179 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements increased 21% over the past 30 days


FTC issued enforcements: $8,726,254.27 over the past 30 days


165 Final Rules go into effect in the next 30 days


55 Mortgage Lending docs published in the last 7 days


5330 docs with 12540 extracted obligations from the last 7 days


108 new Proposed and Final Rules were published in the past 7 days


11692 new docs in pro.compliance.ai within the last 7 days


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Final Rule | Published 01/12/2018 | Effective 01/12/2018
The Office of the Comptroller of the Currency (OCC) is amending its rules of practice and procedure for national banks and its rules of practice and procedure in adjudicatory proceedings for Federal savings associations to remove the chart listing th…. Read More


Final Rule | Published 01/09/2018 | Effective 01/09/2018
The Department of Veterans Affairs (VA) revises its regulations concerning payment or reimbursement for emergency treatment for non-service-connected conditions at non-VA facilities to implement the requirements of a recent court decision. Specifical…. Read More


 Final Rule | Published 01/10/2018 | Effective 01/10/2018
The Board of Governors of the Federal Reserve System (the “Board”) is issuing a final rule amending its rules of practice and procedure to adjust the amount of each civil money penalty (“CMP”) provided by law within its jurisdiction to account fo…. Read More


Enforcement | Published 01/09/2018
Federal Trade Commission and State of Nevada, Plaintiffs v. Emp Media Inc. (also doing business as MyEx.com, Post My Ad, T&A Media, or Internet Secrets), a Nevada corporation; Aniello “Neil” Infante, individually and as an officer of Emp Media Inc.; …. Read More


Final Rule | Published 01/11/2018 | Effective 03/12/2018
We are adopting amendments to the rule that defines a venture capital fund (rule 203(l)-1) and the rule that implements the private fund adviser exemption (rule 203(m)-1) under the Investment Advisers Act of 1940 (the “Advisers Act”) in order to re…. Read More


Notice | Published 01/11/2018
The U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) is publishing the names of persons that have been placed on OFAC’s Specially Designated Nationals and Blocked Persons List based on OFAC’s determination that one or more ap…. Read More


News | Published 01/08/2018
Friday, January 12 8:20 AM Secretary Steven T. Mnuchin Moderated discussion with The Economic Club of Washington, D.C. The Ritz-Carlton Ballroom 1150 22nd St. NW Washington, D.C. 20037…. Read More
 Notice | Published 01/08/2018 | Comments Close 02/07/2018
In accordance with the requirements of the Paperwork Reduction Act (PRA) of 1995, the OCC, the Board, and the FDIC (the “agencies”) may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it di…. Read More


Presidential Document | Published 01/12/2018
[Federal Register Volume 83, Number 9 (Friday, January 12, 2018)][Presidential Documents][Pages 1511-1512]From the Federal Register Online via the Government Publishing Office [www.gpo.gov][FR Doc No: 2018-00628] …. Read More


Notice | Published 01/10/2018 | Comments Close 01/17/2018
At the request of the Office of Management (OMB) and Budget, the Department of Labor (DOL) is extending the comment period for the Bureau of Labor Statistics (BLS) sponsored information collection request (ICR) revision titled, “Consumer Expenditure…. Read More


News | Published 01/11/2018
CHICAGO, IL – Following a U.S. Department of Labor investigation, the U.S. District Court for the Northern District of Illinois entered a judgment requiring Michael Lewis, former president of Acme Orthotics and Prosthetic Laboratories Inc., to restor…. Read More
Final Rule | Published 01/12/2018 | Effective 01/15/2018
The Bureau of Consumer Financial Protection (Bureau) is adjusting for inflation the maximum amount of each civil penalty within the Bureau’s jurisdiction. These adjustments are required by the Federal Civil Penalties Inflation Adjustment Act of 1990,…. Read More