183 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements increased 4% over the past 30 days

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SEC issued enforcements: $45,971,340.93 over the past 30 days

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62 Final Rules go into effect in the next 30 days

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25 Mortgage Lending docs published in the last 7 days

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427 docs with 4647 extracted obligations from the last 7 days

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50 new Proposed and Final Rules were published in the past 7 days

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1827 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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CA-OSFI
 
 
 
 

Agency Update: Promouvoir la proportionnalit=C3=A9 : Le BSIF lance une consultation sur le… | 01/17/2020

Agency Update: Advancing Proportionality: OSFI consults on capital and liquidity requ… | 01/17/2020

Agency Update: Advancing Proportionality: OSFI consults on capital and liquidity requ… | 01/17/2020

Agency Update: Advancing Proportionality: OSFI consults on capital and liquidity requ… | 01/17/2020

Agency Update: Promouvoir la proportionnalit=C3=A9 : Le BSIF lance une consultation sur le… | 01/17/2020

Agency Update: Advancing Proportionality: OSFI consults on capital and liquidity requ… | 01/17/2020

Agency Update: Promouvoir la proportionnalit=C3=A9 : Le BSIF lance une consultation sur le… | 01/17/2020

Agency Update: Promouvoir la proportionnalit=C3=A9 : Le BSIF lance une consultation sur le… | 01/17/2020

 
 
 
CFPB
 
 
 
 
 
 

Comment: Integrated Mortgage Disclosures Under the Real Estate Settlement Proce… | 01/17/2020

Comment: Integrated Mortgage Disclosures Under the Real Estate Settlement Proce… | 01/17/2020

Comment: Integrated Mortgage Disclosures Under the Real Estate Settlement Proce… | 01/17/2020

Notice: Agency Information Collection Activities: Comment Request… | 01/17/2020

Press release: CFPB Announces Additional Member of Taskforce on Federal Consumer Fina… | 01/17/2020

Final Rule: Civil Penalty Inflation Adjustments… | 01/14/2020

Notice: Advisory Committees Solicitation of Applications for Membership… | 01/13/2020

Report: 2019 BCFP Annual Employee Survey Results… | 01/13/2020

Blog: We are accepting applications for our Advisory Committees… | 01/13/2020

 
 
 
CFTC
 
 
 
 

News: CFTC Orders South Korean Company to Pay $700,000 for Spoofing… | 01/13/2020

Enforcement: Order: Mirae Asset Daewoo Co., Ltd…. | 01/13/2020

Final Rule: Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-202… | 01/13/2020

 
 
 
DOJ
 
 
 
 

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E… | 01/17/2020

Proposed Rule: Equal Participation of Faith-Based Organizations in Department of Just… | 01/17/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act a… | 01/16/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 01/15/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 01/15/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E… | 01/15/2020

Notice: Agency Information Collection Activities; Proposed eCollection, eComme… | 01/15/2020

Notice: Notice of Lodging of Proposed Consent Decree Under The Clean Air Act… | 01/13/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act… | 01/13/2020

Agency Update: Calling All Governors, Mayors, and County Executives: Your Signature M… | 01/13/2020

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 01/17/2020

Proposed Rule: Equal Participation of Faith-Based Organizations in the Department of … | 01/17/2020

 
 
 
EBSA
 
 
 
 

Final Rule: Department of Labor Federal Civil Penalties Inflation Adjustment Act A… | 01/15/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Imposing Sanctions With Respect to Additional Sectors of Iran… | 01/14/2020

 
 
 
FDIC
 
 
 
 

Notice: Notice of Inflation Adjustments for Civil Money Penalties… | 01/14/2020

Notice: Agency Information Collection Activities: Submission for OMB Review; C… | 01/14/2020

 
 
 
FHA
 
 
 
 

News: FHA Quarterly Loan Review Summary Report January 2020… | 01/14/2020

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): Paul William Petrillo AWCs (Letters of Acceptance, Waiver, and Consent… | 01/17/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Albert Foronda AWCs (Letters of Acceptance, Waiver, and Consent)… | 01/17/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Andrew Grant AWCs (Letters of Acceptance, Waiver, and Consent)… | 01/17/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)… | 01/16/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)… | 01/16/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)… | 01/14/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)… | 01/14/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Rene Moses Torres, Jr. AWCs (Letters of Acceptance, Waiver, and Consen… | 01/14/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Jason C. LaBelle AWCs (Letters of Acceptance, Waiver, and Consent)… | 01/14/2020

 
 
 
FRS
 
 
 
 
 
 

News: Spontaneity and Order: Transparency, Accountability, and Fairness in B… | 01/17/2020

Notice: Agency Information Collection Activities: Announcement of Board Approv… | 01/17/2020

Notice: Proposed Agency Information Collection Activities; Comment Request… | 01/17/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 01/17/2020

News: The Outlook for Housing – Governor Michelle W. Bowman… | 01/16/2020

Notice: Proposed Agency Information Collection Activities; Comment Request… | 01/16/2020

Notice: Proposed Agency Information Collection Activities; Comment Request… | 01/16/2020

Notice: Proposed Agency Information Collection Activities; Comment Request… | 01/16/2020

Final Rule: Rules of Practice for Hearings… | 01/14/2020

News: Federal Reserve Board announces members of its Community Depository In… | 01/14/2020

 
 
 
FTC
 
 
 
 
 
 

News: Overseas Payment Processor and its Former CEO Settle FTC Allegations T… | 01/17/2020

News: Defendants in FTC Credit Repair Scheme Case Agree to Settle Charges… | 01/17/2020

Enforcement: Netforce Seminars, et al…. | 01/16/2020

News: FTC Releases Agenda for January 28 Voice Cloning Workshop… | 01/16/2020

News: FTC Finalizes Settlements with Five Companies Related to Privacy Shiel… | 01/16/2020

News: FTC Acts to Shut Down ‘Success by Health’ Instant Coffee Pyramid Schem… | 01/16/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 01/15/2020

News: Closed Commission Meeting… | 01/14/2020

News: Working Together to Protect Heartland Consumers: A Common Ground Confe… | 01/14/2020

Final Rule: Adjustments to Civil Penalty Amounts… | 01/14/2020

 
 
 
Fannie
 
 
 
 

News: January 2020 AQM List Posted upda… | 01/13/2020

 
 
 
INT-BIS
 
 
 
 

News: BIS expands membership and collaboration… | 01/14/2020

Agency Update: FX spot and swap market liquidity spillovers… | 01/13/2020

 
 
 
INT-FSB
 
 
 
 

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 — … | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 — … | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 — … | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 — … | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 — … | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 — … | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 — … | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 — … | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019 — … | 01/19/2020

Agency Update: Global Monitoring Report on Non-Bank Financial Intermediation 2019… | 01/19/2020

 
 
 
INT-IOSCO
 
 
 
 

Final Rule: FR01/2020 Clock Synchronisation… | 01/16/2020

 
 
 
NCUA
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment… | 01/17/2020

Final Rule: Civil Monetary Penalty Inflation Adjustment… | 01/14/2020

Notice: Submission for OMB Review; Comment Request… | 01/14/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 01/17/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 01/15/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Order Appr… | 01/14/2020

 
 
 
OCC
 
 
 
 

Notice: Agency Information Collection Activities: Information Collection Renew… | 01/17/2020

Comment: Permissible interest on loans that are sold, assigned, or otherwise tr… | 01/15/2020

Comment: Permissible interest on loans that are sold, assigned, or otherwise tr… | 01/15/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Melissa Rom… | 01/15/2020

Comment: Permissible interest on loans that are sold, assigned, or otherwise tr… | 01/15/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Tim Mungava… | 01/15/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Community D… | 01/15/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Grace McCla… | 01/15/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Eddy Campos… | 01/14/2020

Comment: Community Reinvestment Act Regulations; Public Submission; GeoDataVisi… | 01/13/2020

 
 
 
OFAC
 
 
 
 

Financial Sanction: Issuance of Amended Venezuela-related General Licenses… | 01/17/2020

Notice: Notice of OFAC Sanctions Actions… | 01/16/2020

Financial Sanction: Issuance of Iran-related Frequently Asked Question… | 01/16/2020

Notice: Notice of OFAC Sanctions Actions… | 01/16/2020

Press Release: North Korea Designations — Treasury Sanctions Entities for Facilitati… | 01/14/2020

Financial Sanction: North Korea Designations… | 01/14/2020

Press Release: Venezuela-related Designations; Iran-related Designations Update — Tr… | 01/13/2020

Financial Sanction: Venezuela-related Designations; Iran-related Designations Update… | 01/13/2020

 
 
 
RHS
 
 
 
 

Notice: Notice of Request for Extension of a Currently Approved Information Co… | 01/17/2020

 
 
 
SEC
 
 
 
 
 
 

Enforcement: SEC Complaint – Daniel Markel… | 01/17/2020

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Institut… | 01/17/2020

Notice: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filin… | 01/17/2020

Notice: Sunshine Act Meetings… | 01/17/2020

Notice: Fixed Income Market Structure Advisory Committee… | 01/17/2020

Enforcement: SEC Complaint – Hill International, Inc. et al…. | 01/17/2020

Enforcement: Daniel Markel… | 01/17/2020

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a… | 01/17/2020

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili… | 01/17/2020

Enforcement: Hill International, Inc. et al…. | 01/17/2020

 
 
 
TREAS
 
 
 
 

News: U.S. Department of the Treasury… | 01/17/2020

Notice: Multiemployer Pension Plan Application To Reduce Benefits… | 01/17/2020

Final Rule: Provisions Pertaining to Certain Transactions by Foreign Persons Invol… | 01/17/2020

Final Rule: Provisions Pertaining to Certain Investments in the United States by F… | 01/17/2020

Notice: Open Meeting of the Advisory Committee on Risk-Sharing Mechanisms… | 01/17/2020

Notice: Multiemployer Pension Plan Application To Reduce Benefits… | 01/17/2020

News: U.S. Department of the Treasury… | 01/17/2020

News: U.S. Department of the Treasury… | 01/17/2020

News: U.S. Department of the Treasury… | 01/17/2020

News: U.S. Department of the Treasury… | 01/17/2020

 
 
 
UK-BOE
 
 
 
 
 
 

News: Financial Policy Committee dates for 2020… | 01/17/2020

News Release: Financial Policy Committee dates for 2020 — Press release… | 01/17/2020

Conference: The Future of Inflation Targeting — A framework for all seasons? – sp… | 01/17/2020

Conference: The Future of Inflation Targeting — Policy Frameworks and the Strateg… | 01/17/2020

News Release: Financial Policy Committee dates for 2020… | 01/17/2020

Agency Update: Bank of England Weekly Report 15 January 2020… | 01/16/2020

News: Mark Carney appointed by Prime Minister as Finance Adviser for COP26… | 01/16/2020

Agency Update: Credit Conditions Survey – 2019 Q4… | 01/16/2020

Agency Update: Bank Liabilities Survey – 2019 Q4… | 01/16/2020

News: Next steps for LIBOR transition in 2020: the time to act is now… | 01/16/2020

 
 
 
UK-FCA
 
 
 
 
 
 
 
 

News: Tenaron Capital Management UK (clone of authorised firm)… | 01/20/2020

News: Fixed Return Bonds… | 01/17/2020

News: Absolute Global Markets… | 01/17/2020

News: Aman Investment Group / Aman Trades… | 01/17/2020

News: Alter Capital… | 01/17/2020

News: Prestige-Asset or Prestige Asset Management (clone of FCA authorised f… | 01/17/2020

News: Is this the decade of the credit union?… | 01/17/2020

News: Ibex Prime (a trading style of General Media OU)… | 01/17/2020

News: Brokers Community =E2=80=93 Market Effect… | 01/17/2020

Waivers and CRR notices: General Prudential (GENPRU)… | 01/16/2020

 
 
 
UK-HMT
 
 
 
 
 
 

Ministerial Role: Financial Secretary to the Treasury… | 01/17/2020

Official Statistics: Forecasts for the UK economy: January 2020… | 01/15/2020

News Story: Government announces measures on regional connectivity… | 01/15/2020

News Story: NHS funding bill enters Parliament… | 01/15/2020

Policy Paper: Summary of Financial Inclusion Policy Forum meeting October 2019… | 01/15/2020

Correspondence: A letter from Sajid Javid to Lord Forsyth on the launch date of the up… | 01/13/2020

 
 
 
UK-ICO
 
 
 
 

News: Blog: Adtech – the reform of real time bidding has started and will co… | 01/17/2020

Agency Update: Leo Kirk… | 01/15/2020

 
 
 
UK-JMLSG
 
 
 
 

Agency Update: The Money Laundering and Terrorist Financing (Amendment) Regulations 2… | 01/13/2020

 
 
 
UK-PRA
 
 
 
 
 
 

Note: PRA Annual Conference for CEOs of the Non-Systemic UK Banks and Buildi… | 01/20/2020

Letter: Next steps on LIBOR transition – Letter… | 01/16/2020

Letter: Next steps on LIBOR transition… | 01/16/2020

Consultation paper: Financial Services Compensation Scheme – Management Expenses Levy Limi… | 01/15/2020

Statement: Insurance data release: information and format: A call for feedback… | 01/15/2020

Consultation paper: Financial Services Compensation Scheme – Management Expenses Levy Limi… | 01/15/2020

 
 
 
VA
 
 
 
 

Proposed Rule: Equal Participation of Faith-Based Organizations in Veterans Affairs P… | 01/17/2020

Notice: Agency Information Collection Activity: Statement of Purchaser or Owne… | 01/16/2020

 

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