193 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 15% over the past 30 days

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SEC issued enforcements: $69,991,450.57 over the past 30 days

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78 Final Rules go into effect in the next 30 days

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36 Mortgage Lending docs published in the last 7 days

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173 docs with 2254 extracted obligations from the last 7 days

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54 new Proposed and Final Rules were published in the past 7 days

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2302 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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Feb 19 to Feb 26, 2018

EOP

Presidential Document | Published 02/23/2018
[Federal Register Volume 83, Number 37 (Friday, February 23, 2018)][Presidential Documents][Pages 7949-7950] From the Federal Register Online via the Government Publishing Office [www.gpo.gov][FR Doc No: 2018-03868] …. Read More

TREAS

News | Published 02/19/2018
2:00 PM Under Secretary David Malpass Contact Us Department of the Treasury 1500 Pennsylvania Ave., N.W. Washington, D.C. 20220 General Information: (202) 622-2000 Fax: (202) 622-6415 Hours: Mon-Fri 8:00am – 5:00pm Untitled 1 View Treasury Auctions U…. Read More

OFAC

Notice | Published 02/21/2018 
The U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) is publishing the names of persons whose property and interests in property have been unblocked and removed from the list of Specially Designated Nationals and Blocked Pers…. Read More
News | Published 02/21/2018
WASHINGTON, D.C. — The Consumer Financial Protection Bureau (Bureau) today issued a Request for Information (RFI) about the Bureau’s external engagements. The Bureau is seeking comments and information from interested parties on ways to engage the pu…. Read More

DOJ

Notice | Published 02/21/2018 | Comments Close 04/23/2018
The Department of Justice (DOJ), Drug Enforcement Administration (DEA), will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Ac…. Read More

VA

Final Rule | Published 02/21/2018 | Effective 03/23/2018
The Department of Veterans Affairs (VA) adopts as final the proposed amendments to VA regulations. This rulemaking prescribes five new Economic Price Adjustment clauses for firm-fixed-price contracts, identifies VA’s task-order and delivery-order omb…. Read More

FTC

Final Rule | Published 02/20/2018 | Effective 02/20/2018
The Federal Trade Commission is publishing a rule that delegates certain limited functions where the Commission is unable to act because it lacks a quorum. The functions delegated are those in which no party or intervenor has a right to petition the …. Read More

FRS

Proposed Rule | Published 02/21/2018 | Comments Close 04/23/2018
The Board, OCC, FDIC, FCA, and FHFA (each an Agency and, collectively, the Agencies) are seeking comment on proposed amendments to the minimum margin requirements for registered swap dealers, major swap participants, security-based swap dealers, and …. Read More

OCC

Final Rule | Published 02/23/2018 | Effective 03/26/2018
On October 27, 2017, the Office of the Comptroller of the Currency (OCC) published a proposed rule that would have made several revisions to its stress testing regulation. The OCC is now adopting the proposed rule as final. The final rule changes the…. Read More

DOL

Final Rule | Published 02/26/2018 | Effective 03/28/2018
This rule amends one section of the Benefits Review Board’s regulations in order to change the mailing address for notices of appeal and correspondence sent to the Board….. Read More

SEC

Final Rule | Published 02/26/2018
The Securities and Exchange Commission (the “Commission”) is publishing interpretive guidance to assist public companies in preparing disclosures about cybersecurity risks and incidents….. Read More
Proposed Rule | Published 02/21/2018 | Comments Close 04/23/2018
The Board, OCC, FDIC, FCA, and FHFA (each an Agency and, collectively, the Agencies) are seeking comment on proposed amendments to the minimum margin requirements for registered swap dealers, major swap participants, security-based swap dealers, and …. Read More
Proposed Rule | Published 02/21/2018
This rule contains proposals amending the definition of short-term, limited-duration insurance for purposes of its exclusion from the definition of individual health insurance coverage. This action is being taken to lengthen the maximum period of sh…. Read More
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