Regulatory Agency Updates | Week of July 01 to July 08

Regulatory Agency Updates | Week of July 01 - July 08

Regulatory Agency Updates | Week of July 01 - July 08

 
 
CA-CANLII
 
 
 
 

Agency Update: Canadian Passport Order, SI/81-86 [Modified on May 29, 2019]… | 07/04/2019

Agency Update: Immigration and Refugee Protection Regulations, SOR/2002-227 [Modified… | 07/04/2019

Agency Update: Canadian Aviation Regulations, SOR/96-433 [Modified on May 15, 2019]… | 07/04/2019

Agency Update: Canadian Aviation Regulations, SOR/96-433 [Modified on May 29, 2019]… | 07/04/2019

 
 
 
CFPB
 
 
 
 
 
 

Notice: Fair Lending Report of the Bureau of Consumer Financial Protection, Ju… | 07/08/2019

Proposed Rule: Home Mortgage Disclosure (Regulation C) Data Points and Coverage; Exte… | 07/03/2019

Final Rule: Availability of Funds and Collection of Checks (Regulation CC)… | 07/03/2019

News: New report explores the extent of revolving in the U.S. credit card ma… | 07/02/2019

Notice: Agency Information Collection Activities: Submission for OMB Review; C… | 07/01/2019

 
 
 
CFTC
 
 
 
 
 
 

Notice: Sunshine Act Meetings… | 07/08/2019

Proposed Rule: Derivatives Clearing Organization General Provisions and Core Principl… | 07/05/2019

Proposed Rule: Foreign Futures and Options Transactions… | 07/05/2019

Notice: Sunshine Act Meetings… | 07/03/2019

Notice: Agency Information Collection Activities Under OMB Review… | 07/02/2019

News: CFTC Charges Hedge Fund with Violating Wheat Futures Speculative Posit… | 07/02/2019

Notice: Agency Information Collection Activities: Notice of Intent To Renew Co… | 07/02/2019

News: CFTC Grants DCO Registration to Eris Clearing, LLC… | 07/01/2019

Notice: Agency Information Collection Activities Under OMB Review… | 07/01/2019

News: CFTC Announces $2 Million Award to Joint Whistleblowers… | 07/01/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 07/08/2019

Agency Update: A Message from Attorney General William P. Barr Celebrating the Fourth… | 07/03/2019

Notice: Agency Information Collection Activities; Proposed Collection; Comment… | 07/02/2019

Notice: Notice of Lodging of Proposed Consent Decree Under The Clean Air Act, … | 07/01/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 07/01/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Pledge to America’s Workers Month, 2019… | 07/05/2019

Presidential Document: Policy for Military Service Academy and Reserve Officers’ Training Cor… | 07/01/2019

 
 
 
FDIC
 
 
 
 

Notice: Agency Information Collection Activities: Submission for OMB Review; C… | 07/02/2019

News: FDIC Chairman Jelena McWilliams remarks to the Institute of Internatio… | 07/01/2019

Final Rule: Removal of Transferred OTS Regulations Regarding Lending and Investmen… | 07/01/2019

 
 
 
FINRA
 
 
 
 

Enforcement: William M. Heiden… | 07/05/2019

Enforcement: Planmember Securities Corporation… | 07/03/2019

Enforcement: Scott Mason… | 07/03/2019

Enforcement: Jeffrey Alan Blutstein… | 07/03/2019

Enforcement: Brenda Smith… | 07/02/2019

News: FINRA Orders Summit Brokerage Services, Inc. to Pay More Than $550,000… | 07/02/2019

Enforcement: Summit Brokerage Services, Inc…. | 07/02/2019

Enforcement: CV Brokerage, Inc…. | 07/02/2019

Enforcement: Wilfredo Felix and Primex Prime Electronic Execution, Inc. d/b/a Prime… | 07/01/2019

Enforcement: AWCs (Letters of Acceptance, Waiver, and Consent)… | 07/01/2019

 
 
 
FRS
 
 
 
 
 
 

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 07/08/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 07/05/2019

Notice: Announcement of Financial Sector Liabilities… | 07/05/2019

News: Attachment (PDF) – Federal Reserve Board announces it is seeking indiv… | 07/03/2019

Final Rule: Availability of Funds and Collection of Checks (Regulation CC)… | 07/03/2019

News: Federal Reserve Board announces it is seeking individuals to serve on … | 07/03/2019

Notice: Proposed Agency Information Collection Activities; Comment Request… | 07/03/2019

SR Letter: Board of Governors of the Federal Reserve System… | 07/03/2019

Final Rule: Rules Regarding Delegation of Authority: Delegation of Authority to th… | 07/03/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 07/03/2019

 
 
 
FTC
 
 
 
 

Notice: Agency Information Collection Activities; Proposed Collection; Comment… | 07/05/2019

News: Green Lights & Red Flags: FTC Rules of the Road for Business… | 07/02/2019

News: Weekly Calendar for July 1, 2019… | 07/01/2019

Final Rule: Military Credit Monitoring… | 07/01/2019

 
 
 
Fannie
 
 
 
 

News: Selling Guide Updates… | 07/03/2019

News: Key Selling Announcement SEL-2019-06 Updates… | 07/03/2019

 
 
 
INT-BIS
 
 
 
 

Agency Update: Regulatory Consistency Assessment Programme (RCAP): Assessment of the … | 07/04/2019

Agency Update: Regulatory Consistency Assessment Programme (RCAP): Assessment of the … | 07/04/2019

Agency Update: Regulatory Consistency Assessment Programme (RCAP): Assessment of the … | 07/04/2019

Agency Update: Regulatory Consistency Assessment Programme (RCAP): Assessment of the … | 07/04/2019

Agency Update: Regulatory Consistency Assessment Programme (RCAP): Assessment of the … | 07/04/2019

Agency Update: Regulatory Consistency Assessment Programme (RCAP): Assessment of the … | 07/04/2019

News: Basel Committee assesses members’ implementation of the Net Stable Fun… | 07/04/2019

Agency Update: Ten years after the Great Financial Crisis: what has changed?… | 07/04/2019

Agency Update: Global real rates: a secular approach… | 07/04/2019

Agency Update: Is the financial system sufficiently resilient: a research programme a… | 07/04/2019

 
 
 
INT-EBA
 
 
 
 

News: EBA assesses impact of FinTech on payment institutions’ and e-money in… | 07/08/2019

News: EBA publishes report on implementation of the its Guidelines on Produc… | 07/05/2019

News: Profitability challenges the sector, asset quality still improving but… | 07/04/2019

News: EBA Basel assessment sees impact driven by large banks… | 07/02/2019

 
 
 
INT-FATF
 
 
 
 

Publications: Terrorist Financing Risk Assessment Guidance… | 07/05/2019

Publications: Terrorist Financing Risk Assessment Guidance (pdf, )… | 07/05/2019

Publications: FATF Recommendations 2012 (pdf, )… | 07/03/2019

Publications: The FATF Recommendations… | 07/03/2019

Publications: Objectives Plenary Year XXXI (pdf, )… | 07/01/2019

Publications: Objectives for the FATF during the Chinese Presidency (2019-2020)… | 07/01/2019

 
 
 
INT-FSB
 
 
 
 

News: Progress on the resolvability of GSIBs – the FSB perspective… | 07/05/2019

News: FSB publishes review of TLAC Standard… | 07/02/2019

Agency Update: Review of the Technical Implementation of the Total Loss-Absorbing Cap… | 07/02/2019

Agency Update: Review of the Technical Implementation of the Total Loss-Absorbing Cap… | 07/02/2019

 
 
 
OCC
 
 
 
 

News: OCC Releases CRA Evaluations for 23 National Banks and Federal Savings… | 07/02/2019

News: OCC Hosts South Dakota Workshop for Board Directors and Bank Managemen… | 07/02/2019

Bulletin: OCC BULLETIN 2019-31… | 07/01/2019

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Action… | 07/05/2019

Notice: Notice of OFAC Sanctions Actions…. | 07/03/2019

Financial Sanction: Venezuela-related Designation and Designations Removals… | 07/03/2019

Financial Sanction: Counter Terrorism Designations and Designation Update… | 07/02/2019

Financial Sanction: Reminder for the Annual Report of Blocked Property… | 07/01/2019

 
 
 
RHS
 
 
 
 

Notice: Notice of Solicitation of Applications for Section 514 Farm Labor Hous… | 07/08/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Fil… | 07/08/2019

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 07/08/2019

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 07/08/2019

Notice: Public Company Accounting Oversight Board; Order Granting Approval of … | 07/08/2019

Notice: Sunshine Act Meetings… | 07/08/2019

Notice: Self-Regulatory Organizations; The Depository Trust Company; Notice of… | 07/08/2019

Notice: Public Company Accounting Oversight Board; Order Granting Approval of … | 07/08/2019

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Gran… | 07/05/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 07/05/2019

Final Rule: Auditor Independence With Respect to Certain Loans or Debtor-Creditor … | 07/05/2019

 
 
 
TREAS
 
 
 
 

News: Public Engagements Schedule for the Week of July 8 =E2=80=93 July 12… | 07/05/2019

Agency Update: U.S. Department of the Treasury… | 07/03/2019

Agency Update: U.S. Department of the Treasury… | 07/03/2019

 
 
 
UK-BOE
 
 
 
 
 
 

Agency Update: Bank of England Weekly Report 03 July 2019… | 07/04/2019

News: Minutes of the RTGS renewal programme external advisory body – June 20… | 07/04/2019

Weekly report: Bank of England Weekly Report 03 July 2019 — Changes to the Bank’s we… | 07/04/2019

Weekly report: Bank of England Weekly Report 03 July 2019… | 07/04/2019

Minutes: Minutes of the RTGS renewal programme external advisory body – June 20… | 07/04/2019

Weekly report: Bank of England Weekly Report 03 July 2019 — Sign up to receive email… | 07/04/2019

Weekly report: Bank of England Weekly Report 03 July 2019 — Weekly Report… | 07/04/2019

Minutes: Minutes of the RTGS renewal programme external advisory body – June 20… | 07/04/2019

Weekly report: Bank of England Weekly Report 03 July 2019 — Further details about th… | 07/04/2019

Weekly report: Bank of England Weekly Report 03 July 2019 — View and download histor… | 07/04/2019

 
 
 
UK-CMA
 
 
 
 

News Story: CMA to take further legal action against viagogo… | 07/04/2019

Press Release: CMA directs Barclays to fix banned banking practices… | 07/04/2019

Press Release: CMA launches digital markets strategy… | 07/03/2019

Policy Paper: Competition and Markets Authority’s digital markets strategy… | 07/03/2019

 
 
 
UK-FCA
 
 
 
 
 
 
 
 

News: Weila Capital Limited (clone of authorised firm)… | 07/08/2019

News: Huddleson Advisors… | 07/08/2019

News: Blemain Loans (clone of authorised firm)… | 07/08/2019

News: National Loans (clone of authorised firm)… | 07/05/2019

Final notices: Final Notice 2019: Carnwood Investments Limited… | 07/05/2019

Final notices: Final Notice 2019: Grandison Garage Ltd… | 07/05/2019

Impact assessments: Impact assessment: CP18/35: Rent to own: extended warranties [PDF]… | 07/04/2019

Impact assessments: Impact assessment: Rules applicable to firms who are within the scope … | 07/04/2019

News: Pederson Law Firm… | 07/04/2019

News: Cleeton Corporate Partners… | 07/04/2019

 
 
 
UK-HMT
 
 
 
 
 
 

News Story: Chancellor in Saudi Arabia: 6-7 July… | 07/05/2019

Corporate Report: HM Treasury annual report and accounts 2018 to 2019… | 07/04/2019

National Statistics: UK official holdings of international reserves: June 2019… | 07/03/2019

Speech: John Glen speaks at the Green Finance Summit… | 07/02/2019

News Story: City must lead the way in securing a greener future… | 07/02/2019

Policy Paper: Green finance strategy… | 07/01/2019

News Story: New Government Projects Chief Unveiled… | 07/01/2019

 
 
 
UK-ICO
 
 
 
 

News: Intention to fine British Airways =C2=A3183.39m under GDPR for data breach… | 07/08/2019

News: ICO statement: Intention to fine British Airways =C2=A3183.39m under GDPR f… | 07/08/2019

News: Blog: Developing the ICO AI Auditing Framework: an update… | 07/04/2019

News: Blog: Cookies =E2=80=93 what does =E2=80=98good=E2=80=99 look like?… | 07/03/2019

 
 
 
UK-LSB
 
 
 
 

News: LSB becomes governance and oversight body for the Contingent Reimburse… | 07/01/2019

News: LSB becomes governance and oversight body for the Contingent Reimburse… | 07/01/2019

News: LSB becomes governance and oversight body for the Contingent Reimburse… | 07/01/2019

News: LSB becomes governance and oversight body for the Contingent Reimburse… | 07/01/2019

 
 
 
UK-PRA
 
 
 
 

Statement: Joint statement on climate change… | 07/02/2019

Statement: Joint statement on climate change – Statement… | 07/02/2019

PRA Regulatory Digest: PRA Regulatory Digest – June 2019… | 07/01/2019

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity: VA Post-Separation Transition … | 07/05/2019

Notice: Veterans’ Advisory Committee on Rehabilitation, Notice of Meeting… | 07/05/2019

Notice: Creating Options for Veterans Expedited Recovery (COVER) Commission, N… | 07/05/2019

Notice: Solicitation of Nomination for Appointment to the Advisory Committee o… | 07/01/2019

Notice: Agency Information Collection Activity: State Application for Intermen… | 07/01/2019

 

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