Regulatory Agency Updates | Week of February 24 to March 02

Agency Report Feb 24 - Mar 2

Agency Report Feb 24 - Mar 2

 
 
CA-CANLII
 
 
 
 

Agency Update: Safety of Human Cells, Tissues and Organs for Transplantation Regulati... | 02/28/2020

 
 
 
CA-OPC
 
 
 
 

News: Announcement: OPC launches investigation into RCMP=E2=80=99s use of facial rec... | 02/28/2020

 
 
 
CFPB
 
 
 
 
 
 

Notice: Privacy Act of 1974; System of Records... | 02/28/2020

Report: GAO-IG Act Reporting... | 02/28/2020

News: GAO-IG Act Reporting... | 02/28/2020

News: Thirty-four organizations join the 2020 Your Money, Your Goals Cohort... | 02/27/2020

Blog: Thirty-four organizations join the 2020 Your Money, Your Goals Cohort... | 02/27/2020

Notice: Academic Research Council Meeting... | 02/25/2020

Notice: Credit Union Advisory Council Meeting... | 02/25/2020

Notice: Consumer Advisory Board Meetings... | 02/25/2020

Notice: Community Bank Advisory Council Meeting... | 02/25/2020

News: Director Kraninger's Remarks at the Credit Union National Association ... | 02/25/2020

 
 
 
CFTC
 
 
 
 

Proposed Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter... | 02/28/2020

Proposed Rule: Position Limits for Derivatives... | 02/27/2020

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 03/02/2020

Notice: Notice of Proposed Consent Decree Under the Clean Air Act... | 03/02/2020

Agency Update: Rescheduled Best Practices Workshop on Technology in FOIA... | 02/28/2020

Notice: Notice of Lodging Proposed Consent Decree... | 02/28/2020

Agency Update: The Americans with Disabilities Act 30th Anniversary: Furthering the P... | 02/26/2020

Notice: Notice of Lodging of Proposed Consent Decree Under The Clean Water Act... | 02/25/2020

Agency Update: National African American History Month: Remembering Rosa Parks=E2=80=99 Work ... | 02/24/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 02/24/2020

Notice: Agency Information Collection Activities, Proposed eCollection eCommen... | 02/24/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 02/24/2020

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 02/26/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 02/26/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 02/26/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 02/26/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 02/25/2020

 
 
 
EBSA
 
 
 
 

News: U.S. Department of Labor... | 02/27/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Continuation of the National Emergency With Respect to Ukraine... | 02/27/2020

Presidential Document: Continuation of the National Emergency With Respect to Cuba and of the... | 02/27/2020

Presidential Document: Developing and Delivering More Water Supplies to California... | 02/26/2020

Presidential Document: Continuation of the National Emergency With Respect to Libya... | 02/24/2020

 
 
 
FDIC
 
 
 
 

Proposed Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter... | 02/28/2020

Proposed Rule: Request for Information on FDIC Sign and Advertising Requirements and ... | 02/26/2020

Proposed Rule: Community Reinvestment Act Regulations; Extension of Comment Period... | 02/26/2020

Final Rule: Regulatory Capital Rule: Capital Simplification for Qualifying Communi... | 02/26/2020

News: Remarks by FDIC Chairman Jelena McWilliams and Director of the Divisio... | 02/25/2020

 
 
 
FINRA
 
 
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)... | 02/28/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Kenton C. Crabb AWCs (Letters of Acceptance, Waiver, and Consent)... | 02/28/2020

OHO Decisions: JAMES G. MCKINNEY OHO Decisions... | 02/27/2020

Complaints: Gustavo Trujillo Franco Complaints... | 02/26/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 02/26/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 02/26/2020

AWCs (Letters of Acceptance, Waiver, and Consent): John Clifford Park AWCs (Letters of Acceptance, Waiver, and Consent)... | 02/25/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Joseph Morris Thurnherr AWCs (Letters of Acceptance, Waiver, and Conse... | 02/25/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Paul A. Falcon AWCs (Letters of Acceptance, Waiver, and Consent)... | 02/25/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Boris Skorodumov AWCs (Letters of Acceptance, Waiver, and Consent)... | 02/25/2020

 
 
 
FRS
 
 
 
 
 
 

Notice: Proposed Agency Information Collection Activities; Comment Request... | 03/02/2020

Notice: Proposed Agency Information Collection Activities; Comment Request... | 03/02/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 03/02/2020

Notice: Proposed Agency Information Collection Activities; Comment Request... | 03/02/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 03/02/2020

Final Rule: Control and Divestiture Proceedings... | 03/02/2020

News: Statement from Federal Reserve Chair Jerome H. Powell... | 02/28/2020

Proposed Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter... | 02/28/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 02/27/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 02/27/2020

 
 
 
FTC
 
 
 
 

Notice: FXI Holdings and Innocor; Analysis of Agreement Containing Consent Ord... | 03/02/2020

News: FTC Cmr Slaughter & FCC Cmr Starks Hold Field Hearing on 5G, AI, Priva... | 02/29/2020

News: Deputy General Counsel Heather Hippsley Retiring From the FTC... | 02/28/2020

News: FTC Obtains Temporary Restraining Order Against Alleged Investor Train... | 02/28/2020

News: Facebook Live with Social Security Administration=E2=80=99s Office of the Insp... | 02/27/2020

News: AARP Slam the Scam webinar... | 02/27/2020

News: FTC and Commonwealth of Pennsylvania Challenge Proposed Merger of Two ... | 02/27/2020

Enforcement: Peabody Energy-Arch Coal... | 02/27/2020

Enforcement: Thomas Jefferson University, In the Matter of... | 02/27/2020

Enforcement: Thomas Jefferson University, et al.... | 02/27/2020

 
 
 
INT-BIS
 
 
 
 

News: Shaping the future of payments: BIS Quarterly Review... | 03/01/2020

News: Shaping the future of payments: BIS Quarterly Review... | 03/01/2020

News: Basel Committee meets to review vulnerabilities and emerging risks, ad... | 02/27/2020

News: Basel Committee meets to review vulnerabilities and emerging risks, ad... | 02/27/2020

Agency Update: Variability in risk-weighted assets: what does the market think?... | 02/25/2020

 
 
 
INT-FSB
 
 
 
 

Agency Update: Financial Stability Board survey on implementation reports... | 02/25/2020

News: Financial Stability Board survey on implementation reports... | 02/25/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 02/25/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 02/24/2020

 
 
 
OCC
 
 
 
 
 
 

News Release: News Release 2020-23... | 02/28/2020

Proposed Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter... | 02/28/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Nicolle Can... | 02/27/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Aidza Anton... | 02/27/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Hill Distri... | 02/27/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Federated I... | 02/27/2020

Comment: Community Reinvestment Act Regulations; Public Submission; HUD Tenants... | 02/27/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Downstreet ... | 02/27/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Jessica Fra... | 02/27/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Jena Band o... | 02/27/2020

 
 
 
OFAC
 
 
 
 

Financial Sanction: Issuance of Counter Terrorism and Iran-related General License 8 and F... | 02/27/2020

Financial Sanction: Counter Terrorism Designation... | 02/26/2020

Press Release: Treasury Designates Martyrs Foundation Companies and Officials as Glob... | 02/26/2020

Financial Sanction: Settlement Agreement between the U.S. Department of the Treasury's Off... | 02/26/2020

Financial Sanction: Counter Terrorism Designations; South Sudan-related Designations Remov... | 02/26/2020

Press Release: Counter Terrorism Designations; South Sudan-related Designations Remov... | 02/26/2020

Notice: Notice of OFAC Sanctions Actions... | 02/25/2020

Notice: Notice of OFAC Sanctions Actions... | 02/24/2020

 
 
 
RHS
 
 
 
 

Notice: Notice of Solicitation of Applications (NOSA) for the Strategic Econom... | 02/28/2020

 
 
 
SEC
 
 
 
 
 
 

Notice: Sunshine Act Meetings... | 03/02/2020

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of ... | 03/02/2020

Final Rule: Delegation of Authority to the General Counsel of the Commission... | 03/02/2020

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a... | 03/02/2020

Notice: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Noti... | 03/02/2020

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Desi... | 03/02/2020

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili... | 03/02/2020

Notice: Sunshine Act Meetings... | 03/02/2020

Notice: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and I... | 02/28/2020

Enforcement: Shawn Severson... | 02/28/2020

 
 
 
TREAS
 
 
 
 

News: U.S. Department of the Treasury... | 02/28/2020

Agency Update: Statement by the Secretary of the Treasury on the Grand Ethiopian Rena... | 02/28/2020

News: U.S. Department of the Treasury... | 02/28/2020

News: U.S. Department of the Treasury... | 02/28/2020

Notice: Privacy Act of 1974; System of Records... | 02/27/2020

News: U.S. Department of the Treasury... | 02/27/2020

News: U.S. Department of the Treasury... | 02/27/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 02/26/2020

News: U.S. Department of the Treasury... | 02/26/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 02/26/2020

 
 
 
UK-BOE
 
 
 
 
 
 

News: It=E2=80=99s time to talk about money - speech by Jon Cunliffe... | 02/28/2020

News: Minutes of the UK Money Markets Code Sub-Committee - January 2020... | 02/28/2020

News: Minutes of the Meeting of the Court of Directors held on 2 December 20... | 02/28/2020

News: Court minutes from 2017 that were previously redacted... | 02/28/2020

News: Macro-finance workshop 2020... | 02/28/2020

Minutes: Minutes of the UK Money Markets Code Sub-Committee - January 2020... | 02/28/2020

Minutes: Court minutes from 2017 that were previously redacted... | 02/28/2020

Minutes: Minutes of the Meeting of the Court of Directors held on 2 December 20... | 02/28/2020

Minutes: Minutes of the UK Money Markets Code Sub-Committee - January 2020 -- M... | 02/28/2020

Minutes: Minutes of the Meeting of the Court of Directors held on 2 December 20... | 02/28/2020

 
 
 
UK-CMA
 
 
 
 

Press Release: CMA finds evidence of serious issues in leasehold selling... | 02/28/2020

Case Study: Concrete companies: construction cartel... | 02/25/2020

Speech: Andrea Coscelli: closer to consumers - competition and consumer protec... | 02/25/2020

 
 
 
UK-FCA
 
 
 
 
 
 

News: Claremont Baker Brokerage (clone of EEA authorised firm)... | 02/28/2020

Handbook: Handbook Notice 74... | 02/28/2020

News: FCA publishes the number of STORs received in 2019... | 02/28/2020

News: Euro 2 Pocket / Euro2Pocket (clone of FCA authorised firm)... | 02/28/2020

Feedback statements: FS20/2: Patient Capital and Authorised Funds... | 02/28/2020

News: Private Wealth Management LLP... | 02/27/2020

News: Montague Capital Investments Ltd... | 02/27/2020

News: Cleantech Europe Escrow LP... | 02/27/2020

Correspondence: Dear CEO letter: Asset management firms: prepare now for the end of LI... | 02/27/2020

News: Credit Finance / Credit Finance Ltd... | 02/27/2020

 
 
 
UK-HMT
 
 
 
 
 
 
 
 

National Statistics: Public Spending Statistics release: February 2020... | 02/28/2020

Correspondence: Letter from the Chancellor to the Chair of the OBR... | 02/27/2020

News Story: Government to help businesses with off-payroll working rules... | 02/27/2020

Policy Paper: Government response to Treasury Committee business rates inquiry... | 02/27/2020

Official Statistics: Help to Buy: ISA Scheme Quarterly Statistics: December 2015 to 30 Sept... | 02/27/2020

Policy Paper: Review of changes to the off-payroll working rules: report and conclus... | 02/27/2020

Official Statistics: Scottish VAT Assignment - Experimental Statistics... | 02/26/2020

Open Consultation: Police Covenant for England and Wales... | 02/26/2020

Policy Paper: Public service pensions increase: 2020... | 02/25/2020

News Story: HM Treasury has appointed James Heath as the new CEO of the National I... | 02/25/2020

 
 
 
UK-ICO
 
 
 
 
 
 

News: Scottish company hit with maximum fine for making nearly 200 million n... | 03/02/2020

Agency Update: CRDNN Limited... | 03/02/2020

Monetary penalties: CRDNN Limited -- CRDNN Limited monetary penalty notice... | 03/02/2020

Enforcement notices: CRDNN Limited -- CRDNN Limited Enforcement notice... | 03/02/2020

Agency Update: CRDNN Limited... | 03/02/2020

News: ICO Codes of Conduct and Certification schemes open for business... | 02/28/2020

Follow up audit: Academies Enterprise Trust... | 02/25/2020

 
 
 
UK-LSB
 
 
 
 

News: Salary Finance becomes a registered firm with the LSB... | 02/25/2020

News: Salary Finance becomes a registered firm with the LSB -- Press-release... | 02/25/2020

News: Access to Banking Standard summary report February 2020 -- access-to-b... | 02/24/2020

News: Access to Banking Standard summary report February 2020... | 02/24/2020

News: Access to Banking Standard summary report February 2020 -- Press-relea... | 02/24/2020

 
 
 
UK-PRA
 
 
 
 
 
 

PRA Regulatory Digest: PRA Regulatory Digest - February 2020... | 03/02/2020

Policy statement: Liquidity: The PRA's approach to supervising liquidity and funding ris... | 03/02/2020

Policy statement: Liquidity: The PRA's approach to supervising liquidity and funding ris... | 03/02/2020

Consultation paper: Pillar 2A: Reconciling capital requirements and macroprudential buffer... | 02/28/2020

Letter: Letter from Anna Sweeney 'Outstanding EU liabilities following the UK'... | 02/28/2020

Consultation paper: Pillar 2A: Reconciling capital requirements and macroprudential buffer... | 02/28/2020

Consultation paper: CP2/20 - Pillar 2A: Reconciling capital requirements and macroprudenti... | 02/28/2020

Consultation paper: CP2/20 - Pillar 2A: Reconciling capital requirements and macroprudenti... | 02/28/2020

Letter: Letter from Anna Sweeney 'Outstanding EU liabilities following the UK'... | 02/28/2020

 
 
 
VA
 
 
 
 

Notice: Veterans' Family, Caregiver, and Survivor Advisory Committee, Notice o... | 03/02/2020

Proposed Rule: Elimination of On-the-Job Training and Apprenticeship Trainee Certific... | 02/28/2020

Notice: Agency Information Collection Activity: (Customer Satisfaction Surveys... | 02/28/2020

Notice: Tiered Pharmacy Copayments for Medications; Calendar Year 2020 Update... | 02/27/2020

Notice: Agency Information Collection Activity: Monthly Certification of On-Th... | 02/27/2020

News: This announcement provides information on VALERI access issues.... | 02/26/2020

Notice: Agency Information Collection Activity: VA Loan Electronic Reporting I... | 02/24/2020

 

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