179 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements increased 21% over the past 30 days


FTC issued enforcements: $8,726,254.27 over the past 30 days


165 Final Rules go into effect in the next 30 days


55 Mortgage Lending docs published in the last 7 days


5330 docs with 12540 extracted obligations from the last 7 days


108 new Proposed and Final Rules were published in the past 7 days


11225 new docs in pro.compliance.ai within the last 7 days


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Notice | Published 02/11/2019
The Department of the Treasury’s Office of Foreign Assets Control (OFAC) is: (1) Providing notice of the sectoral determination by the Secretary of the Treasury pursuant to Executive Order 13850 (“Blocking Property of Additional Persons Contributing… Read More
View all OFAC updates


Notice | Published 02/11/2019 | Comments Close 04/12/2019
In accordance with the Paperwork Reduction Act of 1995, this notice announces the Rural Development’s intention to request an extension for a currently approved information collection in support of the program, Environmental Policies and Procedures… Read More
View all RHS updates
Final Rule | Published 02/08/2019 | Effective 02/08/2019
This final rule is being promulgated in connection with an adjustment of the thresholds for the major assets prohibition of the Depository Institutions Management Interlocks Act (DIMIA) that has been proposed jointly by the FDIC with the Office of… Read More
View all FDIC updates

News | Published 02/06/2019
The Consumer Financial Protection Bureau today is proposing to rescind certain provisions of its 2017 final rule governing “Payday, Vehicle Title, and Certain High-Cost Installment Loans.” Specifically, the Bureau is proposing to r… Read More
View all CFPB updates
Final Rule | Published 02/11/2019 | Effective 04/12/2019
This rule amends regulations that provide civil penalties for misuse of Department of the Treasury names, symbols, etc. to implement the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended by the Federal Civil Penalties Inflation Adj… Read More
View all TREAS updates


Proposed Rule | Published 02/08/2019 | Comments Close 04/09/2019
The Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System (Board), and the Federal Deposit Insurance Corporation (FDIC) are inviting public comment on a notice of proposed rulemaking (proposal) that… Read More
View all OCC updates


Final Rule | Published 02/07/2019 | Effective 02/19/2019
The Department of Veterans Affairs (VA) is providing notice that the effective date of the new VA appeals system, outlined in the Veterans Appeals Improvement and Modernization Act of 2017 (AMA), is February 19, 2019… Read More
View all VA updates
News | Published 02/04/2019
SIFMA Anti-Money Laundering & Financial Crimes Conference February 4, 2019 Good morning. Thank you for having me today. It is a pleasure to be at the SIFMA Anti-Money Laundering and Financial Crimes Conference. There are several things I would like… Read More
View all FINCEN updates


Notice | Published 02/08/2019 | Comments Close 03/11/2019
The Department of Justice, Office on Violence Against Women (OVW) will be submitting the following information collection request to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of… Read More
View all DOJ updates
Final Rule | Published 02/11/2019 | Effective 02/11/2019
The Commodity Futures Trading Commission (Commission) is amending its rules governing the maximum amount of civil monetary penalties to adjust for inflation. This rule sets forth the maximum, inflation-adjusted dollar amount for civil monetary… Read More
View all CFTC updates


Enforcement | Published 02/08/2019
Federal Trade Commission, Plaintiff, v. Global Asset Financial Services Group, LLC, a limited liability company; Regional Asset Maintenance, LLC, a limited liability company, also doing business as RAM LLC, Midwestern Alliance, LLC, a limited… Read More
View all FTC updates


Final Rule | Published 02/06/2019 | Effective 02/06/2019
The Board of Governors of the Federal Reserve System (the “Board”) is issuing a final rule amending its rules of practice and procedure to adjust the amount of each civil money penalty (“CMP”) provided by law within its jurisdiction to account… Read More
View all FRS updates
Enforcement | Published 02/08/2019
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017053741501 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Elizabeth Marie Garcia, Respondent General Securities Representativ… Read More
View all FINRA updates

News | Published 02/06/2019
HCO will be retiring as of May 31, 2019, and all agencies should take the necessary steps to remove their data and migrate to a new system in advance of HCO’s retirement date. For more information, check out the recently updated FAQs… Read More
View all Fannie updates
News | Published 02/08/2019
February 08, 2019 – The newest Loan Collateral Advisor® release includes search enhancements that help you get the information you want faster, while running fewer searches… Read More
View all Freddie updates


Final Rule | Published 02/06/2019 | Effective 03/08/2019
We are adopting a rule to implement a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The new rule requires a company to describe any practices or policies it has adopted regarding the ability of its employees (including… Read More
View all SEC updates


Presidential Document | Published 02/06/2019
Heart disease is America’s most prolific killer, responsible for one in four deaths in the United States each year. American Heart Month is an opportunity to remember the loved ones lost to this deadly disease, raise awareness of the warning signs an… Read More
View all EOP updates