193 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements decreased 14% over the past 30 days


SEC issued enforcements: $225,742,880.78 over the past 30 days


117 Final Rules go into effect in the next 30 days


91 Mortgage Lending docs published in the last 7 days


1836 docs with 3519 extracted obligations from the last 7 days


99 new Proposed and Final Rules were published in the past 7 days


4940 new docs in pro.compliance.ai within the last 7 days


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News | Published 01/24/2019
I am pleased to offer the sixth annual report from the Office of Servicemember Affairs (OSA) highlighting issues and emerging trends facing servicemembers, veterans, and military families (collectively referred to as “servicemembers” in this report)… Read More
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News | Published 01/25/2019
January 25, 2019 Federal Reserve Board appoints Stacey M. Tevlin as director of the Division of Research and Statistics For release at 11:15 a.m. EST… Read More
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Agency Update | Published 01/27/2019
Washington – The U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) today lifted sanctions imposed on En+ Group plc (“En+”), UC Rusal plc (“Rusal”), and JSC EuroSibEnergo (“ESE”), following an earlier notification submitted to… Read More
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News | Published 01/22/2019
During the weekend of March 23, 2019, we will implement an update to Desktop Underwriter® (DU®) Version 10.3, including DU validation service enhancements, HomeReady® AMI determination, DU Underwriting Findings Report updates, a disaster message chan… Read More
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Final Rule | Published 01/23/2019 | Effective 01/23/2019
The U.S. Department of Labor (Department) is publishing this final rule to adjust for inflation the civil monetary penalties assessed or enforced by the Department, pursuant to the Federal Civil Penalties Inflation Adjustment Act of 1990 as amended b… Read More
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Enforcement | Published 01/25/2019
1/25/2019 American Growth Funding II, LLC, et al. (Release No. LR-24382; Jan. 25, 2019) Search SEC Documents Go Company Filings | More Search Options ABOUT DIVISIONS & OFFICES ENFORCEMENT REGULATION EDUCATION FILINGS NEWS ENFORCEMENT Acc… Read More
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Final Rule | Published 01/28/2019 | Effective 01/28/2019
This Department of Veterans Affairs (VA) document provides an update to VA’s requirements for obtaining a signed release of information for third party billing practices from VA beneficiaries with a sensitive diagnosis under the United States Code to… Read More
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News | Published 01/28/2019
FINRA today announced via Regulatory Notice 19-04 a self-reporting initiative to promptly compensate harmed investors and promote firms’ compliance with the rules governing the recommendation of 529 savings plans… Read More
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News | Published 01/25/2019
January 25, 2019 – On January 27, 2019, we are updating Loan Product Advisor® with enhancements you told us would help you get more done faster:… Read More
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Presidential Document | Published 01/25/2019
Today marks the 46th year since the United States Supreme Court’s decision in Roe v. Wade. On this day, National Sanctity of Human Life Sunday, we mourn the lives cut short, and the tremendous promise lost, as a result of abortion. As a Nation, we mu… Read More
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News | Published 01/25/2019
WASHINGTON — To make more eligible working families aware of the benefits of the Earned Income Tax Credit (EITC), the Office of the Comptroller of the Currency is promoting EITC Awareness Day on January 25. “The Earned Income Tax Credit is a valuable… Read More
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