Regulatory Agency Updates | Week of February 10 to February 17

Agency Report February 10-17

Agency Report February 10-17

 
 
CA-CANLII
 
 
 
 

Agency Update: Cannabis Fees Order, SOR/2018-198 [Modified on Jan 22, 2020]... | 02/13/2020

 
 
 
CA-OPC
 
 
 
 

Agency Update: Video job interviews and privacy... | 02/13/2020

 
 
 
CFPB
 
 
 
 

Report: Supervisory Highlights, Issue No. 21 (Winter 2020)... | 02/14/2020

Blog: Worried about making your auto loan payments? Your lender may have opt... | 02/12/2020

Notice: Agency Information Collection Activities: Submission for OMB Review; C... | 02/10/2020

 
 
 
CFTC
 
 
 
 

Enforcement: Complaint: Venture Capital Investments and Breonna S. Clark, et al.... | 02/14/2020

News: CFTC Charges Colorado Resident with Fraud in Digital Asset-Linked Ponz... | 02/14/2020

Notice: Agency Information Collection Activities: Notice of Intent To Extend C... | 02/14/2020

News: CFTC Charges Unregistered Commodity Pool Operator and Its Principal wi... | 02/14/2020

Enforcement: Complaint: Joshua Christian McDonald, et al.... | 02/14/2020

Enforcement: Order: Matthew White... | 02/13/2020

News: CFTC Orders Florida Resident and His Company to Pay Over $1 Million fo... | 02/13/2020

Enforcement: Complaint: Michael Ackerman Q3 Holdings... | 02/11/2020

News: CFTC Charges Company and its Principal in $33 Million Fraudulent Digit... | 02/11/2020

Notice: Technology Advisory Committee... | 02/11/2020

 
 
 
DOJ
 
 
 
 

Agency Update: Readout of the Task Force Meeting on Missing and Murdered American Ind... | 02/13/2020

Notice: Agency Information Collection Activities; Proposed eCollection; eComme... | 02/13/2020

Agency Update: Nominations for the 2020 Sunshine Week FOIA Awards Are Open =E2=80=93 Nominate... | 02/12/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act... | 02/12/2020

Notice: Notice of Proposed Settlement Agreement and Draft Restoration Plan Und... | 02/12/2020

Notice: Notice of Lodging of Consent Decree Under the Clean Air Act... | 02/12/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 02/11/2020

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 02/14/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 02/12/2020

Notice: Senior Executive Service; Appointment of Members to the Performance Re... | 02/10/2020

 
 
 
EBSA
 
 
 
 

Notice: Exemption From Certain Prohibited Transaction Restrictions Involving U... | 02/12/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Continuation of the National Emergency With Respect to the Southern Bo... | 02/14/2020

Presidential Document: Sequestration Order for Fiscal Year 2021 Pursuant to Section 251A of t... | 02/13/2020

 
 
 
FDIC
 
 
 
 

Proposed Rule: Unsafe and Unsound Banking Practices: Brokered Deposits Restrictions... | 02/10/2020

 
 
 
FFIEC
 
 
 
 

Notice: Appraisal Subcommittee; Notice of Adoption of Grants Handbook... | 02/14/2020

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): Angela Marie Chatfield AWCs (Letters of Acceptance, Waiver, and Consen... | 02/14/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Ronald W. Hannes AWCs (Letters of Acceptance, Waiver, and Consent)... | 02/13/2020

AWCs (Letters of Acceptance, Waiver, and Consent): David Francis Dalton AWCs (Letters of Acceptance, Waiver, and Consent)... | 02/12/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 02/12/2020

AWCs (Letters of Acceptance, Waiver, and Consent): David Gray Dalton AWCs (Letters of Acceptance, Waiver, and Consent)... | 02/12/2020

AWCs (Letters of Acceptance, Waiver, and Consent): David Francis Dalton AWCs (Letters of Acceptance, Waiver, and Consent)... | 02/12/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Jeffrey Scott Nimmow AWCs (Letters of Acceptance, Waiver, and Consent)... | 02/10/2020

 
 
 
FRS
 
 
 
 

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 02/14/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 02/14/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 02/13/2020

News: Federal Reserve Board announces termination of enforcement actions wit... | 02/13/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 02/13/2020

Final Rule: Regulation D: Reserve Requirements of Depository Institutions... | 02/12/2020

Notice: Notice of Proposals To Engage in or To Acquire Companies Engaged in Pe... | 02/12/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 02/12/2020

News: Spontaneity and Order: Transparency, Accountability, and Fairness in B... | 02/11/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 02/11/2020

 
 
 
FTC
 
 
 
 
 
 

News: FTC Requires Veterinary Service Providers Compassion First and Nationa... | 02/14/2020

Enforcement: Agnaten SE, Compassion First, and NVA, In the Matter of... | 02/14/2020

Proposed Rule: Funeral Industry Practices Rule... | 02/14/2020

News: Defendants Responsible for International Business Coaching Operation t... | 02/13/2020

News: New FTC Data Show Consumers Reported Losing More Than $200 Million to ... | 02/12/2020

News: FTC Sues Online Trading Academy for Running an Investment Training Sch... | 02/12/2020

News: FTC Seeks Public Comment on its Endorsement Guides... | 02/12/2020

Notice: LendEDU; Analysis To Aid Public Comment... | 02/12/2020

Enforcement: Online Trading Academy... | 02/12/2020

Enforcement: Online Trading Academy... | 02/12/2020

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2020-2 Servicing... | 02/12/2020

News: Guide Bulletin 2020-2: Servicing Cooperative Share Loans, Voluntary Pa... | 02/12/2020

 
 
 
INT-BIS
 
 
 
 

Agency Update: Dollar borrowing, firm-characteristics, and FX-hedged funding opportun... | 02/13/2020

Agency Update: Do credit card companies screen for behavioural biases?... | 02/12/2020

Agency Update: On fintech and financial inclusion... | 02/12/2020

Agency Update: The digital economy and financial innovation... | 02/12/2020

Agency Update: Operational and cyber risks in the financial sector... | 02/11/2020

 
 
 
INT-EC
 
 
 
 

Public Consultations: Review of the MiFID II/MiFIR regulatory framework... | 02/17/2020

 
 
 
INT-FSB
 
 
 
 

News: Call for papers: 2020 Annual Meeting of the Central Bank Research Asso... | 02/12/2020

 
 
 
INT-IOSCO
 
 
 
 

Comment Letter: FR02/2020 Issues, Risks and Regulatory Considerations Relating to Cryp... | 02/12/2020

Comment Letter: FR02/2020 Issues, Risks and Regulatory Considerations Relating to Cryp... | 02/12/2020

Comment Letter: FR02/2020 Issues, Risks and Regulatory Considerations Relating to Cryp... | 02/12/2020

Comment Letter: FR02/2020 Issues, Risks and Regulatory Considerations Relating to Cryp... | 02/12/2020

Comment Letter: FR02/2020 Issues, Risks and Regulatory Considerations Relating to Cryp... | 02/12/2020

Comment Letter: FR02/2020 Issues, Risks and Regulatory Considerations Relating to Cryp... | 02/12/2020

Comment Letter: FR02/2020 Issues, Risks and Regulatory Considerations Relating to Cryp... | 02/12/2020

Final Rule: FR02/2020 Issues, Risks and Regulatory Considerations Relating to Cryp... | 02/12/2020

Comment Letter: FR02/2020 Issues, Risks and Regulatory Considerations Relating to Cryp... | 02/12/2020

Comment Letter: FR02/2020 Issues, Risks and Regulatory Considerations Relating to Cryp... | 02/12/2020

 
 
 
OCC
 
 
 
 

Comment: Community Reinvestment Act Regulations; Public Submission; Alec Vanden... | 02/13/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Habitat for... | 02/13/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Riverworks ... | 02/13/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Kimber Lann... | 02/13/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Elizabeth W... | 02/13/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Penelope Do... | 02/13/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Emily Blank... | 02/12/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Saratoga Na... | 02/12/2020

Comment: Community Reinvestment Act Regulations; Public Submission; The Fair Ho... | 02/12/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Tony Hintze... | 02/12/2020

 
 
 
OFAC
 
 
 
 

Financial Sanction: Counter Terrorism Designations Removals... | 02/12/2020

Notice: Notice of OFAC Sanctions Actions... | 02/10/2020

 
 
 
SEC
 
 
 
 

Enforcement: National Stock Exchange and David Colker... | 02/14/2020

Notice: Sunshine Act Meetings... | 02/14/2020

Notice: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Fil... | 02/13/2020

Enforcement: Criterion Wealth Management Insurance Services, Inc., Robert Allen Gra... | 02/13/2020

Enforcement: Martin J. Kinchloe... | 02/13/2020

Enforcement: SEC Complaint - Criterion Wealth Management Insurance Services, Inc., ... | 02/13/2020

Enforcement: Marc A. Celello, Esq.... | 02/13/2020

Enforcement: BPU Investment Management, Inc.... | 02/13/2020

News: SEC Announces Nancy Sumption as Senior Advisor to the Chairman for Cyb... | 02/13/2020

Notice: Proposed Collection; Comment Request... | 02/12/2020

 
 
 
TREAS
 
 
 
 

News: U.S. Department of the Treasury... | 02/14/2020

Notice: Open Meeting of the Financial Research Advisory Committee... | 02/14/2020

Final Rule: Import Restrictions Imposed on Archaeological and Ethnological Materia... | 02/14/2020

News: U.S. Department of the Treasury... | 02/12/2020

News: U.S. Department of the Treasury... | 02/12/2020

News: U.S. Department of the Treasury... | 02/12/2020

News: U.S. Department of the Treasury... | 02/10/2020

News: U.S. Department of the Treasury... | 02/10/2020

Notice: List of Countries Requiring Cooperation With an International Boycott... | 02/10/2020

 
 
 
UK-BOE
 
 
 
 
 
 

Agency Update: Blockchain structure and cryptocurrency prices... | 02/14/2020

Working Paper: Blockchain structure and cryptocurrency prices -- Blockchain structure... | 02/14/2020

Working Paper: Blockchain structure and cryptocurrency prices -- Sign up for email no... | 02/14/2020

Working Paper: Blockchain structure and cryptocurrency prices... | 02/14/2020

News: Rouge =E2=80=93 impair =E2=80=93 manque: reflections on accounting standards - speech ... | 02/13/2020

Agency Update: Bank of England Weekly Report 12 February 2020... | 02/13/2020

Weekly report: Bank of England Weekly Report 12 February 2020 -- Further details abou... | 02/13/2020

Weekly report: Bank of England Weekly Report 12 February 2020 -- View and download hi... | 02/13/2020

Weekly report: Bank of England Weekly Report 12 February 2020... | 02/13/2020

Weekly report: Bank of England Weekly Report 12 February 2020 -- Changes to the Bank'... | 02/13/2020

 
 
 
UK-FCA
 
 
 
 
 
 
 
 

Final notices: Final notice 2020: Moneybarn Limited... | 02/16/2020

News: Data Financial Services Group... | 02/14/2020

News: Country Loans (clone of authorised firm)... | 02/14/2020

News: Funds-Recovery.co.uk / Fund Recovery (Clone of Claims Management firm)... | 02/14/2020

News: The Bond Supermarket / Bond Supermarket... | 02/13/2020

News: Penalties, remediation, and our General Principles... | 02/13/2020

News: Cryptomarket... | 02/13/2020

Correspondence: Credit Brokers Portfolio Letter... | 02/13/2020

News: Info Bond Finder / Bond Finder... | 02/13/2020

News: FCA appoints Sheldon Mills as Interim Executive Director of Strategy a... | 02/13/2020

 
 
 
UK-HMT
 
 
 
 
 
 

News Story: Charles Donald appointed as CEO of UK Government Investments... | 02/17/2020

Policy Paper: Treasury minutes progress report - February 2020... | 02/13/2020

Corporate Report: Vote on Account 2020-21... | 02/12/2020

Corporate Report: Supplementary Estimates 2019-20... | 02/12/2020

News Story: HMRC extends customs grant funding deadline... | 02/10/2020

Press Release: Major boost for bus services as PM outlines new vision for local trans... | 02/10/2020

News Story: Innovative new Freeports across the UK as Government lays out plans to... | 02/10/2020

 
 
 
UK-ICO
 
 
 
 

Follow up audit: Delta Academies Trust... | 02/14/2020

News: Statement regarding the government=E2=80=99s initial response to Online Harms ... | 02/12/2020

 
 
 
UK-LSB
 
 
 
 

News: The Standards of Lending Practice are a FCA-recognised industry code... | 02/14/2020

News: The Standards of Lending Practice are a FCA-recognised industry code -... | 02/14/2020

 
 
 
VA
 
 
 
 

Notice: Rehabilitation Research and Development Service Scientific Merit Revie... | 02/14/2020

Notice: Health Services Research and Development Service Scientific Merit Revi... | 02/14/2020

Notice: Agency Information Collection Activity Under OMB Review: Disability Be... | 02/14/2020

News: This announcement provides information on the emergency system mainten... | 02/13/2020

Proposed Rule: VA Acquisition Regulation: Administrative Matters; Publicizing Contrac... | 02/13/2020

Notice: Rental and Utility Assistance for Certain Low-Income Veteran Families... | 02/12/2020

Notice: Agency Information Collection Activity: Designation of Beneficiary Gov... | 02/12/2020

Notice: Agency Information Collection Activity: Status of Loan Account-Foreclo... | 02/12/2020

Notice: Funding Availability: Homeless Providers Grant and Per Diem Program... | 02/12/2020

Notice: Agency Information Collection Activity: Create Payment Request for the... | 02/12/2020

 

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