191 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements increased 4% over the past 30 days

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SEC issued enforcements: $45,971,340.93 over the past 30 days

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62 Final Rules go into effect in the next 30 days

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23 Mortgage Lending docs published in the last 7 days

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427 docs with 4647 extracted obligations from the last 7 days

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67 new Proposed and Final Rules were published in the past 7 days

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1706 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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Agency Report February 17-24

 
 
CA-OPC
 
 
 
 

News: Announcement: Commissioners launch joint investigation into Clearview … | 02/21/2020

 
 
 
CA-OSFI
 
 
 
 

Letter: OSFI seeks comments on proposed new benchmark rate for qualifying unin… | 02/18/2020

Letter: OSFI seeks comments on proposed new benchmark rate for qualifying unin… | 02/18/2020

Letter: Appel de commentaires concernant le nouveau taux de r=C3=A9f=C3=A9rence propos=C3=A9 … | 02/18/2020

Letter: Appel de commentaires concernant le nouveau taux de r=C3=A9f=C3=A9rence propos=C3=A9 … | 02/18/2020

 
 
 
CFPB
 
 
 
 
 
 

News: Quantitative Survey Testing of Model Disclosure Clauses and Forms for … | 02/21/2020

Press release: Consumer Financial Protection Bureau Issues Supplemental Notice of Pro… | 02/21/2020

News: Consumer Financial Protection Bureau Issues Supplemental Notice of Pro… | 02/21/2020

Report: Disclosure of Time-Barred Debt and Revival: Findings from the CFPB’s Q… | 02/21/2020

Report: Quantitative Survey Testing of Model Disclosure Clauses and Forms for … | 02/21/2020

News: Disclosure of Time-Barred Debt and Revival: Findings from the CFPB=E2=80=99s Q… | 02/21/2020

News: CFPB to Host Symposium on February 26… | 02/20/2020

News: Consumer Financial Protection Bureau, South Carolina, and Arkansas Fil… | 02/20/2020

Press release: CFPB to Host Symposium on February 26… | 02/20/2020

Press release: Consumer Financial Protection Bureau, South Carolina, and Arkansas Fil… | 02/20/2020

 
 
 
CFTC
 
 
 
 

Enforcement: Order re Currency Pallet: Dinar Corp Inc et al… | 02/21/2020

Enforcement: Memorandum Opinion: Dinar Corp Inc et al… | 02/21/2020

Enforcement: Final Judgment: Dinar Corp Inc et al… | 02/21/2020

News: CFTC Wins Forex Fraud Trial on Damages and Obtains Monetary Judgment o… | 02/21/2020

News: CFTC Charges Investment Firm and VP with Commodity Pool Fraud… | 02/20/2020

Enforcement: Complaint: Winston Reed Investments LLC… | 02/20/2020

 
 
 
DOJ
 
 
 
 

Agency Update: The Violence Against Women Act =E2=80=93 An Ongoing Fixture in the Nation=E2=80=99s Re… | 02/19/2020

Agency Update: Department of Justice Sunshine Week 2020 Celebration… | 02/18/2020

 
 
 
FDIC
 
 
 
 

News: Extension of Comment Period for Notice of Proposed Rulemaking on Revis… | 02/20/2020

News: Regulatory Reporting Revisions to the Consolidated Reports of Conditio… | 02/19/2020

News: FDIC Seeks Information on How to Modernize Signage and Advertising Req… | 02/19/2020

 
 
 
FINCEN
 
 
 
 

News: FinCEN Welcomes Michael Mosier as Deputy Director and Digital Innovati… | 02/21/2020

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): Paolo Monaco AWCs (Letters of Acceptance, Waiver, and Consent)… | 02/19/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)… | 02/18/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Thomas M. Murphy AWCs (Letters of Acceptance, Waiver, and Consent)… | 02/18/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)… | 02/18/2020

Orders Accepting Offers of Settlement: Martin David Batstone Orders Accepting Offers of Settlement… | 02/18/2020

 
 
 
FTC
 
 
 
 

News: FTC Staff Provides Annual Letter to CFPB On Equal Credit Opportunity A… | 02/21/2020

Enforcement: One Rock Capital Partners II, LP, In the Matter of… | 02/21/2020

Enforcement: Office Depot Refunds… | 02/21/2020

News: FTC Requires Polyurethane Foam Producers FXI Holdings, Inc. and Innoco… | 02/21/2020

News: Rent-to-Own Operators Settle Charges that They Restrained Competition … | 02/21/2020

Enforcement: One Rock Capital Partners II, LP, In the Matter of… | 02/21/2020

Enforcement: Reembolsos de Office Depot… | 02/21/2020

News: FTC Sending More Than $34 Million in Refunds to Office Depot Customers… | 02/20/2020

Agency Update: International Monthly: February 2020… | 02/20/2020

News: Weekly Calendar for February 17, 2020… | 02/17/2020

 
 
 
INT-BIS
 
 
 
 

News: BIS appoints Innovation Hub heads in Singapore and Switzerland… | 02/19/2020

News: BIS appoints Innovation Hub heads in Singapore and Switzerland… | 02/19/2020

Agency Update: Measuring the effectiveness of macroprudential policies using supervis… | 02/19/2020

News: No global real estate market despite higher price synchronisation and … | 02/18/2020

News: No global real estate market despite higher price synchronisation and … | 02/18/2020

 
 
 
INT-EC
 
 
 
 

News: The Commission launches a public consultation on the review of the non… | 02/20/2020

Public Consultations: Review of the MiFID II/MiFIR regulatory framework… | 02/17/2020

Public Consultations: Review of the MiFID II/MiFIR regulatory framework… | 02/17/2020

News: The Commission launches a public consultation on the review of the MiF… | 02/17/2020

 
 
 
INT-FSB
 
 
 
 

Agency Update: FSB Chair’s letter to G20 Finance Ministers and Central Bank Governors… | 02/19/2020

News: FSB Chair sets out focus for Saudi Arabian G20 Presidency… | 02/19/2020

Agency Update: FSB Chair’s letter to G20 Finance Ministers and Central Bank Governors… | 02/19/2020

 
 
 
OCC
 
 
 
 

News Release: News Release 2020-21… | 02/21/2020

News Release: News Release 2020-20… | 02/20/2020

News Release: News Release 2020-18… | 02/19/2020

News Release: News Release 2020-19… | 02/19/2020

 
 
 
OFAC
 
 
 
 

Financial Sanction: Iran-related Designations… | 02/20/2020

Financial Sanction: Issuance of Reporting, Procedures and Penalties Regulations (RPPR) -re… | 02/20/2020

Financial Sanction: Second Quarter FY2019 Report for Licensing Activities Undertaken Pursu… | 02/19/2020

Financial Sanction: Kingpin Act Designation Update… | 02/19/2020

Financial Sanction: Venezuela-related Designations; Issuance of Venezuela-related General … | 02/18/2020

 
 
 
SEC
 
 
 
 

Enforcement: Kit Mun Chan, Lau Kean Chong, Chong Poui Fan, Binji Lu, and Youn Chien… | 02/21/2020

Enforcement: Emmanuel Kouyoumdjian (a/k/a “Manny K”)… | 02/20/2020

Enforcement: Navellier & Associates, Inc., and Louis Navellier… | 02/20/2020

Enforcement: SEC Complaint – Emmanuel Kouyoumdjian (a/k/a “Manny K”)… | 02/20/2020

Enforcement: Winston Reed Investments LLC… | 02/20/2020

Enforcement: Richard Lee, et al…. | 02/20/2020

Enforcement: SEC Complaint – Winston Reed Investments LLC… | 02/20/2020

Enforcement: SEC Complaint – Navellier & Associates, Inc., and Louis Navellier… | 02/20/2020

Enforcement: SEC Complaint – Jon L. Aronson and Elliet N. Aronson… | 02/20/2020

Enforcement: Jon L. Aronson and Elliet N. Aronson… | 02/20/2020

 
 
 
TREAS
 
 
 
 

News: U.S. Department of the Treasury… | 02/21/2020

News: U.S. Department of the Treasury… | 02/20/2020

News: U.S. Department of the Treasury… | 02/19/2020

News: U.S. Department of the Treasury… | 02/18/2020

News: U.S. Department of the Treasury… | 02/18/2020

News: U.S. Department of the Treasury… | 02/18/2020

 
 
 
UK-BOE
 
 
 
 
 
 

News: Statistical Notice 2020/01… | 02/21/2020

Museum: Striking gold… | 02/21/2020

Agency Update: Statistical Notice 2020/01… | 02/21/2020

Agency Update: Bank of England Weekly Report 19 February 2020… | 02/20/2020

News: Minutes of the London FXJSC Legal Sub-Committee Meeting – 19 November … | 02/20/2020

News: Minutes of the London FXJSC Operations Sub-Committee Meeting – 28 Nove… | 02/20/2020

News: Turner =C2=A320 enters circulation… | 02/20/2020

Weekly report: Bank of England Weekly Report 19 February 2020 — View and download hi… | 02/20/2020

News Release: Turner =C2=A320 enters circulation… | 02/20/2020

Minutes: Minutes of the London FXJSC Operations Sub-Committee Meeting – 28 Nove… | 02/20/2020

 
 
 
UK-CMA
 
 
 
 

News Story: Latest results published in current account customer satisfaction surv… | 02/17/2020

 
 
 
UK-FCA
 
 
 
 
 
 

News: Everyday Finances… | 02/24/2020

News: Duxa Capital… | 02/24/2020

News: TL Financial Consultancy (clone of FCA authorised firm)… | 02/24/2020

News: Hiroseoption (clone of FCA authorised firm)… | 02/24/2020

News: BT Save… | 02/24/2020

News: Bitcoinmarketscap… | 02/21/2020

News: Information for customers of Triton Insurance Brokers Ltd… | 02/21/2020

News: Chryson Limited (clone of FCA authorised firm)… | 02/21/2020

News: Tradixa… | 02/21/2020

Final notices: Final notice 2020: Elizabeth Marie Walker… | 02/21/2020

 
 
 
UK-HMT
 
 
 
 
 
 
 
 

Guidance: Draft of the Over the Counter Derivatives, Central Counterparties and … | 02/24/2020

Open Consultation: Consultation on expanding the dormant assets scheme… | 02/21/2020

Correspondence: DAO 01/20 The Orange Book… | 02/20/2020

Official Statistics: Forecasts for the UK economy: February 2020… | 02/19/2020

Transparency: Government procurement card HMT spend greater than =C2=A3500: September 201… | 02/19/2020

Transparency: HMT spend greater than =C2=A325,000: November 2019… | 02/19/2020

Transparency: Government procurement card HMT spend greater than =C2=A3500: November 2019… | 02/19/2020

Transparency: Government procurement card HMT spend greater than =C2=A3500: October 2019… | 02/19/2020

Transparency: Government procurement card HMT spend greater than =C2=A3500: July 2019… | 02/19/2020

Transparency: HMT spend greater than =C2=A325,000: October 2019… | 02/19/2020

 
 
 
UK-ICO
 
 
 
 

Audit: The Crown Prosecution Service… | 02/21/2020

Audit: The Crown Prosecution Service — Executive summary of The Crown Prosec… | 02/21/2020

 
 
 
UK-LSB
 
 
 
 

News: Themed review: Financial difficulties – Standards of Lending Practice … | 02/18/2020

News: Themed review: Financial difficulties – Standards of Lending Practice … | 02/18/2020

News: Themed review: Financial difficulties – Standards of Lending Practice … | 02/18/2020

News: Themed review: Financial difficulties – Standards of Lending Practice … | 02/18/2020

News: Themed review: Financial difficulties – Standards of Lending Practice … | 02/18/2020

News: Themed review: Financial difficulties – Standards of Lending Practice … | 02/18/2020

News: Themed review: Financial difficulties – Standards of Lending Practice … | 02/18/2020

News: LSB’s 10th anniversary event — Mission-and-Strategy… | 02/17/2020

News: LSB’s 10th anniversary event… | 02/17/2020

News: LSB’s 10th anniversary event — LSB-anniversary-brochure… | 02/17/2020

 

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