Regulatory Agency Updates | Week of February 03 to February 10

Agency Report Feb 03-10..

 
 
CA-BOC
 
 
 
 

Agency Update: Banking Regulation and Market Making... | 02/05/2020

 
 
 
CA-OPC
 
 
 
 

News: Announcement: Privacy Commissioner files Notice of Application with th... | 02/06/2020

 
 
 
CFPB
 
 
 
 
 
 
 
 

Notice: Agency Information Collection Activities: Submission for OMB Review; C... | 02/10/2020

Comment: Debt Collection Practices (Regulation F); Public Submission; NA... | 02/07/2020

News: Written Testimony of Kathleen L. Kraninger before the House Committee ... | 02/06/2020

Final Rule: Statement of Policy Regarding Prohibition on Abusive Acts or Practices... | 02/06/2020

Testimony: Written Testimony of Kathleen L. Kraninger before the House Committee ... | 02/06/2020

News: Statement of Director Kraninger before House Financial Services Commit... | 02/06/2020

Speech: Statement of Director Kraninger before House Financial Services Commit... | 02/06/2020

Press release: Consumer Financial Protection Bureau Settles Lawsuit Against Think Fin... | 02/05/2020

Press release: Read Out of CFPB Inaugural Joint Office Hours in Salt Lake City... | 02/04/2020

Report: Semi-Annual Report Fall 2019... | 02/03/2020

 
 
 
CFTC
 
 
 
 

Notice: Sunshine Act Meetings... | 02/05/2020

 
 
 
DOJ
 
 
 
 

Notice: Notice of Lodging of Proposed; Amended Consent Decree Under the Clean ... | 02/07/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 02/07/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 02/06/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 02/06/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 02/06/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 02/06/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 02/06/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 02/06/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Air Act; ... | 02/05/2020

Notice: Notice of Lodging of Proposed Partial Consent Decree Under the Clean A... | 02/05/2020

 
 
 
DOL
 
 
 
 

Notice: Senior Executive Service; Appointment of Members to the Performance Re... | 02/10/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 02/06/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 02/03/2020

Notice: President's Committee on the International Labor Organization Charter ... | 02/03/2020

 
 
 
EBSA
 
 
 
 

News: U.S. Department of Labor... | 02/05/2020

News: U.S. Department of Labor... | 02/03/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Presidential Determination on Waiving a Restriction on United States A... | 02/06/2020

Presidential Document: American Heart Month, 2020... | 02/05/2020

Presidential Document: Ensuring Safe and Lawful E-Commerce for United States Consumers, Busin... | 02/05/2020

Presidential Document: Career and Technical Education Month, 2020... | 02/05/2020

Presidential Document: Improving Enhanced Vetting Capabilities and Processes for Detecting At... | 02/05/2020

Presidential Document: Suspension of Entry as Immigrants and Nonimmigrants of Persons Who Pos... | 02/05/2020

Presidential Document: Combating Human Trafficking and Online Child Exploitation in the Unite... | 02/05/2020

Presidential Document: National African American History Month, 2020... | 02/05/2020

 
 
 
FDIC
 
 
 
 

Proposed Rule: Unsafe and Unsound Banking Practices: Brokered Deposits Restrictions... | 02/10/2020

Notice: Notice of Termination of Receiverships... | 02/07/2020

Notice: Sunshine Act Meeting... | 02/03/2020

Notice: Notice to All Interested Parties of Intent To Terminate Receiverships... | 02/03/2020

 
 
 
FFIEC
 
 
 
 

Notice: Appraisal Subcommittee Notice of Meeting... | 02/03/2020

Notice: Appraisal Subcommittee Notice of Meeting... | 02/03/2020

 
 
 
FINCEN
 
 
 
 

News: Prepared Remarks of FinCEN Deputy Director Jamal El-Hindi, delivered a... | 02/06/2020

 
 
 
FINRA
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)... | 02/06/2020

OHO Decisions: Robert Juan Escobio OHO Decisions... | 02/05/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)... | 02/05/2020

AWCs (Letters of Acceptance, Waiver, and Consent): John Martin Harmon AWCs (Letters of Acceptance, Waiver, and Consent)... | 02/05/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Peter D. Monson AWCs (Letters of Acceptance, Waiver, and Consent)... | 02/04/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)... | 02/04/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 02/04/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Ana Lucia Chavarriaga AWCs (Letters of Acceptance, Waiver, and Consent... | 02/03/2020

 
 
 
FRS
 
 
 
 

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 02/10/2020

Notice: Notice of Proposals To Engage in or To Acquire Companies Engaged in Pe... | 02/10/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 02/07/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 02/07/2020

News: The Economic Outlook, Monetary Policy, and the Demand for Reserves - V... | 02/06/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 02/06/2020

News: Federal Reserve Board releases hypothetical scenarios for its 2020 str... | 02/06/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 02/06/2020

News: Federal Reserve Board issues enforcement action with Farmers & Merchan... | 02/06/2020

News: 2020 Supervisory Scenarios for Annual Stress Tests Required under the ... | 02/06/2020

 
 
 
FTC
 
 
 
 

News: BC Director Ian Conner remarks at GCR Live 9th Annual Antitrsut Law Le... | 02/08/2020

News: BC Director Ian Conner remarks at GCR Live 9th Annual Antitrsut Law Le... | 02/08/2020

Enforcement: Quantum Wellness Botanical Institute, LLC... | 02/05/2020

Enforcement: On Point Global LLC... | 02/05/2020

News: Court Stops Sprawling Scheme That Operated Hundreds of Websites That D... | 02/05/2020

News: FTC Takes Action to Stop Anti-Aging "Cure-All" Marketers From Making B... | 02/05/2020

News: Cmrs. Phillips and Slaughter panelists at Technology Policy Institute... | 02/05/2020

News: Cmrs. Phillips and Slaughter panelists at Technology Policy Institute... | 02/05/2020

Notice: Agency Information Collection Activities; Proposed Collection; Comment... | 02/04/2020

Notice: Agency Information Collection Activities; Submission to the Office of ... | 02/04/2020

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2020-1 Selling... | 02/05/2020

News: The Servicer Honors and Rewards Program (SHARP)=E2=84=A0 Awards Kick Off at MB... | 02/05/2020

 
 
 
INT-BIS
 
 
 
 

Agency Update: Corporate investment and the exchange rate: The financial channel... | 02/04/2020

Agency Update: Stress testing in Latin America: A comparison of approaches and method... | 02/04/2020

Agency Update: The economic forces driving fintech adoption across countries... | 02/04/2020

 
 
 
INT-FSB
 
 
 
 

News: FSB takes steps to enhance the effectiveness of its Regional Consultat... | 02/04/2020

News: The Value of the LEI for Identification in Digital Processes... | 02/04/2020

 
 
 
NCUA
 
 
 
 

Notice: Sunshine Act Meeting... | 02/03/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 02/04/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 02/03/2020

 
 
 
OCC
 
 
 
 

Comment: Community Reinvestment Act Regulations; Request for Public Input; Publ... | 02/07/2020

Comment: Community Reinvestment Act Regulations; Request for Public Input; Publ... | 02/07/2020

Comment: Community Reinvestment Act Regulations; Request for Public Input; Publ... | 02/07/2020

Comment: Community Reinvestment Act Regulations; Request for Public Input; Publ... | 02/07/2020

Comment: Community Reinvestment Act Regulations; Request for Public Input; Publ... | 02/07/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Oscar Herna... | 02/06/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Janet Hamad... | 02/06/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Kenneth Tho... | 02/06/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Habitat for... | 02/06/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Community F... | 02/06/2020

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions... | 02/10/2020

Final Rule: Mali Sanctions Regulations... | 02/07/2020

Financial Sanction: Venezuela-related Identifications... | 02/07/2020

Financial Sanction: Publication of Mali Sanctions Regulations... | 02/06/2020

Notice: Notice of OFAC Sanctions Actions... | 02/03/2020

 
 
 
SEC
 
 
 
 
 
 

Notice: Sunshine Act Meetings... | 02/10/2020

Notice: Self-Regulatory Organizations; NYSE National, Inc.; Notice of Withdraw... | 02/10/2020

Enforcement: Randall Goulding, Esq.... | 02/07/2020

Enforcement: Leonardo Cornide and Jorge Falcon... | 02/07/2020

Notice: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Fil... | 02/07/2020

Enforcement: Leonardo Cornide and Jorge Falcon... | 02/07/2020

News: SEC Investor Advisory Committee to Meet on Feb. 27... | 02/07/2020

Enforcement: Joseph A. Meyer, Jr.... | 02/07/2020

Notice: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Fili... | 02/07/2020

Notice: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Fil... | 02/07/2020

 
 
 
TREAS
 
 
 
 

Notice: List of Countries Requiring Cooperation With an International Boycott... | 02/10/2020

Notice: Periodic Meetings of the U.S. Department of the Treasury Tribal Adviso... | 02/07/2020

Final Rule: Import Restrictions Imposed on Archaeological Material From Jordan... | 02/07/2020

News: U.S. Department of the Treasury... | 02/07/2020

Final Rule: Emergency Import Restrictions Imposed on Archaeological and Ethnologic... | 02/07/2020

News: U.S. Department of the Treasury... | 02/06/2020

News: U.S. Department of the Treasury... | 02/06/2020

News: U.S. Department of the Treasury... | 02/05/2020

News: U.S. Department of the Treasury... | 02/05/2020

Notice: Open Meeting of the Federal Advisory Committee on Insurance... | 02/05/2020

 
 
 
UK-BOE
 
 
 
 
 
 

News: Lords Economic Affairs Committee, London (starting 15:30)... | 02/08/2020

News: Lords EU Financial Affairs sub-committee, Financial Services post Brex... | 02/08/2020

Agency Update: Crossing the credit channel: credit spreads and firm heterogeneity... | 02/07/2020

Agency Update: Bank funding costs and solvency... | 02/07/2020

Working Paper: Bank funding costs and solvency... | 02/07/2020

Working Paper: Bank funding costs and solvency -- Sign up for email notifications... | 02/07/2020

Working Paper: Crossing the credit channel: credit spreads and firm heterogeneity -- ... | 02/07/2020

Working Paper: Crossing the credit channel: credit spreads and firm heterogeneity... | 02/07/2020

Working Paper: Bank funding costs and solvency -- Bank funding costs and solvency... | 02/07/2020

Working Paper: Crossing the credit channel: credit spreads and firm heterogeneity -- ... | 02/07/2020

 
 
 
UK-CMA
 
 
 
 

Correspondence: State of UK competition report: commission to the CMA... | 02/05/2020

 
 
 
UK-FCA
 
 
 
 
 
 

News: First Choice Finance (clone of authorised firm)... | 02/10/2020

News: Goldmans Banc (clone of FCA authorised firm)... | 02/10/2020

FOI releases: FOI 6618 response tables... | 02/09/2020

News: FCA, ICO and FSCS publish joint statement to insolvency practitioners ... | 02/07/2020

News: Triton-Online (Clone of FCA authorised firm)... | 02/07/2020

News: Apus Capital... | 02/07/2020

News: Market integrity and strategic approach... | 02/07/2020

News: Electra Finance / Electra Finance Services Limited... | 02/07/2020

News: Thestepchange.com / The Step Change (Clone of FCA authorised firm)... | 02/06/2020

Correspondence: Platforms Portfolio Strategy Letter... | 02/06/2020

 
 
 
UK-HMT
 
 
 
 
 
 
 
 

News Story: HMRC extends customs grant funding deadline... | 02/10/2020

News Story: Innovative new Freeports across the UK as Government lays out plans to... | 02/10/2020

Press Release: HMRC announces change to the off-payroll working rules... | 02/07/2020

News Story: Reappointments to the Board of NS&I... | 02/06/2020

Guidance: Breathing Space Impact Assessment... | 02/06/2020

News Story: New appointments announced to Financial Conduct Authority Board... | 02/06/2020

News Story: Breathing Space to help millions in debt... | 02/06/2020

Correspondence: State of UK competition report: commission to the CMA... | 02/05/2020

National Statistics: UK official holdings of international reserves: January 2020... | 02/05/2020

Research: Transposition Fifth Anti-Money Laundering Directive: RPC Opinion... | 02/05/2020

 
 
 
UK-ICO
 
 
 
 

News: Joint statement warning FCA-authorised firms and insolvency practition... | 02/06/2020

Follow up audit: North Norfolk Academy Trust... | 02/05/2020

News: ICO celebrates excellence in data protection with third annual award f... | 02/04/2020

Follow up audit: Surrey Police... | 02/03/2020

Follow up audit: Sussex Police... | 02/03/2020

 
 
 
UK-JMLSG
 
 
 
 

Agency Update: JMLSG today publishes proposed amendments to its Guidance -- Chapter 5... | 02/04/2020

Agency Update: JMLSG today publishes proposed amendments to its Guidance -- Part II -... | 02/04/2020

Agency Update: JMLSG today publishes proposed amendments to its Guidance -- Chapter 4... | 02/04/2020

Agency Update: JMLSG today publishes proposed amendments to its Guidance -- Glossary... | 02/04/2020

Agency Update: JMLSG today publishes proposed amendments to its Guidance... | 02/04/2020

Agency Update: JMLSG today publishes proposed amendments to its Guidance -- Part III ... | 02/04/2020

Agency Update: JMLSG today publishes proposed amendments to its Guidance -- Chapter 7... | 02/04/2020

Agency Update: JMLSG today publishes proposed amendments to its Guidance -- Chapter 8... | 02/04/2020

 
 
 
UK-LSB
 
 
 
 

News: Episode 2 of The Future of Lending podcast is out now... | 02/06/2020

News: Emma Lovell appointed as Chief Executive of the LSB -- Press-release-E... | 02/03/2020

News: Emma Lovell appointed as Chief Executive of the LSB -- celebrating-10-... | 02/03/2020

News: Emma Lovell appointed as Chief Executive of the LSB... | 02/03/2020

 
 
 
UK-PRA
 
 
 
 

PRA Regulatory Digest: PRA Regulatory Digest - January 2020... | 02/03/2020

 
 
 
VA
 
 
 
 

Notice: Privacy Act of 1974; Report of Matching Program... | 02/10/2020

Notice: Privacy Act of 1974; System of Records... | 02/07/2020

Notice: Privacy Act of 1974; System of Records... | 02/07/2020

Final Rule: Federal Civil Penalties Inflation Adjustment Act Amendments... | 02/07/2020

Notice: Privacy Act of 1974; System of Records... | 02/07/2020

Notice: Privacy Act of 1974; System of Records... | 02/07/2020

Notice: Privacy Act of 1974; System of Records... | 02/07/2020

Notice: Solicitation of Nominations for Appointment to the Veterans and Commun... | 02/06/2020

News: This announcement provides information on the emergency system mainten... | 02/05/2020

Notice: Loan Guaranty: Specially Adapted Housing Assistive Technology Grant Pr... | 02/04/2020

 

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