148 Enforcement Actions in the U.S. over past 30 days


OFAC enforcements increased 50% over the past 30 days


SEC issued enforcements: $88,633,075.00 over the past 30 days


123 Final Rules go into effect in the next 30 days


45 Mortgage Lending docs published in the last 7 days


149 docs with 7429 extracted obligations from the last 7 days


77 new Proposed and Final Rules were published in the past 7 days


6736 new docs in pro.compliance.ai within the last 7 days


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Final Rule | Published 02/14/2019 | Effective 04/01/2019
The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation (collectively, the agencies) are adopting a final rule to address changes to credit loss accounting… Read More
View all OCC updates
Notice | Published 02/15/2019
The Department of the Treasury’s Office of Foreign Assets Control (OFAC) is publishing the names of one or more persons that have been placed on OFAC’s Foreign Sanctions Evaders List based on OFAC’s determination that one or more applicable legal… Read More
View all OFAC updates


Agency Update | Published 02/12/2019
Whether you are a first-time investor or have been investing for years, here are 10 tips from the SEC’s Office of Investor Education and Advocacy to help you in 2019… Read More
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Final Rule | Published 02/11/2019 | Effective 02/11/2019
The Commodity Futures Trading Commission (Commission) is amending its rules governing the maximum amount of civil monetary penalties to adjust for inflation. This rule sets forth the maximum, inflation-adjusted dollar amount for civil monetary penalt… Read More
View all CFTC updates


Final Rule | Published 02/12/2019 | Effective 02/12/2019
The Department of Labor (Department or DOL) is making technical corrections to the equal employment opportunity regulations that implement the National Apprenticeship Act of 1937… Read More
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Agency Update | Published 02/14/2019
Required fields are shown with yellow backgrounds and asterisks. Page 1 of * 29 SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL OMB Number: Estimated average burden hours per response… Read More
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Notice | Published 02/15/2019 | Comments Close 04/16/2019
The Department of Justice (DOJ), Office of Justice Programs, Bureau of Justice Assistance, is submitting the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwor… Read More
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News | Published 02/14/2019
Read more about our fourth quarter and full year 2018 financial results in our news release, Form 10-K, and credit supplement… Read More
View all Fannie updates


Notice | Published 02/12/2019 | Comments Close 04/15/2019
In accordance with the Paperwork Reduction Act of 1995, the Rural Housing Service (RHS) invites comments on this information collection for the Housing Preservation Grant (HPG) Program, which approval from the Office of Management and Budget (OMB)… Read More
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News | Published 02/13/2019 
I am writing to ask for your assistance with a survey about consumer finances. This survey is one of the nation’s primary sources of information on the financial condition of different types of families… Read More
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Proposed Rule | Published 02/14/2019 | Comments Close 05/15/2019
The Bureau of Consumer Financial Protection (Bureau) is proposing to rescind certain provisions of the regulation promulgated by the Bureau in November 2017 governing Payday, Vehicle Title, and Certain High-Cost Installment Loans (2017 Final Rule or… Read More
View all CFPB updates


Presidential Document | Published 02/14/2019
By the authority vested in me as President by the Constitution and the laws of the United States of America, it is hereby ordered as follows… Read More
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Final Rule | Published 02/15/2019 | Effective 02/19/2019
The Department of Veterans Affairs (VA) is correcting a final rule regarding its claims adjudication, appeals, and Rules of Practice of the Board of Veterans’ Appeals (Board) regulations. This correction addresses minor technical errors in the publis… Read More
View all VA updates
Final Rule | Published 02/14/2019 | Effective 04/01/2019
The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation (collectively, the agencies) are adopting a final rule to address changes to credit loss accounting und… Read More
View all FDIC updates
Notice | Published 02/13/2019
This document contains notice of pendency before the Department of Labor (the Department) of a proposed temporary one-year individual exemption from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of… Read More
View all EBSA updates
News | Published 02/15/2019
TO: Freddie Mac Sellers December 5, 2018 | 2018-24 SUBJECT: SELLING UPDATES This Guide Bulletin announces: Single Security Initiative… Read More
View all Freddie updates


Enforcement | Published 02/08/2019
Federal Trade Commission, Plaintiff, v. Global Asset Financial Services Group, LLC, a limited liability company; Regional Asset Maintenance, LLC, a limited liability company, also doing business as RAM LLC, Midwestern Alliance, LLC, a limited… Read More
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Final Rule | Published 02/11/2019 | Effective 04/12/2019
This rule amends regulations that provide civil penalties for misuse of Department of the Treasury names, symbols, etc. to implement the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended by the Federal Civil Penalties Inflation Adj… Read More
View all TREAS updates
Enforcement | Published 02/15/2019
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Michael Royce Minghenelli (CRD No. 6067409), Respondent. DISCIPLINARY PROCEEDING No. 20170535499 COMPLAINT The Department of Enforcement all… Read More
View all FINRA updates