims and to bring aid and comfort to their families... Read More
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Final Rule | Published 07/09/2018 | Effective 07/09/2018
This document amends the U.S. Customs and Border Protection (CBP) regulations to continue the import restrictions on archaeological and ethnological material from Libya previously imposed on an emergency basis in a final rule published on December 5... Read More
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News | Published 07/06/2018
July 6, 2018 Board of Governors of the Federal Reserve System Federal Deposit Insurance Corporation Office of the Comptroller of the Currency Interagency statement regarding the impact of the Economic Growth, Regulatory Relief, and Consumer... Read More
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SEC

News | Published 07/05/2018
The Securities and Exchange Commission today announced that Credit Suisse Group AG will pay approximately $30 million to resolve SEC charges that it obtained investment banking business in the Asia-Pacific region by corruptly influencing foreign officials in violation of Foreign Corrupt Practices Act (FCPA)... Read More
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DOL

Notice | Published 07/09/2018 | Comments Close 08/08/2018
The Department of Labor (DOL) is submitting the Employment and Training Administration (ETA) sponsored information collection request (ICR) titled, "Contribution Operations," to the Office of Management and Budget (OMB) for review and approval for... Read More
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FRS

News | Published 07/06/2018
July 6, 2018 Board of Governors of the Federal Reserve System Federal Deposit Insurance Corporation Office of the Comptroller of the Currency Interagency statement regarding the impact of the Economic Growth, Regulatory Relief, and Consumer... Read More
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DOJ

Notice | Published 07/09/2018 | Comments Close 09/07/2018
The Department of Justice (DOJ), Office of Justice Programs, Bureau of Justice Statistics, will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Pap... Read More
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OCC

News | Published 07/06/2018
Joint Release WASHINGTON—Federal banking agencies today issued a statement detailing rules and associated reporting requirements that are immediately affected by the enactment of the Economic Growth, Regulatory Relief, and Consumer Protection Act... Read More
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