Regulatory Agency Updates | Week of January 06 to January 13

Agency Report January 06-13

Agency Report January 06-13

 
 
CFPB
 
 
 
 
 
 
 
 

Notice: Advisory Committees Solicitation of Applications for Membership... | 01/13/2020

Comment: Integrated Mortgage Disclosures Under the Real Estate Settlement Proce... | 01/10/2020

Press release: Consumer Financial Protection Bureau Issues No-Action Letter to Facili... | 01/10/2020

News: Consumer Financial Protection Bureau Issues No-Action Letter to Facili... | 01/10/2020

Blog: CFPB hosts savings summit to find opportunities to help people save... | 01/10/2020

Press release: CFPB Announces Membership of Taskforce on Federal Consumer Financial L... | 01/09/2020

News: CFPB, Utah's Attorney General Announce Inaugural Joint Office Hours in... | 01/09/2020

Enforcement Action: Monster Loans, Lend Tech Loans, and Student Loan Debt Relief Companies... | 01/09/2020

Enforcement Document: Monster Loans, Lend Tech Loans, and Student Loan Debt Relief Companies... | 01/09/2020

Press release: Consumer Financial Protection Bureau Announces Action Against Monster ... | 01/09/2020

 
 
 
CFTC
 
 
 
 
 
 

Final Rule: Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-202... | 01/13/2020

Enforcement: Consent Order: Richard D. Carter, et al.... | 01/10/2020

News: CFTC Obtains $2.5 Million Judgment for Fraudulent Solicitation and Mis... | 01/10/2020

Enforcement: Complaint: US Coins Bullion... | 01/10/2020

News: CFTC Charges US Coin Bullion LLC and its Owners with $7.9 Million Prec... | 01/10/2020

Agency Update: 20-01... | 01/08/2020

Proposed Rule: Cross-Border Application of the Registration Thresholds and Certain Re... | 01/08/2020

 
 
 
DOJ
 
 
 
 

Notice: Notice of Lodging of Proposed Consent Decree Under The Clean Air Act... | 01/13/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act... | 01/13/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E... | 01/10/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E... | 01/08/2020

Notice: Notice of Extension of Public Comment Period for Proposed Consent Decr... | 01/06/2020

 
 
 
EOP
 
 
 
 

Presidential Document: National Slavery and Human Trafficking Prevention Month, 2020... | 01/06/2020

 
 
 
FDIC
 
 
 
 

Proposed Rule: Community Reinvestment Act Regulations... | 01/09/2020

Notice: Agency Information Collection Activities: Submission for OMB Review; C... | 01/08/2020

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): James R Willing AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/07/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Gabriel W. Hynes AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/07/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Shlomo Strugano AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/06/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/06/2020

AWCs (Letters of Acceptance, Waiver, and Consent): John Chrysadakis AWCs (Letters of Acceptance, Waiver, and Consent)... | 01/06/2020

 
 
 
FRS
 
 
 
 

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 01/13/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 01/13/2020

News: Federal Reserve Board announces appointment of the chairs and deputy c... | 01/10/2020

News: Federal Reserve Board announces Reserve Bank income and expense data a... | 01/10/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 01/09/2020

News: Federal Reserve Board issues enforcement action with United Bank of El... | 01/09/2020

News: Attachment (PDF) - Minutes of the Board's discount rate meetings from ... | 01/09/2020

News: U.S. Economic Outlook and Monetary Policy - Vice Chair Richard H. Clar... | 01/09/2020

Press Release: Federal Reserve Board issues enforcement action with United Bank of El... | 01/09/2020

News: Minutes of the Board's discount rate meetings from November 4 and Dece... | 01/09/2020

 
 
 
FTC
 
 
 
 

News: Defendants Who Helped Blast Consumers with Millions Of Cruise Line Rob... | 01/10/2020

Enforcement: Grand Bahama Cruise Line, LLC... | 01/10/2020

News: FTC and DOJ Announce Draft Vertical Merger Guidelines for Public Comme... | 01/10/2020

News: FTC Finalizes Settlement with California Tech Company Related to Priva... | 01/09/2020

Enforcement: Axon/VieVu, In the Matter of... | 01/08/2020

News: FTC to Hold Workshop Tomorrow Regarding Non-Compete Agreements in the ... | 01/08/2020

Notice: Granting of Requests for Early Termination of the Waiting Period Under... | 01/08/2020

News: Chairman Simons fireside chat at the Consumer Technology Association p... | 01/07/2020

Enforcement: Mortgage Solutions FCS, Inc.... | 01/07/2020

Notice: Agency Information Collection Activities; Submission to the Office of ... | 01/07/2020

 
 
 
INT-BIS
 
 
 
 

Agency Update: FX spot and swap market liquidity spillovers... | 01/13/2020

 
 
 
OCC
 
 
 
 

Comment: Community Reinvestment Act Regulations; Public Submission; Len Suzio... | 01/10/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Teresa Hick... | 01/10/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Chris Rose... | 01/10/2020

Proposed Rule: Community Reinvestment Act Regulations; Request for Public Input... | 01/10/2020

Notice: Agency Information Collection Activities: Information Collection Renew... | 01/10/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Ken Thomas... | 01/09/2020

Proposed Rule: Community Reinvestment Act Regulations... | 01/09/2020

Comment: Interagency Guidance on Credit Risk Review Systems; Public Submission;... | 01/08/2020

Comment: Permissible interest on loans that are sold, assigned, or otherwise tr... | 01/08/2020

Comment: Interagency Guidance on Credit Risk Review Systems; Public Submission;... | 01/08/2020

 
 
 
OFAC
 
 
 
 

Financial Sanction: Iran-related Designations and Updates... | 01/10/2020

Financial Sanction: Issuance of Executive Order of January 10, 2020, "Imposing Sanctions W... | 01/10/2020

Financial Sanction: Global Magnitsky Designation... | 01/08/2020

Financial Sanction: Issuance of Amended Venezuela-related General License 6A... | 01/07/2020

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and... | 01/13/2020

Notice: Sunshine Act Meetings... | 01/13/2020

Notice: Kayne Anderson MLP/Midstream Investment Company, et al.... | 01/13/2020

Notice: Adjustments to Civil Monetary Penalty Amounts... | 01/13/2020

Notice: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and... | 01/13/2020

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and I... | 01/13/2020

Notice: Self-Regulatory Organizations; Miami International Securities Exchange... | 01/10/2020

Enforcement: SEC Complaint-Bajic et al. - Bajic et al., Ciapala et al.... | 01/10/2020

Enforcement: John James Sheehan, Jr.... | 01/10/2020

Enforcement: Michael Mindlin... | 01/10/2020

 
 
 
TREAS
 
 
 
 

Notice: Multiemployer Pension Plan Application To Reduce Benefits... | 01/10/2020

Notice: Interest Rate Paid on Cash Deposited To Secure U.S. Immigration and Cu... | 01/10/2020

News: U.S. Department of the Treasury... | 01/10/2020

Notice: Privacy Act of 1974; System of Records... | 01/09/2020

News: U.S. Department of the Treasury... | 01/08/2020

News: U.S. Department of the Treasury... | 01/07/2020

 
 
 
UK-BOE
 
 
 
 
 
 

Agency Update: No-arbitrage pricing of GDP-linked bonds... | 01/10/2020

Agency Update: Impact of IFRS 9 on the cost of funding of banks in Europe... | 01/10/2020

Agency Update: Le Pont de Londres: interactions between monetary and prudential polic... | 01/10/2020

Working Paper: Le Pont de Londres: interactions between monetary and prudential polic... | 01/10/2020

Working Paper: Impact of IFRS 9 on the cost of funding of banks in Europe... | 01/10/2020

Working Paper: Le Pont de Londres: interactions between monetary and prudential polic... | 01/10/2020

Working Paper: Impact of IFRS 9 on the cost of funding of banks in Europe -- Impact o... | 01/10/2020

Working Paper: No-arbitrage pricing of GDP-linked bonds -- Sign up for email notifica... | 01/10/2020

Working Paper: Le Pont de Londres: interactions between monetary and prudential polic... | 01/10/2020

Working Paper: Impact of IFRS 9 on the cost of funding of banks in Europe -- Sign up ... | 01/10/2020

 
 
 
UK-CMA
 
 
 
 

Research: Regulation and competition: a review of the evidence... | 01/10/2020

Press Release: Facebook and eBay pledge to combat trading in fake reviews... | 01/08/2020

 
 
 
UK-FCA
 
 
 
 
 
 
 
 

News: FCA becomes AML and CTF supervisor of UK cryptoasset activities... | 01/10/2020

News: Algobit Ltd trading as AstroFX... | 01/10/2020

News: Coombes and Kiwonski Investments... | 01/10/2020

News: Ryde Asset Management... | 01/10/2020

News: Direct Fixed Income... | 01/10/2020

News: CertFX... | 01/10/2020

Final notices: Final Notice 2019: Rodney Brown... | 01/10/2020

News: Eagle Direct Investments (clone of EEA Authorised firm)... | 01/10/2020

News: The FCA commences civil proceedings in relation to alleged unauthorise... | 01/10/2020

News: Copy Trade Income / Copytradeincome... | 01/10/2020

 
 
 
UK-HMT
 
 
 
 

News Story: Realising our ambition through science... | 01/12/2020

News Story: Teesside transformation backed by =C2=A371m government funding... | 01/10/2020

Policy Paper: A report on 'International Tax Enforcement: Disclosable Arrangements'.... | 01/08/2020

News Story: Chancellor launches Budget process to usher in 'decade of renewal'... | 01/07/2020

National Statistics: GDP deflators at market prices, and money GDP December 2019 (Quarterly... | 01/07/2020

News Story: Off-payroll review launched... | 01/07/2020

National Statistics: UK official holdings of international reserves: December 2019... | 01/06/2020

 
 
 
UK-ICO
 
 
 
 
 
 

Follow up audit: West Yorkshire Police... | 01/10/2020

News: Nationwide retailer fined half a million pounds for failing to secure ... | 01/09/2020

Agency Update: DSG Retail Ltd... | 01/09/2020

Monetary penalties: DSG Retail Ltd -- DSG Retail Ltd monetary penalty notice... | 01/09/2020

News: ICO launches consultation on draft direct marketing code of practice... | 01/08/2020

News: Blog: The benefits of sharing personal data =E2=80=93 what can we learn from ... | 01/06/2020

 
 
 
UK-PRA
 
 
 
 

Policy statement: Solvency II: Longevity risk transfers - simplification of pre-notifica... | 01/09/2020

Policy statement: Solvency II: Longevity risk transfers - simplification of pre-notifica... | 01/09/2020

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity: (Complaint of Employment Discr... | 01/08/2020

Notice: Summary of Precedent Opinion of the General Counsel... | 01/07/2020

Notice: Cost of Living Adjustments for Service-Connected Benefits... | 01/07/2020

 

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