Regulatory Agency Updates | Week of January 27 to February 03

Agency Report Jan 27- Feb 03

Agency Report Jan 27- Feb 03

 
 
CA-BOC
 
 
 
 

Agency Update: Managing GDP Tail Risk... | 01/28/2020

 
 
 
CA-CANLII
 
 
 
 

Agency Update: Order Acknowledging Receipt of the Assessments Done Pursuant to Subsec... | 01/31/2020

Agency Update: Cannabis for Medical Purposes Remission Order, SOR/2020-9 [Modified on... | 01/31/2020

 
 
 
CA-OPC
 
 
 
 

News: Announcement: Commissioner seeks input on protecting Canadians=E2=80=99 rights... | 01/28/2020

News: Announcement: OPC launches a privacy presentation package aimed to get... | 01/28/2020

News: Announcement: Commissioners demand Alberta business immediately stop u... | 01/27/2020

 
 
 
CA-OSFI
 
 
 
 

Agency Update: Pr=C3=A9avis r=C3=A9glementaires et l=C3=A9gislatifs -- Contr=C3=B4le de fait (2007-02)... | 01/31/2020

Agency Update: Regulatory and Legislative Advisories -- Corporate Names, Registered N... | 01/31/2020

Agency Update: Regulatory and Legislative Advisories -- Control in Fact (2007-02)... | 01/31/2020

Agency Update: Regulatory and Legislative Advisories -- Investments - Large asset tra... | 01/31/2020

Agency Update: Pr=C3=A9avis r=C3=A9glementaires et l=C3=A9gislatifs -- D=C3=A9nominations sociales, noms ... | 01/31/2020

Agency Update: Regulatory and Legislative Advisories... | 01/31/2020

Agency Update: Regulatory and Legislative Advisories -- Substantial Investments... | 01/31/2020

Agency Update: Pr=C3=A9avis r=C3=A9glementaires et l=C3=A9gislatifs -- Placements - Op=C3=A9rations impor... | 01/31/2020

Agency Update: Pr=C3=A9avis r=C3=A9glementaires et l=C3=A9gislatifs -- Int=C3=A9r=C3=AAts de groupe financier... | 01/31/2020

Agency Update: Pr=C3=A9avis r=C3=A9glementaires et l=C3=A9gislatifs... | 01/31/2020

 
 
 
CFPB
 
 
 
 
 
 

Enforcement Document: Citizens Bank, N.A. Complaint... | 01/30/2020

Enforcement Action: Citizens Bank, N.A.... | 01/30/2020

Blog: Know your data: Our updated list of reporting companies... | 01/30/2020

Press release: Consumer Financial Protection Bureau Announces Action Against Citizens... | 01/30/2020

Press release: CFPB Announces Additions to Executive Team... | 01/30/2020

Final Rule: Policy Statement on Compliance Aids... | 01/27/2020

 
 
 
CFTC
 
 
 
 
 
 

Notice: Agency Information Collection Activities Under OMB Review... | 01/30/2020

Notice: Agency Information Collection Activities Under OMB Review... | 01/30/2020

Final Rule: Derivatives Clearing Organization General Provisions and Core Principl... | 01/27/2020

Notice: Sunshine Act Meetings... | 01/27/2020

News: CFTC Orders Commodity Pool Operator, CEO to Pay More Than $10 Million ... | 01/27/2020

Enforcement: Complaint: Edward S. Walczak... | 01/27/2020

Enforcement: Order: Catalyst Capital Advisors... | 01/27/2020

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 01/29/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act... | 01/28/2020

Agency Update: The Americans with Disabilities Act 30th Anniversary: Furthering the P... | 01/27/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act... | 01/27/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 01/27/2020

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 02/03/2020

Notice: President's Committee on the International Labor Organization Charter ... | 02/03/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 01/31/2020

Final Rule: Nondisplacement of Qualified Workers Under Service Contracts; Rescissi... | 01/31/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 01/31/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 01/31/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 01/31/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 01/30/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 01/30/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 01/30/2020

 
 
 
EBSA
 
 
 
 

Notice: Proposed Information Collection Request Submitted for Public Comment; ... | 01/29/2020

 
 
 
EOP
 
 
 
 

Presidential Document: National Day of Remembrance of the 75th Anniversary of the Liberation ... | 01/29/2020

Presidential Document: National School Choice Week, 2020... | 01/29/2020

Presidential Document: Adjusting Imports of Derivative Aluminum Articles and Derivative Steel... | 01/29/2020

Presidential Document: To Further Facilitate Positive Adjustment to Competition From Imports ... | 01/28/2020

 
 
 
FDIC
 
 
 
 

Notice: Sunshine Act Meeting... | 02/03/2020

Notice: Notice to All Interested Parties of Intent To Terminate Receiverships... | 02/03/2020

Final Rule: Regulatory Capital Rule: Capital Simplification for Qualifying Communi... | 01/30/2020

Notice: Sunshine Act Meeting... | 01/28/2020

Proposed Rule: Incorporation of Existing Statement of Policy Regarding Requests for P... | 01/27/2020

Final Rule: Regulatory Capital Rule: Revisions to the Supplementary Leverage Ratio... | 01/27/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 01/27/2020

 
 
 
FFIEC
 
 
 
 

Notice: Appraisal Subcommittee Notice of Meeting... | 02/03/2020

Notice: Appraisal Subcommittee Notice of Meeting... | 02/03/2020

 
 
 
FINCEN
 
 
 
 

Notice: Agency Information Collection Activities; Proposed Renewal; Comment Re... | 01/27/2020

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): Daniel R. Castoriano AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/31/2020

AWCs (Letters of Acceptance, Waiver, and Consent): John Robert Barrows AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/31/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Randy T. Carpen AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/31/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 01/30/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Keith T. Rich AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/30/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Thomas S. Martin AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/30/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Lila Marie Stokkeland AWCs (Letters of Acceptance, Waiver, and Consent... | 01/29/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 01/29/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/29/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Antonio Gutierrez Puente AWCs (Letters of Acceptance, Waiver, and Cons... | 01/29/2020

 
 
 
FRS
 
 
 
 

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 01/31/2020

News: Shared National Credit Review finds risk remains elevated in leveraged... | 01/31/2020

News: SNC Program Review Report (PDF) - Shared National Credit Review finds ... | 01/31/2020

News: Statement by Governor Lael Brainard - Federal Reserve finalizes rule t... | 01/30/2020

News: Federal Reserve finalizes rule to simplify and increase the transparen... | 01/30/2020

News: Federal Reserve Board issues enforcement action with Alden State Bank... | 01/30/2020

News: Agencies propose changes to modify Volcker rule "covered funds" restri... | 01/30/2020

News: Michelle W. Bowman sworn in for second term as member of the Board of ... | 01/30/2020

News: Statement by Vice Chair for Supervision Randal K. Quarles - Agencies p... | 01/30/2020

News: Statement by Governor Lael Brainard - Agencies propose changes to modi... | 01/30/2020

 
 
 
FTC
 
 
 
 

Notice: T&M Protection Resources, LLC; Analysis To Aid Public Comment... | 02/03/2020

News: FTC Warns 19 VoIP Service Providers That 'Assisting and Facilitating' ... | 01/30/2020

News: FTC Warns 19 VoIP Service Providers That 'Assisting and Facilitating' ... | 01/30/2020

News: Statement of the FTC Chairman Regarding Announcement that Aveanna Heal... | 01/30/2020

News: FTC Finalizes Settlements with Four Companies Related to Privacy Shiel... | 01/29/2020

News: Cmr. Slaughter panelist at New York State Bar Association Annual Meeti... | 01/28/2020

Notice: Revised Jurisdictional Thresholds for Section 7A of the Clayton Act... | 01/28/2020

News: FTC Extends Deadline for Comments on Workshop Addressing Non-Compete C... | 01/28/2020

News: Background Check Services Provider Agrees to Settle FTC Allegations th... | 01/28/2020

News: FTC Announces Annual Update of Size of Transaction Thresholds for Prem... | 01/28/2020

 
 
 
Fannie
 
 
 
 

News: Interactive URLA form published... | 01/29/2020

 
 
 
INT-BIS
 
 
 
 

News: Markets Committee calls for wider adoption of global code of conduct f... | 01/30/2020

 
 
 
INT-EC
 
 
 
 

News: January issue of newsletter is out!... | 01/31/2020

 
 
 
INT-FSB
 
 
 
 

News: Correspondence with ISDA on pre-cessation triggers... | 01/30/2020

 
 
 
INT-IOSCO
 
 
 
 

Agency Update: Board Priorities - IOSCO work program for 2020... | 01/30/2020

 
 
 
NCUA
 
 
 
 

Notice: Sunshine Act Meeting... | 02/03/2020

Proposed Rule: Combination Transactions With Non-Credit Unions; Credit Union Asset Ac... | 01/30/2020

Notice: Submission for OMB Review; Comment Request... | 01/27/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 02/03/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 01/30/2020

 
 
 
OCC
 
 
 
 

Comment: Community Reinvestment Act Regulations; Public Submission; Casa of Ore... | 01/31/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Neighborhoo... | 01/31/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Latino Econ... | 01/31/2020

Comment: Community Reinvestment Act Regulations; Public Submission; National Co... | 01/31/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Housing Opt... | 01/31/2020

Notice: Agency Information Collection Activities: Revision of an Approved Info... | 01/31/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Woodstock I... | 01/30/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Urban Impac... | 01/30/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Miranda Mic... | 01/30/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Chris Alvar... | 01/30/2020

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions... | 02/03/2020

Financial Sanction: Iran-related Designations Removals and Designation Update; Non-prolife... | 01/31/2020

Notice: Notice of OFAC Sanctions Actions... | 01/31/2020

Financial Sanction: Iran-related Designation and Designation Update; Non-proliferation Des... | 01/30/2020

Financial Sanction: Ukraine-/Russia-related Designations... | 01/29/2020

Notice: Notice of OFAC Sanctions Actions... | 01/28/2020

Financial Sanction: Settlement Agreement between the U.S. Department of the Treasury's Off... | 01/27/2020

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing ... | 02/03/2020

Notice: Sunshine Act Meetings... | 02/03/2020

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of ... | 02/03/2020

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation ... | 02/03/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 02/03/2020

Notice: Sunshine Act Meetings... | 01/31/2020

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili... | 01/31/2020

Enforcement: Michael Douglas Billings and MDB Group, LLC... | 01/31/2020

Notice: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Fili... | 01/31/2020

Notice: Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing ... | 01/31/2020

 
 
 
TREAS
 
 
 
 

News: U.S. Department of the Treasury... | 01/31/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 01/31/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 01/31/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 01/30/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 01/30/2020

News: U.S. Department of the Treasury... | 01/30/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 01/30/2020

News: U.S. Department of the Treasury... | 01/30/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 01/30/2020

Agency Update: U.S. Department of the Treasury... | 01/29/2020

 
 
 
UK-BOE
 
 
 
 
 
 

Agency Update: Asset Purchase Facility Quarterly Report - 2019 Q4... | 02/03/2020

Agency Update: Does energy efficiency predict mortgage performance?... | 01/31/2020

Working Paper: Does energy efficiency predict mortgage performance?... | 01/31/2020

Working Paper: Does energy efficiency predict mortgage performance? -- Sign up for em... | 01/31/2020

Working Paper: Does energy efficiency predict mortgage performance? -- Does energy ef... | 01/31/2020

News: Change in Deputy Governor responsibilities at the Bank... | 01/30/2020

Agency Update: Bank of England Weekly Report 29 January 2020... | 01/30/2020

Agency Update: Monthly Decision Maker Panel data - January 2020... | 01/30/2020

News: Asset Purchase Facility: Gilt Purchases - Market Notice 30 January 202... | 01/30/2020

Agency Update: Monetary Policy Report - January 2020... | 01/30/2020

 
 
 
UK-CMA
 
 
 
 

News Story: CMA demands StubHub fix concerns or face court action... | 01/29/2020

News Story: The UK's withdrawal from the EU - The CMA's role post Brexit... | 01/28/2020

Guidance: UK Exit from the EU: Guidance on the functions of the CMA under the Wi... | 01/28/2020

 
 
 
UK-FCA
 
 
 
 
 
 
 
 

Correspondence: Dear CEO Letter: Persistent debt (PD), your approach to customers who ... | 02/03/2020

News: FCA tells credit card firms to review their approach to persistent deb... | 02/03/2020

Handbook: Handbook Notice 73... | 01/31/2020

Handbook: Temporary Permission Notification Supplementary Direction - Payments (... | 01/31/2020

News: First Recovery (clone of authorised firm)... | 01/31/2020

Policy statements: PS20/01: Mortgage advice and selling standards: feedback to CP19/17 an... | 01/31/2020

News: Capital International Management Company / CIMC (clone of EEA authoris... | 01/31/2020

FOI releases: Hospitality and gift log: October to December 2019... | 01/31/2020

Handbook: Temporary Permission Notification Supplementary Direction - FSMA (Janu... | 01/31/2020

FOI releases: Diary engagements: Andrew Bailey - October - December 2019... | 01/31/2020

 
 
 
UK-HMT
 
 
 
 
 
 

Guidance: Continued UK participation in EU programmes... | 01/31/2020

Policy Paper: Post implementation review of IFRS 9 and IFRS 15... | 01/30/2020

Policy Paper: Treasury Minutes - January 2020... | 01/30/2020

News Story: 31 million taxpayers to get April tax cut... | 01/30/2020

Guidance: UK financial sanctions guidance... | 01/30/2020

News Story: Devolution talks underway in Leeds... | 01/29/2020

Speech: EST speech at launch of Financial Services Skills Task Force report... | 01/28/2020

Correspondence: A letter from John Glen to Stephen Jones on Mortgage Prisoners... | 01/28/2020

 
 
 
UK-ICO
 
 
 
 

Follow up audit: Surrey Police... | 02/03/2020

Follow up audit: Sussex Police... | 02/03/2020

News: Statement on data protection and Brexit implementation =E2=80=93 what you need... | 01/29/2020

Follow up audit: Greenwood Academies Trust... | 01/29/2020

News: ICO launches latest phase of privacy innovation grants programme... | 01/28/2020

Follow up audit: Hampshire Office of the Police and Crime Commissioner... | 01/28/2020

News: Data Protection Day 2020... | 01/27/2020

Follow up audit: Hampshire Office of the Police and Crime Commissioner (1)... | 01/27/2020

Decision Notice: Department of Health and Social Care... | 01/27/2020

 
 
 
UK-LSB
 
 
 
 

News: Blog: So what's the legacy? -- lsb-establishes-advisory-group... | 01/29/2020

News: Blog: So what's the legacy? -- None... | 01/29/2020

News: Blog: So what's the legacy? -- contingent-reimbursement-model-code... | 01/29/2020

News: Blog: So what's the legacy? -- None... | 01/29/2020

News: Blog: So what's the legacy?... | 01/29/2020

 
 
 
UK-PRA
 
 
 
 

PRA Regulatory Digest: PRA Regulatory Digest - January 2020... | 02/03/2020

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity: Financial Statement... | 02/03/2020

Notice: Agency Information Collection Activity: (Pay Now Enter Info Page)... | 02/03/2020

Notice: Agency Information Collection Activity: (Financial Status Report)... | 02/03/2020

Notice: Agency Information Collection Activity Under OMB Review: Request for N... | 02/03/2020

Notice: National Research Advisory Council; Amended Notice of Meeting... | 01/29/2020

Notice: Advisory Committee: National Academic Affiliations Council Notice of M... | 01/28/2020

Notice: Agency Information Collection Activity: Report and Certification of Lo... | 01/28/2020

Notice: Agency Information Collection Activity: (Request for Disinterment)... | 01/28/2020

 

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