Regulatory Agency Updates | Week of January 13 to January 20

Agency Report January 06-13

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CA-OSFI
 
 
 
 

Agency Update: Promouvoir la proportionnalit=C3=A9 : Le BSIF lance une consultation sur le... | 01/17/2020

Agency Update: Advancing Proportionality: OSFI consults on capital and liquidity requ... | 01/17/2020

Agency Update: Advancing Proportionality: OSFI consults on capital and liquidity requ... | 01/17/2020

Agency Update: Advancing Proportionality: OSFI consults on capital and liquidity requ... | 01/17/2020

Agency Update: Promouvoir la proportionnalit=C3=A9 : Le BSIF lance une consultation sur le... | 01/17/2020

Agency Update: Advancing Proportionality: OSFI consults on capital and liquidity requ... | 01/17/2020

Agency Update: Promouvoir la proportionnalit=C3=A9 : Le BSIF lance une consultation sur le... | 01/17/2020

Agency Update: Promouvoir la proportionnalit=C3=A9 : Le BSIF lance une consultation sur le... | 01/17/2020

 
 
 
CFPB
 
 
 
 
 
 

Comment: Integrated Mortgage Disclosures Under the Real Estate Settlement Proce... | 01/17/2020

Comment: Integrated Mortgage Disclosures Under the Real Estate Settlement Proce... | 01/17/2020

Comment: Integrated Mortgage Disclosures Under the Real Estate Settlement Proce... | 01/17/2020

Notice: Agency Information Collection Activities: Comment Request... | 01/17/2020

Press release: CFPB Announces Additional Member of Taskforce on Federal Consumer Fina... | 01/17/2020

Final Rule: Civil Penalty Inflation Adjustments... | 01/14/2020

Notice: Advisory Committees Solicitation of Applications for Membership... | 01/13/2020

Report: 2019 BCFP Annual Employee Survey Results... | 01/13/2020

Blog: We are accepting applications for our Advisory Committees... | 01/13/2020

 
 
 
CFTC
 
 
 
 

News: CFTC Orders South Korean Company to Pay $700,000 for Spoofing... | 01/13/2020

Enforcement: Order: Mirae Asset Daewoo Co., Ltd.... | 01/13/2020

Final Rule: Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-202... | 01/13/2020

 
 
 
DOJ
 
 
 
 

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E... | 01/17/2020

Proposed Rule: Equal Participation of Faith-Based Organizations in Department of Just... | 01/17/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act a... | 01/16/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 01/15/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 01/15/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E... | 01/15/2020

Notice: Agency Information Collection Activities; Proposed eCollection, eComme... | 01/15/2020

Notice: Notice of Lodging of Proposed Consent Decree Under The Clean Air Act... | 01/13/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act... | 01/13/2020

Agency Update: Calling All Governors, Mayors, and County Executives: Your Signature M... | 01/13/2020

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 01/17/2020

Proposed Rule: Equal Participation of Faith-Based Organizations in the Department of ... | 01/17/2020

 
 
 
EBSA
 
 
 
 

Final Rule: Department of Labor Federal Civil Penalties Inflation Adjustment Act A... | 01/15/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Imposing Sanctions With Respect to Additional Sectors of Iran... | 01/14/2020

 
 
 
FDIC
 
 
 
 

Notice: Notice of Inflation Adjustments for Civil Money Penalties... | 01/14/2020

Notice: Agency Information Collection Activities: Submission for OMB Review; C... | 01/14/2020

 
 
 
FHA
 
 
 
 

News: FHA Quarterly Loan Review Summary Report January 2020... | 01/14/2020

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): Paul William Petrillo AWCs (Letters of Acceptance, Waiver, and Consent... | 01/17/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Albert Foronda AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/17/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Andrew Grant AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/17/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/16/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/16/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/14/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/14/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Rene Moses Torres, Jr. AWCs (Letters of Acceptance, Waiver, and Consen... | 01/14/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Jason C. LaBelle AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/14/2020

 
 
 
FRS
 
 
 
 
 
 

News: Spontaneity and Order: Transparency, Accountability, and Fairness in B... | 01/17/2020

Notice: Agency Information Collection Activities: Announcement of Board Approv... | 01/17/2020

Notice: Proposed Agency Information Collection Activities; Comment Request... | 01/17/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 01/17/2020

News: The Outlook for Housing - Governor Michelle W. Bowman... | 01/16/2020

Notice: Proposed Agency Information Collection Activities; Comment Request... | 01/16/2020

Notice: Proposed Agency Information Collection Activities; Comment Request... | 01/16/2020

Notice: Proposed Agency Information Collection Activities; Comment Request... | 01/16/2020

Final Rule: Rules of Practice for Hearings... | 01/14/2020

News: Federal Reserve Board announces members of its Community Depository In... | 01/14/2020

 
 
 
FTC
 
 
 
 
 
 

News: Overseas Payment Processor and its Former CEO Settle FTC Allegations T... | 01/17/2020

News: Defendants in FTC Credit Repair Scheme Case Agree to Settle Charges... | 01/17/2020

Enforcement: Netforce Seminars, et al.... | 01/16/2020

News: FTC Releases Agenda for January 28 Voice Cloning Workshop... | 01/16/2020

News: FTC Finalizes Settlements with Five Companies Related to Privacy Shiel... | 01/16/2020

News: FTC Acts to Shut Down 'Success by Health' Instant Coffee Pyramid Schem... | 01/16/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 01/15/2020

News: Closed Commission Meeting... | 01/14/2020

News: Working Together to Protect Heartland Consumers: A Common Ground Confe... | 01/14/2020

Final Rule: Adjustments to Civil Penalty Amounts... | 01/14/2020

 
 
 
Fannie
 
 
 
 

News: January 2020 AQM List Posted upda... | 01/13/2020

 
 
 
INT-BIS
 
 
 
 

News: BIS expands membership and collaboration... | 01/14/2020

Agency Update: FX spot and swap market liquidity spillovers... | 01/13/2020

 
 
 
INT-FSB
 
 
 
 

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 -- ... | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 -- ... | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 -- ... | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 -- ... | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 -- ... | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 -- ... | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 -- ... | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 -- ... | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 -- ... | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019... | 01/19/2020

 
 
 
INT-IOSCO
 
 
 
 

Final Rule: FR01/2020 Clock Synchronisation... | 01/16/2020

 
 
 
NCUA
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment... | 01/17/2020

Final Rule: Civil Monetary Penalty Inflation Adjustment... | 01/14/2020

Notice: Submission for OMB Review; Comment Request... | 01/14/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 01/17/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 01/15/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Order Appr... | 01/14/2020

 
 
 
OCC
 
 
 
 

Notice: Agency Information Collection Activities: Information Collection Renew... | 01/17/2020

Comment: Permissible interest on loans that are sold, assigned, or otherwise tr... | 01/15/2020

Comment: Permissible interest on loans that are sold, assigned, or otherwise tr... | 01/15/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Melissa Rom... | 01/15/2020

Comment: Permissible interest on loans that are sold, assigned, or otherwise tr... | 01/15/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Tim Mungava... | 01/15/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Community D... | 01/15/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Grace McCla... | 01/15/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Eddy Campos... | 01/14/2020

Comment: Community Reinvestment Act Regulations; Public Submission; GeoDataVisi... | 01/13/2020

 
 
 
OFAC
 
 
 
 

Financial Sanction: Issuance of Amended Venezuela-related General Licenses... | 01/17/2020

Notice: Notice of OFAC Sanctions Actions... | 01/16/2020

Financial Sanction: Issuance of Iran-related Frequently Asked Question... | 01/16/2020

Notice: Notice of OFAC Sanctions Actions... | 01/16/2020

Press Release: North Korea Designations -- Treasury Sanctions Entities for Facilitati... | 01/14/2020

Financial Sanction: North Korea Designations... | 01/14/2020

Press Release: Venezuela-related Designations; Iran-related Designations Update -- Tr... | 01/13/2020

Financial Sanction: Venezuela-related Designations; Iran-related Designations Update... | 01/13/2020

 
 
 
RHS
 
 
 
 

Notice: Notice of Request for Extension of a Currently Approved Information Co... | 01/17/2020

 
 
 
SEC
 
 
 
 
 
 

Enforcement: SEC Complaint - Daniel Markel... | 01/17/2020

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Institut... | 01/17/2020

Notice: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filin... | 01/17/2020

Notice: Sunshine Act Meetings... | 01/17/2020

Notice: Fixed Income Market Structure Advisory Committee... | 01/17/2020

Enforcement: SEC Complaint - Hill International, Inc. et al.... | 01/17/2020

Enforcement: Daniel Markel... | 01/17/2020

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a... | 01/17/2020

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili... | 01/17/2020

Enforcement: Hill International, Inc. et al.... | 01/17/2020

 
 
 
TREAS
 
 
 
 

News: U.S. Department of the Treasury... | 01/17/2020

Notice: Multiemployer Pension Plan Application To Reduce Benefits... | 01/17/2020

Final Rule: Provisions Pertaining to Certain Transactions by Foreign Persons Invol... | 01/17/2020

Final Rule: Provisions Pertaining to Certain Investments in the United States by F... | 01/17/2020

Notice: Open Meeting of the Advisory Committee on Risk-Sharing Mechanisms... | 01/17/2020

Notice: Multiemployer Pension Plan Application To Reduce Benefits... | 01/17/2020

News: U.S. Department of the Treasury... | 01/17/2020

News: U.S. Department of the Treasury... | 01/17/2020

News: U.S. Department of the Treasury... | 01/17/2020

News: U.S. Department of the Treasury... | 01/17/2020

 
 
 
UK-BOE
 
 
 
 
 
 

News: Financial Policy Committee dates for 2020... | 01/17/2020

News Release: Financial Policy Committee dates for 2020 -- Press release... | 01/17/2020

Conference: The Future of Inflation Targeting -- A framework for all seasons? - sp... | 01/17/2020

Conference: The Future of Inflation Targeting -- Policy Frameworks and the Strateg... | 01/17/2020

News Release: Financial Policy Committee dates for 2020... | 01/17/2020

Agency Update: Bank of England Weekly Report 15 January 2020... | 01/16/2020

News: Mark Carney appointed by Prime Minister as Finance Adviser for COP26... | 01/16/2020

Agency Update: Credit Conditions Survey - 2019 Q4... | 01/16/2020

Agency Update: Bank Liabilities Survey - 2019 Q4... | 01/16/2020

News: Next steps for LIBOR transition in 2020: the time to act is now... | 01/16/2020

 
 
 
UK-FCA
 
 
 
 
 
 
 
 

News: Tenaron Capital Management UK (clone of authorised firm)... | 01/20/2020

News: Fixed Return Bonds... | 01/17/2020

News: Absolute Global Markets... | 01/17/2020

News: Aman Investment Group / Aman Trades... | 01/17/2020

News: Alter Capital... | 01/17/2020

News: Prestige-Asset or Prestige Asset Management (clone of FCA authorised f... | 01/17/2020

News: Is this the decade of the credit union?... | 01/17/2020

News: Ibex Prime (a trading style of General Media OU)... | 01/17/2020

News: Brokers Community =E2=80=93 Market Effect... | 01/17/2020

Waivers and CRR notices: General Prudential (GENPRU)... | 01/16/2020

 
 
 
UK-HMT
 
 
 
 
 
 

Ministerial Role: Financial Secretary to the Treasury... | 01/17/2020

Official Statistics: Forecasts for the UK economy: January 2020... | 01/15/2020

News Story: Government announces measures on regional connectivity... | 01/15/2020

News Story: NHS funding bill enters Parliament... | 01/15/2020

Policy Paper: Summary of Financial Inclusion Policy Forum meeting October 2019... | 01/15/2020

Correspondence: A letter from Sajid Javid to Lord Forsyth on the launch date of the up... | 01/13/2020

 
 
 
UK-ICO
 
 
 
 

News: Blog: Adtech - the reform of real time bidding has started and will co... | 01/17/2020

Agency Update: Leo Kirk... | 01/15/2020

 
 
 
UK-JMLSG
 
 
 
 

Agency Update: The Money Laundering and Terrorist Financing (Amendment) Regulations 2... | 01/13/2020

 
 
 
UK-PRA
 
 
 
 
 
 

Note: PRA Annual Conference for CEOs of the Non-Systemic UK Banks and Buildi... | 01/20/2020

Letter: Next steps on LIBOR transition - Letter... | 01/16/2020

Letter: Next steps on LIBOR transition... | 01/16/2020

Consultation paper: Financial Services Compensation Scheme - Management Expenses Levy Limi... | 01/15/2020

Statement: Insurance data release: information and format: A call for feedback... | 01/15/2020

Consultation paper: Financial Services Compensation Scheme - Management Expenses Levy Limi... | 01/15/2020

 
 
 
VA
 
 
 
 

Proposed Rule: Equal Participation of Faith-Based Organizations in Veterans Affairs P... | 01/17/2020

Notice: Agency Information Collection Activity: Statement of Purchaser or Owne... | 01/16/2020

 

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